Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cingulate Inc.CING · Entity 6983 | Director | June 15, 2023 | June 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cingulate Inc.
Report date June 15, 2023 · Filed June 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.98 · Expires 2033-06-15 | Direct | 15,000 |
Reported balance
After 2023-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-15 · Grant · Acquired 15,000 · Balance 15,000 F1: The option vests on the one-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests on the one-year anniversary of the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DST SYSTEMS INC
Report date April 16, 2018 · Filed April 18, 2018
Section 16 reporting ended · disclosed 2018-04-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-04-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-04-16 · Grant · Acquired 15,933 · Balance 83,957 F1: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of April 11, 2018 among Mr. Givens, the Company and SS&C. Row 2 · 2018-04-16 · Grant · Acquired 23,216 · Balance 107,173 F1: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of April 11, 2018 among Mr. Givens, the Company and SS&C. Row 3 · 2018-04-16 · Disposition to issuer · Disposed 107,173 · Balance 0 F2: Consists of shares of common stock, vested RSUs and vested PSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C and the terms of the Separation Agreement. The Merger became effective on April 16, 2018 (the Effective Time). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.76 · Expires 2021-12-01 | Direct | 0 |
Reported balance
After 2018-04-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-16 · Disposition to issuer · Disposed 8,098 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each vested option to purchase Common Stock that was outstanding prior to the Effective Time was cancelled and converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock underlying such option and (B) the excess, if any, of $84.00 over the applicable exercise price of such option. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of April 11, 2018 among Mr. Givens, the Company and SS&C.
F2: Consists of shares of common stock, vested RSUs and vested PSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C and the terms of the Separation Agreement. The Merger became effective on April 16, 2018 (the Effective Time).
F3: Pursuant to the terms of the Merger Agreement, each vested option to purchase Common Stock that was outstanding prior to the Effective Time was cancelled and converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock underlying such option and (B) the excess, if any, of $84.00 over the applicable exercise price of such option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2023 Filed Jun 20, 2023 11:00 UTC | Cingulate Inc. CING · Entity 6983 | GrantStock Option (right to Buy) · Derivative | 15,000 | $0.00 Strike: $0.98 | $0.00 |
DisclosureSEC source: 0001493152-23-021773 · ownership.xml · derivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2033-06-15 F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 22:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 85,000 | $0.88 | $74,851.00 |
DisclosureSEC source: 0001493152-22-033748 · ownership.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,318 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.83 to $0.92 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 4,000 | $1.38 | $5,520.00 |
DisclosureSEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 8 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 10,000 F8 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.36 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 4,000 | $1.37 | $5,480.00 |
DisclosureSEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 7 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 10,000 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 4,000 | $1.37 | $5,493.20 |
DisclosureSEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 6 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 10,000 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.36 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 27,000 | $1.38 | $37,338.30 |
DisclosureSEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 5 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,318 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.36 to $1.45 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 6,000 | $1.29 | $7,719.00 |
DisclosureSEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 4 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 6,000 F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.25 to $1.33 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 6,000 | $1.30 | $7,789.80 |
DisclosureSEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 3 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 6,000 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.32 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 6,000 | $1.30 | $7,779.00 |
DisclosureSEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 6,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.25 to $1.32 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 9,000 | $1.32 | $11,865.60 |
DisclosureSEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,318 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.27 to $1.37 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:00 UTC | Cingulate Inc. CING · Entity 6983 | GrantStock Option (right to Buy) · Derivative | 9,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001493152-22-005769 · ownership.xml · derivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-02-25 F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 23:00 UTC | Cingulate Inc. CING · Entity 6983 | GrantWarrant to Purchase Common Stock · Derivative | 16,500 | Not disclosed Strike: $6.00 | Not disclosed |
DisclosureSEC source: 0001493152-21-031459 · ownership.xml · derivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2026-12-10 F1 · price: Reporting Person purchased 16,500 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 23:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 16,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-031459 · ownership.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,318 F1 · price: Reporting Person purchased 16,500 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:00 UTC | Cingulate Inc. CING · Entity 6983 | GrantStock Option (right to Buy) · Derivative | 8,983 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001493152-21-030997 · ownership.xml · derivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,983 Underlying: Common Stock · 8,983 shares Expires 2031-12-07 F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | Disposition to issuerStock Option · Derivative | 8,098 | $60.25 Strike: $23.76 | $487,864.01 |
DisclosureSEC source: 0001246360-18-001327 · form.xml · derivative · entry 4 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,098 shares Expires 2021-12-01 F3 · shares: Pursuant to the terms of the Merger Agreement, each vested option to purchase Common Stock that was outstanding prior to the Effective Time was cancelled and converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock underlying such option and (B) the excess, if any, of $84.00 over the applicable exercise price of such option. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | Disposition to issuerCommon Stock | 107,173 | $84.00 | $9,002,532.00 |
DisclosureSEC source: 0001246360-18-001327 · form.xml · nonDerivative · entry 3 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Consists of shares of common stock, vested RSUs and vested PSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C and the terms of the Separation Agreement. The Merger became effective on April 16, 2018 (the Effective Time). Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 23,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001327 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,173 F1 · shares: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of April 11, 2018 among Mr. Givens, the Company and SS&C. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 15,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001327 · form.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,957 F1 · shares: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of April 11, 2018 among Mr. Givens, the Company and SS&C. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | Tax withholdingCommon Stock | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001112 · form.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,024 F1 · shares: The Compensation Committee of the Issuers Board of Directors allows the withholding of shares (Tax Withholding Transactions) to satisfy the Reporting Persons income tax obligation from a vesting of Restricted Stock Units (RSUs). The Committee pre-approves, at the time of grant, the Tax Withholding Transactions. The Reporting Person holds RSUs reported in other Section 16 filings. This form reports the number of shares retained in the March 9, 2018 Tax Withholding Transactions. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:28 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 15,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000888 · form.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,068 F1 · shares: This is the number of time-based RSUs granted by the Compensation Committee of the DST Board of Directors. The RSUs will vest in three approximately equal installments, respectively, on the second Friday in March of each of 2019, 2020 and 2021, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 09:42 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003291 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,931 F2 · shares: On December 8, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| November 01, 2017 Filed Dec 12, 2017 09:42 UTC | DST SYSTEMS INC DST · Entity 165910 | Disposition to issuerCommon Stock | 1,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003291 · form.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Disclosed balance after: 0 F1 · shares: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting persons last ownership report. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 13:07 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002727 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,897 F2 · shares: On September 8, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 13:21 UTC | DST SYSTEMS INC DST · Entity 165910 | Tax withholdingCommon Stock | 1,015 | $53.51 | $54,312.65 |
DisclosureSEC source: 0001246360-17-002466 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,856 F2 · shares: These are shares withheld to satisfy a tax withholding on the vesting of restricted stock units (RSUs) granted by the Compensation Committee of the Board of Directors of the Issuer. The Committee approved the share withholding on the RSU grant date, and the shares were withheld pursuant to the administrative procedures of the Committee. Read SEC document |
| July 14, 2017 Filed Jul 14, 2017 17:42 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 20,000 | $61.36 | $1,227,210.00 |
DisclosureSEC source: 0001246360-17-002352 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,871 F2 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. F3 · shares: This transaction was executed in multiple trades at prices ranging from $61.10 to $61.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 14:21 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 20,000 | $60.30 | $1,206,018.00 |
DisclosureSEC source: 0001246360-17-002212 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,871 F2 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. F3 · shares: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002177 · form.xml · nonDerivative · entry 3 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,871 F4 · shares: On June 9, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on July 29, 2014, February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantStock Option · Derivative | 4,049 | $23.76 Strike: $23.76 | $96,184.00 |
DisclosureSEC source: 0001246360-17-002177 · form.xml · derivative · entry 4 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,098 Underlying: Common Stock · 4,049 shares Expires 2021-12-01 F3 · shares: On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in 4,049 additional options on the 12/01/2011 grant at the adjusted award price of $23.755. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002177 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Disclosed balance after: 1,290 F2 · shares: On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in the ownership of 645 additional shares of common stock in his ESOP. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 47,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002177 · form.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,830 F1 · shares: On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in the ownership of 47,915 additional shares of common stock. Read SEC document |
| May 16, 2017 Filed May 18, 2017 13:35 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 10,000 | $122.12 | $1,221,159.00 |
DisclosureSEC source: 0001246360-17-001911 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,915 F2 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. F3 · shares: This transaction was executed in multiple trades at prices ranging from $121.88 to $122.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 17:14 UTC | DST SYSTEMS INC DST · Entity 165910 | Tax withholdingCommon Stock | 3,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001350 · form.xml · nonDerivative · entry 3 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,915 F3 · shares: The Compensation Committee of the Issuers Board of Directors allows the withholding of shares (Tax Withholding Transactions) to satisfy the Reporting Persons income tax obligation from a vesting of Restricted Stock Units (RSUs), Performance Stock Units (PSUs) and Dividend Equivalents (DEs). The Committee pre-approves, at the time of grant, the Tax Withholding Transactions. The Reporting Person holds RSUs, PSUs and DEs reported in other Section 16 filings. This form reports the number of shares retained in the March 10, 2017 Tax Withholding Transactions. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 17:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001350 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,034 F2 · shares: On March 10, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 25, 2014, July 29, 2014, February 23, 2015, February 26, 2016, and February 24, 2017 and Performance Stock Units (PSUs) granted on February 25, 2014, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting or performance criteria in the underlying RSU or PSU. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:07 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 4,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001113 · form.xml · nonDerivative · entry 3 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,990 F3 · shares: Represents the number of shares of common stock that will vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on February 25, 2014 for the 2014-2016 performance period. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:07 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 2,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001113 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,249 F2 · shares: This is the number of time-based RSUs granted by the Compensation Committee of the DST Board of Directors. The RSUs will vest in three approximately equal installments, respectively, on the second Friday in March of each of 2018, 2019 and 2020, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement. Read SEC document |
| February 24, 2017 Filed Jan 31, 2018 20:28 UTC Amendment | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000415 · form.xml · nonDerivative · entry 1 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,771 F1 · shares: On February 28, 2017, the Reporting Person filed a Form 4 reporting the number of shares of common stock that would vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on February 25, 2014 for the 2014-2016 performance period. The total number of shares reported should have been 4,756 instead of 4,741. Due to the two for one stock split on June 8, 2017, additional reported shares would now be an additional 30 shares. These under reported shares were also excluded in the direct ownership totals on seven subsequent Form 4s filed by the Reporting Person on March 14, 2017, May 18, 2017, June 12, 2017, June 19, 2017, August 2, 2017, September 11, 2017, and December 12, 2017. As of January 31, 2018, Reporting Persons total direct ownership is 54,961 shares. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 16:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007500 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,425 F2 · shares: The acquisition is of vested and unvested restricted stock units (RSUs) received automatically on December 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted February 25, 2014, July 29, 2014, February 23, 2015 and February 26, 2016, and the Dividend RSUs previously received in connection therewith. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 13:21 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 10,000 | $117.38 | $1,173,809.00 |
DisclosureSEC source: 0001246360-16-006894 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,404 F2 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2016. F3 · shares: This transaction was executed in multiple trades at prices ranging from $117.03 to $117.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 15:35 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006809 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,404 F2 · shares: The acquisition is of vested and unvested restricted stock units (RSUs) received automatically on September 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted February 25, 2014, July 29, 2014, February 23, 2015 and February 26, 2016, and the Dividend RSUs previously received in connection therewith. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 12:35 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 10,000 | $121.52 | $1,215,163.00 |
DisclosureSEC source: 0001246360-16-006698 · form.xml · nonDerivative · entry 2 GIVENS GREGG WM · CIK 0001189317 · Sr VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,385 F2 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2016. F3 · shares: This transaction was executed in multiple trades at prices ranging from $121.1000 to $122.0800. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.