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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2018 Filed Dec 26, 2018 23:06 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 159 $32.91 $5,232.69
Disclosure

SEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,305

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 23:06 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 2,178 $32.91 $71,677.98
Disclosure

SEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,464

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 23:06 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 403 $32.91 $13,262.73
Disclosure

SEC source: 0001177261-18-000119 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,642

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 3,618 $32.91 $119,068.38
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 10

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,814

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 2,851 $32.91 $93,826.41
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 9

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,432

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 2,651 $32.91 $87,244.41
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 8

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,283

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 3,754 $32.91 $123,544.14
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,934

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 14,774 $32.91 $486,212.34
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,688

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 8,886 $32.91 $292,438.26
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,462

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 10,148 $32.91 $333,970.68
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,348

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 10,376 $32.91 $341,474.16
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,496

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 27,026 $32.91 $889,425.66
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,872

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
Tax withholdingCommon Stock 5,001 $32.91 $164,582.91
Disclosure

SEC source: 0001177261-18-000117 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,898

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 627 $32.91 $20,634.57
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 11

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,161

F9 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 3,388 $32.91 $111,499.08
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 10

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,788

F9 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 427 $32.91 $14,052.57
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 9

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,176

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 390 $32.91 $12,834.90
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 8

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,603

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 299 $32.91 $9,840.09
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 7

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,993

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 497 $32.91 $16,356.27
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 6

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,292

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 199 $32.91 $6,549.09
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 5

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,789

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person pursuant to restricted stock unit (RSU) award agreement dated 11/4/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 706 $32.91 $23,234.46
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,988

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 165 $32.91 $5,430.15
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,694

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 134 $32.91 $4,409.94
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,859

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:54 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 221 $32.91 $7,273.11
Disclosure

SEC source: 0001177261-18-000113 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,993

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 562 $32.91 $18,495.42
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 10

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,498

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 679 $32.91 $22,345.89
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 9

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,060

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 867 $32.91 $28,532.97
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 8

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,739

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 612 $32.91 $20,140.92
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 7

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,606

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 1,618 $32.91 $53,248.38
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 6

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,218

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 974 $32.91 $32,054.34
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,836

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 1,611 $32.91 $53,018.01
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,810

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 1,647 $32.91 $54,202.77
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,421

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 4,158 $32.91 $136,839.78
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,068

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:58 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 770 $32.91 $25,340.70
Disclosure

SEC source: 0001177261-18-000115 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,226

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 159 $32.91 $5,232.69
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 10

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,517

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 141 $32.91 $4,640.31
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 9

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,676

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 131 $32.91 $4,311.21
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 8

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,817

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 150 $32.91 $4,936.50
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 7

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,948

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 485 $32.91 $15,961.35
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 6

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,098

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 292 $32.91 $9,609.72
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 5

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,583

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 334 $32.91 $10,991.94
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,875

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 341 $32.91 $11,222.31
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,209

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 717 $32.91 $23,596.47
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,550

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:49 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 133 $32.91 $4,377.03
Disclosure

SEC source: 0001177261-18-000111 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,267

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 884 $32.91 $29,092.44
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 9

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,810

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 2,938 $32.91 $96,689.58
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 8

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,694

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 1,975 $32.91 $64,997.25
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 7

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,632

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 2,256 $32.91 $74,244.96
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 6

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,607

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 2,306 $32.91 $75,890.46
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 5

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,863

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 5,198 $32.91 $171,066.18
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,169

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.