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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 673 $42.39 $28,528.47
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 7

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,081

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 338 $42.39 $14,327.82
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 6

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,754

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 2,559 $42.39 $108,476.01
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 5

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,092

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 695 $42.39 $29,461.05
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,651

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 3,754 $42.39 $159,132.06
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,346

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 818 $42.39 $34,675.02
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,100

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 801 $42.39 $33,954.39
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,918

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 613 $42.39 $25,985.07
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 9

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,639

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 675 $42.39 $28,613.25
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 8

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,252

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 254 $42.39 $10,767.06
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 7

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,927

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 337 $42.39 $14,285.43
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 6

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,181

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 199 $42.39 $8,435.61
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,518

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 1,647 $42.39 $69,816.33
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,717

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 2,059 $42.39 $87,281.01
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,364

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 3,235 $42.39 $137,131.65
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,423

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 599 $42.39 $25,391.61
Disclosure

SEC source: 0001177261-19-000065 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,658

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $42.39 $111,273.75
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 10

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,826

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,754 $42.39 $159,132.06
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 9

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,451

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,851 $42.39 $120,853.89
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 8

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,205

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,651 $42.39 $112,375.89
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,056

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 10,581 $42.39 $448,528.59
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,707

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 13,226 $42.39 $560,650.14
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,288

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 5,000 $42.39 $211,950.00
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,514

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 27,026 $42.39 $1,145,632.14
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,514

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 10,376 $42.39 $439,838.64
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,540

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:03 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 10,148 $42.39 $430,173.72
Disclosure

SEC source: 0001177261-19-000069 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,916

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 657 $42.39 $27,850.23
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 10

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,199

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 867 $42.39 $36,752.13
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 9

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,856

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 679 $42.39 $28,782.81
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 8

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,723

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 550 $42.39 $23,314.50
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 7

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,402

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 1,764 $42.39 $74,775.96
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 6

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,952

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 2,205 $42.39 $93,469.95
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,716

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 4,158 $42.39 $176,257.62
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,921

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 769 $42.39 $32,597.91
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,079

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 1,647 $42.39 $69,816.33
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,848

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2019 Filed Dec 26, 2019 17:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 1,611 $42.39 $68,290.29
Disclosure

SEC source: 0001177261-19-000067 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,495

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 717 $42.39 $30,393.63
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 10

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,125

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 97 $42.39 $4,111.83
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 9

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,842

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 150 $42.39 $6,358.50
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 8

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 141 $42.39 $5,976.99
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 7

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,089

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 131 $42.39 $5,553.09
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 6

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,230

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 261 $42.39 $11,063.79
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 5

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,361

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 327 $42.39 $13,861.53
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,622

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 133 $42.39 $5,637.87
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,949

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 341 $42.39 $14,454.99
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,082

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:33 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 334 $42.39 $14,158.26
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,423

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:31 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 951 $42.39 $40,312.89
Disclosure

SEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 8

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,261

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:31 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 676 $42.39 $28,655.64
Disclosure

SEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 7

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,212

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:31 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 2,142 $42.39 $90,799.38
Disclosure

SEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 6

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,888

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:31 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 2,677 $42.39 $113,478.03
Disclosure

SEC source: 0001177261-19-000061 · edgardoc.xml · nonDerivative · entry 5

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,030

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.