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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2023 Filed Dec 14, 2023 22:32 UTC
SMITH GARY BDirector · President, CEO
GrantCommon Stock 100,964 $0.00 $0.00
Disclosure

SEC source: 0001032553-23-000042 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,233

F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:32 UTC
SMITH GARY BDirector · President, CEO
GrantCommon Stock 14,779 $0.00 $0.00
Disclosure

SEC source: 0001032553-23-000042 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,269

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:32 UTC
SMITH GARY BDirector · President, CEO
GrantCommon Stock 27,980 $0.00 $0.00
Disclosure

SEC source: 0001032553-23-000042 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,490

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:25 UTC
Rothenstein David MSVP and Chief Strategy Officer
GrantCommon Stock 26,388 $0.00 $0.00
Disclosure

SEC source: 0001444157-23-000030 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,595

F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:25 UTC
Rothenstein David MSVP and Chief Strategy Officer
GrantCommon Stock 2,309 $0.00 $0.00
Disclosure

SEC source: 0001444157-23-000030 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,207

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:25 UTC
Rothenstein David MSVP and Chief Strategy Officer
GrantCommon Stock 4,239 $0.00 $0.00
Disclosure

SEC source: 0001444157-23-000030 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,898

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:24 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 30,978 $0.00 $0.00
Disclosure

SEC source: 0001699193-23-000010 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,453

F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:24 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 2,771 $0.00 $0.00
Disclosure

SEC source: 0001699193-23-000010 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,475

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:24 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 5,087 $0.00 $0.00
Disclosure

SEC source: 0001699193-23-000010 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,704

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:22 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 5,737 $0.00 $0.00
Disclosure

SEC source: 0001177265-23-000024 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,324

F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:22 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001177265-23-000024 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,587

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:22 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001177265-23-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,094

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:21 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 31,723 $0.00 $0.00
Disclosure

SEC source: 0001215181-23-000009 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,518

F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:21 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 2,771 $0.00 $0.00
Disclosure

SEC source: 0001215181-23-000009 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,795

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:21 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 5,860 $0.00 $0.00
Disclosure

SEC source: 0001215181-23-000009 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,024

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:19 UTC
Kosaraju SheelaSVP, General Counsel and
GrantCommon Stock 19,504 $0.00 $0.00
Disclosure

SEC source: 0001963781-23-000006 · edgardoc.xml · nonDerivative · entry 1

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,153

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:17 UTC
Gage BrodieSVP Global Products & Supply
GrantCommon Stock 20,078 $0.00 $0.00
Disclosure

SEC source: 0001998826-23-000002 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,379

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:15 UTC
DiPerna DinoSVP Global R&D
GrantCommon Stock 21,799 $0.00 $0.00
Disclosure

SEC source: 0001998460-23-000005 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,788

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:12 UTC
Cumello JosephSVP, General Mgr. Blue Planet
GrantCommon Stock 18,931 $0.00 $0.00
Disclosure

SEC source: 0001963638-23-000018 · edgardoc.xml · nonDerivative · entry 3

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,561

F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:12 UTC
Cumello JosephSVP, General Mgr. Blue Planet
GrantCommon Stock 924 $0.00 $0.00
Disclosure

SEC source: 0001963638-23-000018 · edgardoc.xml · nonDerivative · entry 2

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,630

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 16, 2020 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:12 UTC
Cumello JosephSVP, General Mgr. Blue Planet
GrantCommon Stock 2,755 $0.00 $0.00
Disclosure

SEC source: 0001963638-23-000018 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,706

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 13, 2022 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2023 and 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 01, 2023 Filed Dec 5, 2023 20:20 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $46.66 $194,403.06
Disclosure

SEC source: 0001032553-23-000040 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 398,510

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.015 to $46.97. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2023 Filed Nov 20, 2023 19:49 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $46.35 $193,080.77
Disclosure

SEC source: 0001032553-23-000038 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 402,676

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.02 to $46.63. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2023 Filed Nov 20, 2023 22:36 UTC
DiPerna DinoSVP Global R&D
SaleCommon Stock 1,688 $45.96 $77,580.48
Disclosure

SEC source: 0001998460-23-000003 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,989

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/11/2023

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2023 Filed Nov 20, 2023 19:16 UTC
Cumello JosephSVP, General Mgr. Blue Planet
SaleCommon Stock 1,212 $45.96 $55,703.52
Disclosure

SEC source: 0001963638-23-000016 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,951

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2023 Filed Nov 20, 2023 18:51 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $45.96 $160,860.00
Disclosure

SEC source: 0001444157-23-000028 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,659

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 01, 2023 Filed Nov 4, 2023 00:11 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $42.15 $175,613.56
Disclosure

SEC source: 0001032553-23-000036 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 406,842

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.89 to $ 42.42. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 27, 2023 Filed Oct 31, 2023 20:53 UTC
DiPerna DinoSVP Global R&D
GrantCommon Stock 6,095 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-056939 · ownership.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,677

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on December 20, 2023

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
October 27, 2023 Filed Oct 31, 2023 20:48 UTC
Gage BrodieSVP Global Products & Supply
GrantCommon Stock 6,095 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-056931 · ownership.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,301

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on December 20, 2023

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
October 16, 2023 Filed Oct 17, 2023 23:10 UTC
Cumello JosephSVP, General Mgr. Blue Planet
SaleCommon Stock 1,212 $42.45 $51,449.40
Disclosure

SEC source: 0001963638-23-000014 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,163

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2023 Filed Oct 17, 2023 23:03 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $42.45 $148,575.00
Disclosure

SEC source: 0001444157-23-000026 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,159

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2023 Filed Oct 17, 2023 22:59 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 2,000 $42.45 $84,900.00
Disclosure

SEC source: 0001699192-23-000030 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,054

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/27/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2023 Filed Oct 17, 2023 22:55 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $43.57 $181,498.46
Disclosure

SEC source: 0001032553-23-000034 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 411,008

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.24 to $43.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:41 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 3,833 $47.30 $181,300.90
Disclosure

SEC source: 0001699193-23-000008 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,617

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:36 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $47.32 $197,135.12
Disclosure

SEC source: 0001032553-23-000032 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,174

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $47.00 to $48.03. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:48 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,933 $47.96 $140,666.68
Disclosure

SEC source: 0001032553-23-000030 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,340

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:48 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 1,629 $47.96 $78,126.84
Disclosure

SEC source: 0001032553-23-000030 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,273

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:48 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,125 $47.96 $101,915.00
Disclosure

SEC source: 0001032553-23-000030 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,902

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:48 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $47.96 $123,832.72
Disclosure

SEC source: 0001032553-23-000030 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,027

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:47 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 138 $47.96 $6,618.48
Disclosure

SEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,659

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:47 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 460 $47.96 $22,061.60
Disclosure

SEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,797

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:47 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 298 $47.96 $14,292.08
Disclosure

SEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,257

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:47 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 344 $47.96 $16,498.24
Disclosure

SEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,555

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:47 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 418 $47.96 $20,047.28
Disclosure

SEC source: 0001444157-23-000024 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,899

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 499 $47.96 $23,932.04
Disclosure

SEC source: 0001699193-23-000006 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,450

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 329 $47.96 $15,778.84
Disclosure

SEC source: 0001699193-23-000006 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,949

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 373 $47.96 $17,889.08
Disclosure

SEC source: 0001699193-23-000006 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,278

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 453 $47.96 $21,725.88
Disclosure

SEC source: 0001699193-23-000006 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,651

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:45 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 115 $47.96 $5,515.40
Disclosure

SEC source: 0001177265-23-000022 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,034

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:45 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 53 $47.96 $2,541.88
Disclosure

SEC source: 0001177265-23-000022 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,149

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.