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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2024 Filed Mar 22, 2024 01:47 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 444 $50.22 $22,297.68
Disclosure

SEC source: 0001998460-24-000007 · edgardoc.xml · nonDerivative · entry 3

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,804

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:47 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 319 $50.22 $16,020.18
Disclosure

SEC source: 0001998460-24-000007 · edgardoc.xml · nonDerivative · entry 2

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,248

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:47 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 368 $50.22 $18,480.96
Disclosure

SEC source: 0001998460-24-000007 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,567

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:42 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 669 $50.22 $33,597.18
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,905

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:42 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 204 $50.22 $10,244.88
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,574

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:42 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 442 $50.22 $22,197.24
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,778

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:42 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 212 $50.22 $10,646.64
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,220

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:42 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 312 $50.22 $15,668.64
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,432

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:42 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 257 $50.22 $12,906.54
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,744

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:41 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 394 $50.22 $19,786.68
Disclosure

SEC source: 0001403694-24-000001 · edgardoc.xml · nonDerivative · entry 6

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,327

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:41 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 123 $50.22 $6,177.06
Disclosure

SEC source: 0001403694-24-000001 · edgardoc.xml · nonDerivative · entry 5

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,721

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:41 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 299 $50.22 $15,015.78
Disclosure

SEC source: 0001403694-24-000001 · edgardoc.xml · nonDerivative · entry 4

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,844

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:41 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 182 $50.22 $9,140.04
Disclosure

SEC source: 0001403694-24-000001 · edgardoc.xml · nonDerivative · entry 3

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,143

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:41 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 138 $50.22 $6,930.36
Disclosure

SEC source: 0001403694-24-000001 · edgardoc.xml · nonDerivative · entry 2

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,325

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:41 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 195 $50.22 $9,792.90
Disclosure

SEC source: 0001403694-24-000001 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,463

F1 · shares: Represents shares withheld to cover payment of tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 11:46 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 550 $50.22 $27,621.00
Disclosure

SEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,211

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 11:46 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 138 $50.22 $6,930.36
Disclosure

SEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,761

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 11:46 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 460 $50.22 $23,101.20
Disclosure

SEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,899

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 11:46 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 298 $50.22 $14,965.56
Disclosure

SEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,359

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2024 Filed Mar 22, 2024 11:46 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 344 $50.22 $17,275.68
Disclosure

SEC source: 0001444157-24-000009 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,657

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:05 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $50.19 $175,665.00
Disclosure

SEC source: 0001444157-24-000006 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 230,001

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2024 Filed Mar 19, 2024 17:41 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $49.84 $207,627.61
Disclosure

SEC source: 0001032553-24-000012 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 403,176

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/11/2023.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.21 to $50.22. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:13 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $60.21 $250,815.70
Disclosure

SEC source: 0001032553-24-000010 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 407,342

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $58.11 to $60.975. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:13 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $60.20 $250,785.28
Disclosure

SEC source: 0001032553-24-000010 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 411,508

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $58.11 to $60.975. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:38 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $56.69 $198,415.00
Disclosure

SEC source: 0001444157-24-000004 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,501

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:33 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $56.86 $236,888.34
Disclosure

SEC source: 0001032553-24-000008 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,674

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/11/2023.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.45 to $57.15. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:33 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $56.86 $236,893.34
Disclosure

SEC source: 0001032553-24-000008 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 419,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/11/2023.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.43 to $57.15. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:37 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 66,672 $54.11 $3,607,395.24
Disclosure

SEC source: 0001032553-24-000006 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,006

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.61 to $54.73 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:37 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $54.11 $225,412.68
Disclosure

SEC source: 0001032553-24-000006 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 490,678

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.65 to $54.72 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:27 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $50.56 $210,640.46
Disclosure

SEC source: 0001032553-24-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 494,844

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.98 to $50.95. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 16, 2024 Filed Jan 17, 2024 20:32 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $49.72 $174,020.00
Disclosure

SEC source: 0001444157-24-000002 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 237,001

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:19 UTC
DiPerna DinoSVP Global R&D
SaleCommon Stock 800 $44.53 $35,624.00
Disclosure

SEC source: 0001998460-24-000004 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,935

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/11/2023

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:14 UTC
Gage BrodieSVP Global Products & Supply
SaleCommon Stock 662 $44.53 $29,478.86
Disclosure

SEC source: 0001998460-24-000002 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,001

F1 · shares: Sales were effected pursuant to Rule 105-1 trading plan dated 10/11/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:58 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,166 $45.04 $187,647.06
Disclosure

SEC source: 0001032553-24-000002 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 499,010

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/11/2023

F2 · price: Reflects the weighted average sales price with transactions in a range of sales prices from $44.73 to $45.26. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:53 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 9,574 $44.53 $426,330.22
Disclosure

SEC source: 0001699193-24-000002 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,414

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2023 Filed Dec 22, 2023 14:39 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 11,725 $43.58 $510,975.50
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503,176

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 6,758 $43.58 $294,513.64
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,901

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2023 Filed Dec 22, 2023 14:39 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 7,139 $43.58 $311,117.62
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,659

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2023 Filed Dec 22, 2023 14:39 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 1,629 $43.58 $70,991.82
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,798

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,933 $43.58 $127,820.14
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,427

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $43.58 $112,523.56
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,360

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:39 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,125 $43.58 $92,607.50
Disclosure

SEC source: 0001032553-23-000046 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,942

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 212 $43.58 $9,238.96
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,663

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 442 $43.58 $19,262.36
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,875

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 290 $43.58 $12,638.20
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,317

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 203 $43.58 $8,846.74
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,607

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 257 $43.58 $11,200.06
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,810

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 312 $43.58 $13,596.96
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,067

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:36 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 1,874 $43.58 $81,668.92
Disclosure

SEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 8

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,501

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:36 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 1,024 $43.58 $44,625.92
Disclosure

SEC source: 0001444157-23-000034 · edgardoc.xml · nonDerivative · entry 7

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,375

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.