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CIEN

CIENA CORP

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1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2024 Filed Sep 18, 2024 12:28 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $56.24 $196,840.00
Disclosure

SEC source: 0001444157-24-000024 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,421

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2024 Filed Aug 16, 2024 20:13 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $52.42 $183,470.00
Disclosure

SEC source: 0001444157-24-000021 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,921

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2024 Filed Aug 16, 2024 20:00 UTC
Cumello JosephSVP, General Mgr. Blue Planet
SaleCommon Stock 1,289 $52.42 $67,569.38
Disclosure

SEC source: 0001963638-24-000012 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,685

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/08/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 15, 2024 Filed Jul 17, 2024 21:09 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $48.81 $170,835.00
Disclosure

SEC source: 0001444157-24-000019 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,421

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 15, 2024 Filed Jul 17, 2024 21:02 UTC
Cumello JosephSVP, General Mgr. Blue Planet
SaleCommon Stock 1,289 $48.81 $62,916.09
Disclosure

SEC source: 0001963638-24-000010 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,974

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/08/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:07 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 2,712 $48.29 $130,962.48
Disclosure

SEC source: 0001699193-24-000011 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,000

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:04 UTC
DiPerna DinoSVP Global R&D
SaleCommon Stock 245 $48.29 $11,831.05
Disclosure

SEC source: 0001998460-24-000013 · edgardoc.xml · nonDerivative · entry 2

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,825

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/11/2023

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:04 UTC
DiPerna DinoSVP Global R&D
SaleCommon Stock 245 $48.29 $11,831.05
Disclosure

SEC source: 0001998460-24-000013 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,070

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/11/2023

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:34 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 298 $46.96 $13,994.08
Disclosure

SEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,921

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:34 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 550 $46.96 $25,828.00
Disclosure

SEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,219

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:34 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 138 $46.96 $6,480.48
Disclosure

SEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,769

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:34 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 460 $46.96 $21,601.60
Disclosure

SEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,907

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:34 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 344 $46.96 $16,154.24
Disclosure

SEC source: 0001444157-24-000017 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,367

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:32 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 182 $46.96 $8,546.72
Disclosure

SEC source: 0001963638-24-000008 · edgardoc.xml · nonDerivative · entry 6

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,263

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:32 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 394 $46.96 $18,502.24
Disclosure

SEC source: 0001963638-24-000008 · edgardoc.xml · nonDerivative · entry 5

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,445

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:32 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 123 $46.96 $5,776.08
Disclosure

SEC source: 0001963638-24-000008 · edgardoc.xml · nonDerivative · entry 4

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,839

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:32 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 299 $46.96 $14,041.04
Disclosure

SEC source: 0001963638-24-000008 · edgardoc.xml · nonDerivative · entry 3

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,962

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:32 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 195 $46.96 $9,157.20
Disclosure

SEC source: 0001963638-24-000008 · edgardoc.xml · nonDerivative · entry 2

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,261

F3 · shares: Represents shares withheld to cover payment of tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:32 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 138 $46.96 $6,480.48
Disclosure

SEC source: 0001963638-24-000008 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,456

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:26 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 1,629 $46.96 $76,497.84
Disclosure

SEC source: 0001032553-24-000026 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,876

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:26 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,048 $46.96 $143,134.08
Disclosure

SEC source: 0001032553-24-000026 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,505

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:26 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,933 $46.96 $137,733.68
Disclosure

SEC source: 0001032553-24-000026 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,553

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:26 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,125 $46.96 $99,790.00
Disclosure

SEC source: 0001032553-24-000026 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,486

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:24 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 326 $46.96 $15,308.96
Disclosure

SEC source: 0001699193-24-000009 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,712

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:24 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 869 $46.96 $40,808.24
Disclosure

SEC source: 0001699193-24-000009 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,038

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:24 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 576 $46.96 $27,048.96
Disclosure

SEC source: 0001699193-24-000009 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,907

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:24 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 370 $46.96 $17,375.20
Disclosure

SEC source: 0001699193-24-000009 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,483

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:22 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 53 $46.96 $2,488.88
Disclosure

SEC source: 0001177265-24-000004 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,672

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:22 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 120 $46.96 $5,635.20
Disclosure

SEC source: 0001177265-24-000004 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,725

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:22 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 115 $46.96 $5,400.40
Disclosure

SEC source: 0001177265-24-000004 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,845

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:22 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 74 $46.96 $3,475.04
Disclosure

SEC source: 0001177265-24-000004 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,960

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:19 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 311 $46.96 $14,604.56
Disclosure

SEC source: 0001215181-24-000004 · edgardoc.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,050

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:19 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 890 $46.96 $41,794.40
Disclosure

SEC source: 0001215181-24-000004 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,361

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:19 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 709 $46.96 $33,294.64
Disclosure

SEC source: 0001215181-24-000004 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,251

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:19 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 370 $46.96 $17,375.20
Disclosure

SEC source: 0001215181-24-000004 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,960

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2024 Filed Jun 24, 2024 20:18 UTC
Kosaraju SheelaSVP, General Counsel and
Tax withholdingCommon Stock 131 $46.96 $6,151.76
Disclosure

SEC source: 0001963781-24-000003 · edgardoc.xml · nonDerivative · entry 6

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,739

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:18 UTC
Kosaraju SheelaSVP, General Counsel and
Tax withholdingCommon Stock 712 $46.96 $33,435.52
Disclosure

SEC source: 0001963781-24-000003 · edgardoc.xml · nonDerivative · entry 5

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,870

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:18 UTC
Kosaraju SheelaSVP, General Counsel and
Tax withholdingCommon Stock 897 $46.96 $42,123.12
Disclosure

SEC source: 0001963781-24-000003 · edgardoc.xml · nonDerivative · entry 4

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,582

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:18 UTC
Kosaraju SheelaSVP, General Counsel and
Tax withholdingCommon Stock 202 $46.96 $9,485.92
Disclosure

SEC source: 0001963781-24-000003 · edgardoc.xml · nonDerivative · entry 3

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,479

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:18 UTC
Kosaraju SheelaSVP, General Counsel and
Tax withholdingCommon Stock 177 $46.96 $8,311.92
Disclosure

SEC source: 0001963781-24-000003 · edgardoc.xml · nonDerivative · entry 2

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,681

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:18 UTC
Kosaraju SheelaSVP, General Counsel and
Tax withholdingCommon Stock 191 $46.96 $8,969.36
Disclosure

SEC source: 0001963781-24-000003 · edgardoc.xml · nonDerivative · entry 1

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,858

F1 · shares: Represents shares withheld to cover payment of tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 9/8/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 212 $46.96 $9,955.52
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,276

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 669 $46.96 $31,416.24
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,488

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 442 $46.96 $20,756.32
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,157

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 204 $46.96 $9,579.84
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,599

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 257 $46.96 $12,068.72
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,803

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 312 $46.96 $14,651.52
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,060

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:13 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 319 $46.96 $14,980.24
Disclosure

SEC source: 0001998460-24-000011 · edgardoc.xml · nonDerivative · entry 5

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,315

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:13 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 730 $46.96 $34,280.80
Disclosure

SEC source: 0001998460-24-000011 · edgardoc.xml · nonDerivative · entry 4

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,634

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:13 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 444 $46.96 $20,850.24
Disclosure

SEC source: 0001998460-24-000011 · edgardoc.xml · nonDerivative · entry 3

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,364

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.