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CIEN

CIENA CORP

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1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2024 Filed Dec 23, 2024 20:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 442 $87.38 $38,621.96
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,412

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 204 $87.38 $17,825.52
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,854

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 257 $87.38 $22,456.66
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,058

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 312 $87.38 $27,262.56
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,315

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:51 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 1,400 $87.38 $122,332.00
Disclosure

SEC source: 0001998460-24-000021 · edgardoc.xml · nonDerivative · entry 6

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,289

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:51 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 319 $87.38 $27,874.22
Disclosure

SEC source: 0001998460-24-000021 · edgardoc.xml · nonDerivative · entry 5

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,689

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:51 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 730 $87.38 $63,787.40
Disclosure

SEC source: 0001998460-24-000021 · edgardoc.xml · nonDerivative · entry 4

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,008

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:51 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 444 $87.38 $38,796.72
Disclosure

SEC source: 0001998460-24-000021 · edgardoc.xml · nonDerivative · entry 3

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,738

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:51 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 204 $87.38 $17,825.52
Disclosure

SEC source: 0001998460-24-000021 · edgardoc.xml · nonDerivative · entry 2

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,182

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:51 UTC
DiPerna DinoSVP Global R&D
Tax withholdingCommon Stock 369 $87.38 $32,243.22
Disclosure

SEC source: 0001998460-24-000021 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,386

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:49 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 1,097 $87.38 $95,855.86
Disclosure

SEC source: 0001963638-24-000026 · edgardoc.xml · nonDerivative · entry 8

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,090

F9 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:49 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 666 $87.38 $58,195.08
Disclosure

SEC source: 0001963638-24-000026 · edgardoc.xml · nonDerivative · entry 7

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,187

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:49 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 1,855 $87.38 $162,089.90
Disclosure

SEC source: 0001963638-24-000026 · edgardoc.xml · nonDerivative · entry 6

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,853

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:49 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 264 $87.38 $23,068.32
Disclosure

SEC source: 0001963638-24-000026 · edgardoc.xml · nonDerivative · entry 5

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,708

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:49 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 572 $87.38 $49,981.36
Disclosure

SEC source: 0001963638-24-000026 · edgardoc.xml · nonDerivative · entry 4

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,972

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:49 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 179 $87.38 $15,641.02
Disclosure

SEC source: 0001963638-24-000026 · edgardoc.xml · nonDerivative · entry 3

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,544

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:49 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 434 $87.38 $37,922.92
Disclosure

SEC source: 0001963638-24-000026 · edgardoc.xml · nonDerivative · entry 2

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,723

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:49 UTC
Cumello JosephSVP, General Mgr. Blue Planet
Tax withholdingCommon Stock 200 $87.38 $17,476.00
Disclosure

SEC source: 0001963638-24-000026 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,157

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 19, 2024 Filed Dec 23, 2024 17:59 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GiftCommon Stock 44,077 $0.00 $0.00
Disclosure

SEC source: 0001215181-24-000010 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spousal trust

Disclosed balance after: 152,120

F2 · balance_after: The reporting person contributed 44,077 shares of Ciena Corporation common stock to a trust, of which the reporting person's spouse is trustee. The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 17:59 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GiftCommon Stock 44,077 $0.00 $0.00
Disclosure

SEC source: 0001215181-24-000010 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,155

F1 · balance_after: The reporting person contributed 44,077 shares of Ciena Corporation common stock to a trust, of which the reporting person's spouse is trustee. The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust. Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:22 UTC
Kosaraju SheelaSVP, General Counsel and
GrantCommon Stock 11,629 $0.00 $0.00
Disclosure

SEC source: 0001963781-24-000007 · edgardoc.xml · nonDerivative · entry 2

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,739

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F4 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:22 UTC
Kosaraju SheelaSVP, General Counsel and
GrantCommon Stock 4,681 $0.00 $0.00
Disclosure

SEC source: 0001963781-24-000007 · edgardoc.xml · nonDerivative · entry 1

Kosaraju Sheela · CIK 0001963781 · SVP, General Counsel and

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,110

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:18 UTC
Gage BrodieSVP Global Products & Supply
GrantCommon Stock 11,629 $0.00 $0.00
Disclosure

SEC source: 0001998826-24-000008 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,627

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:18 UTC
Gage BrodieSVP Global Products & Supply
GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0001998826-24-000008 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,998

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:16 UTC
DiPerna DinoSVP Global R&D
GrantCommon Stock 5,231 $0.00 $0.00
Disclosure

SEC source: 0001998460-24-000019 · edgardoc.xml · nonDerivative · entry 2

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,755

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:16 UTC
DiPerna DinoSVP Global R&D
GrantCommon Stock 12,764 $0.00 $0.00
Disclosure

SEC source: 0001998460-24-000019 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,524

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:14 UTC
SMITH GARY BDirector · President, CEO
GrantCommon Stock 35,602 $0.00 $0.00
Disclosure

SEC source: 0001032553-24-000030 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,817

F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:14 UTC
SMITH GARY BDirector · President, CEO
GrantCommon Stock 36,346 $0.00 $0.00
Disclosure

SEC source: 0001032553-24-000030 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,215

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:14 UTC
SMITH GARY BDirector · President, CEO
GrantCommon Stock 56,728 $0.00 $0.00
Disclosure

SEC source: 0001032553-24-000030 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,869

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
GrantCommon Stock 6,283 $0.00 $0.00
Disclosure

SEC source: 0001444157-24-000034 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,795

F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
GrantCommon Stock 14,182 $0.00 $0.00
Disclosure

SEC source: 0001444157-24-000034 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,512

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
GrantCommon Stock 6,333 $0.00 $0.00
Disclosure

SEC source: 0001444157-24-000034 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,330

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 20:54 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 7,679 $0.00 $0.00
Disclosure

SEC source: 0001699193-24-000017 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,415

F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 20:54 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 18,153 $0.00 $0.00
Disclosure

SEC source: 0001699193-24-000017 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,736

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

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December 17, 2024 Filed Dec 19, 2024 20:54 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 7,434 $0.00 $0.00
Disclosure

SEC source: 0001699193-24-000017 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,583

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

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December 17, 2024 Filed Dec 19, 2024 20:52 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 1,117 $0.00 $0.00
Disclosure

SEC source: 0001177265-24-000010 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,804

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

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December 17, 2024 Filed Dec 19, 2024 20:52 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 1,377 $0.00 $0.00
Disclosure

SEC source: 0001177265-24-000010 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,687

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

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December 17, 2024 Filed Dec 19, 2024 20:50 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 7,329 $0.00 $0.00
Disclosure

SEC source: 0001215181-24-000008 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,232

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

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December 17, 2024 Filed Dec 19, 2024 20:50 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 7,614 $0.00 $0.00
Disclosure

SEC source: 0001215181-24-000008 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,903

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 20:48 UTC
Cumello JosephSVP, General Mgr. Blue Planet
GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0001963638-24-000024 · edgardoc.xml · nonDerivative · entry 3

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,357

F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 20:48 UTC
Cumello JosephSVP, General Mgr. Blue Planet
GrantCommon Stock 10,778 $0.00 $0.00
Disclosure

SEC source: 0001963638-24-000024 · edgardoc.xml · nonDerivative · entry 2

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,518

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 20:48 UTC
Cumello JosephSVP, General Mgr. Blue Planet
GrantCommon Stock 4,543 $0.00 $0.00
Disclosure

SEC source: 0001963638-24-000024 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,740

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2024 Filed Dec 18, 2024 17:33 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $89.09 $311,815.00
Disclosure

SEC source: 0001444157-24-000032 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,997

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 16, 2024 Filed Dec 18, 2024 17:32 UTC
Cumello JosephSVP, General Mgr. Blue Planet
SaleCommon Stock 1,289 $89.09 $114,837.01
Disclosure

SEC source: 0001963638-24-000022 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,197

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/08/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2024 Filed Nov 19, 2024 17:55 UTC
Cumello JosephSVP, General Mgr. Blue Planet
SaleCommon Stock 1,289 $68.99 $88,928.11
Disclosure

SEC source: 0001963638-24-000020 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,486

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/08/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2024 Filed Nov 19, 2024 17:51 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $68.99 $241,465.00
Disclosure

SEC source: 0001444157-24-000030 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,497

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2024 Filed Oct 16, 2024 19:31 UTC
Rothenstein David MSVP and Chief Strategy Officer
SaleCommon Stock 3,500 $67.43 $236,005.00
Disclosure

SEC source: 0001444157-24-000028 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 199,997

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2023

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2024 Filed Oct 16, 2024 19:23 UTC
Cumello JosephSVP, General Mgr. Blue Planet
SaleCommon Stock 1,289 $67.43 $86,917.27
Disclosure

SEC source: 0001963638-24-000018 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · SVP, General Mgr. Blue Planet

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,775

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/08/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 01, 2024 Filed Oct 1, 2024 22:30 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 2,200 $61.49 $135,278.00
Disclosure

SEC source: 0001699193-24-000015 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,149

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:43 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 298 $58.73 $17,501.54
Disclosure

SEC source: 0001444157-24-000026 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,497

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.