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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2025 Filed Jan 17, 2025 21:39 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,400 $85.30 $290,003.00
Disclosure

SEC source: 0001032553-25-000004 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 418,949

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $84.18 to $86.08. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2025 Filed Jan 17, 2025 21:39 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,400 $85.29 $289,979.20
Disclosure

SEC source: 0001032553-25-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 422,349

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $84.185 to $85.89. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2025 Filed Jan 17, 2025 19:03 UTC
DiPerna DinoSVP Global R&D
SaleCommon Stock 751 $85.91 $64,518.41
Disclosure

SEC source: 0001998460-25-000002 · edgardoc.xml · nonDerivative · entry 2

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,105

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/11/2024

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2025 Filed Jan 17, 2025 19:03 UTC
DiPerna DinoSVP Global R&D
SaleCommon Stock 751 $85.91 $64,518.41
Disclosure

SEC source: 0001998460-25-000002 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,856

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/11/2024

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:13 UTC SaleCommon Stock 16,912 $84.96 $1,436,851.98
Disclosure

SEC source: 0001403694-25-000003 · edgardoc.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,347

F1 · price: Reflects the weighted average sales price with transactions in a range of sales from $84.94 to $85.14. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs)

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:09 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 6,800 $83.64 $568,778.52
Disclosure

SEC source: 0001032553-25-000002 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 425,749

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $82.115 to $86.085. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:09 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 6,800 $83.68 $568,995.44
Disclosure

SEC source: 0001032553-25-000002 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 432,549

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $82.095 to $86.105. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:36 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 5,648 $84.64 $478,052.93
Disclosure

SEC source: 0001699193-25-000002 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,878

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/29/2023.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $83.995 to $85.355. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 26, 2024 Filed Dec 30, 2024 17:46 UTC
DiPerna DinoSVP Global R&D
SaleCommon Stock 1,341 $87.64 $117,525.24
Disclosure

SEC source: 0001998460-24-000023 · edgardoc.xml · nonDerivative · entry 2

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,607

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 26, 2024 Filed Dec 30, 2024 17:46 UTC
DiPerna DinoSVP Global R&D
SaleCommon Stock 1,341 $87.64 $117,525.24
Disclosure

SEC source: 0001998460-24-000023 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · SVP Global R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,948

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/11/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 26, 2024 Filed Dec 30, 2024 17:39 UTC
Gage BrodieSVP Global Products & Supply
SaleCommon Stock 350 $87.64 $30,674.00
Disclosure

SEC source: 0001998826-24-000012 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,897

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/06/2024

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 24, 2024 Filed Dec 27, 2024 16:53 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GiftCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001215181-24-000014 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,097

F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 1,704 $87.38 $148,895.52
Disclosure

SEC source: 0001215181-24-000012 · edgardoc.xml · nonDerivative · entry 7

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,097

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 1,312 $87.38 $114,642.56
Disclosure

SEC source: 0001215181-24-000012 · edgardoc.xml · nonDerivative · entry 6

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,801

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 3,279 $87.38 $286,519.02
Disclosure

SEC source: 0001215181-24-000012 · edgardoc.xml · nonDerivative · entry 5

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,113

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 467 $87.38 $40,806.46
Disclosure

SEC source: 0001215181-24-000012 · edgardoc.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,392

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 888 $87.38 $77,593.44
Disclosure

SEC source: 0001215181-24-000012 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,859

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 854 $87.38 $74,622.52
Disclosure

SEC source: 0001215181-24-000012 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,747

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 554 $87.38 $48,408.52
Disclosure

SEC source: 0001215181-24-000012 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,601

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 1,629 $87.38 $142,342.02
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,349

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 8,778 $87.38 $767,021.64
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,978

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 6,758 $87.38 $590,514.04
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,756

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 17,196 $87.38 $1,502,586.48
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,514

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,049 $87.38 $266,421.62
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,710

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,933 $87.38 $256,285.54
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,759

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:58 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,125 $87.38 $185,682.50
Disclosure

SEC source: 0001032553-24-000032 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,692

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 1,530 $87.38 $133,691.40
Disclosure

SEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 8

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,612

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 1,024 $87.38 $89,477.12
Disclosure

SEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 7

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,142

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 3,035 $87.38 $265,198.30
Disclosure

SEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 6

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,166

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 432 $87.38 $37,748.16
Disclosure

SEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,201

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 797 $87.38 $69,641.86
Disclosure

SEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,633

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 200 $87.38 $17,476.00
Disclosure

SEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,430

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 667 $87.38 $58,282.46
Disclosure

SEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,630

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:57 UTC
Rothenstein David MSVP and Chief Strategy Officer
Tax withholdingCommon Stock 498 $87.38 $43,515.24
Disclosure

SEC source: 0001444157-24-000036 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,297

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:55 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 1,663 $87.38 $145,312.94
Disclosure

SEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 7

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,526

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2024 Filed Dec 23, 2024 20:55 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 1,139 $87.38 $99,525.82
Disclosure

SEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 6

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,189

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:55 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 3,436 $87.38 $300,237.68
Disclosure

SEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,328

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:55 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 489 $87.38 $42,728.82
Disclosure

SEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,764

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:55 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 867 $87.38 $75,758.46
Disclosure

SEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,253

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:55 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 741 $87.38 $64,748.58
Disclosure

SEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,120

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:55 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 554 $87.38 $48,408.52
Disclosure

SEC source: 0001699193-24-000019 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,861

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:54 UTC
Kosaraju SheelaSVP and General Counsel
Tax withholdingCommon Stock 1,366 $87.38 $119,361.08
Disclosure

SEC source: 0001963781-24-000009 · edgardoc.xml · nonDerivative · entry 6

Kosaraju Sheela · CIK 0001963781 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,254

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:54 UTC
Kosaraju SheelaSVP and General Counsel
Tax withholdingCommon Stock 131 $87.38 $11,446.78
Disclosure

SEC source: 0001963781-24-000009 · edgardoc.xml · nonDerivative · entry 5

Kosaraju Sheela · CIK 0001963781 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,620

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:54 UTC
Kosaraju SheelaSVP and General Counsel
Tax withholdingCommon Stock 712 $87.38 $62,214.56
Disclosure

SEC source: 0001963781-24-000009 · edgardoc.xml · nonDerivative · entry 4

Kosaraju Sheela · CIK 0001963781 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,751

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:54 UTC
Kosaraju SheelaSVP and General Counsel
Tax withholdingCommon Stock 897 $87.38 $78,379.86
Disclosure

SEC source: 0001963781-24-000009 · edgardoc.xml · nonDerivative · entry 3

Kosaraju Sheela · CIK 0001963781 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,463

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:54 UTC
Kosaraju SheelaSVP and General Counsel
Tax withholdingCommon Stock 202 $87.38 $17,650.76
Disclosure

SEC source: 0001963781-24-000009 · edgardoc.xml · nonDerivative · entry 2

Kosaraju Sheela · CIK 0001963781 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,360

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:54 UTC
Kosaraju SheelaSVP and General Counsel
Tax withholdingCommon Stock 177 $87.38 $15,466.26
Disclosure

SEC source: 0001963781-24-000009 · edgardoc.xml · nonDerivative · entry 1

Kosaraju Sheela · CIK 0001963781 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,562

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 1,284 $87.38 $112,195.92
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 7

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,247

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 212 $87.38 $18,524.56
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,531

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC
Gage BrodieSVP Global Products & Supply
Tax withholdingCommon Stock 669 $87.38 $58,457.22
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,743

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.