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NYSE · USD

CHPT

ChargePoint Holdings, Inc.

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Tapewire entity
6581
SEC CIK
0001777393
Parsed reports
520

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202604
Apr 202610
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2024 Filed Dec 5, 2024 22:37 UTC
Chavez RebeccaCLO and Corp Secretary
GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000184 · wk-form4_1733438260.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · CLO and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,258,911

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 3, 2024. 50% of the RSUs shall vest on December 20, 2025, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 3, 2024. 50% of the RSUs shall vest on December 20, 2025, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

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December 03, 2024 Filed Dec 5, 2024 22:36 UTC GrantCommon Stock 275,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000182 · wk-form4_1733438178.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,252,343

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 3, 2024. 50% of the RSUs shall vest on December 20, 2025, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 3, 2024. 50% of the RSUs shall vest on December 20, 2025, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

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November 05, 2024 Filed Nov 6, 2024 23:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,888 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0001777393-24-000169 · wk-form4_1730937220.xml · derivative · entry 3

Khetani Mansi · CIK 0002001123 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,888 shares

Expires 2030-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option is fully vested.

F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option is fully vested.

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November 05, 2024 Filed Nov 6, 2024 23:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 105,371 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0001777393-24-000169 · wk-form4_1730937220.xml · derivative · entry 2

Khetani Mansi · CIK 0002001123 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,371 shares

Expires 2029-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option is fully vested.

F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option is fully vested.

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November 05, 2024 Filed Nov 6, 2024 23:53 UTC Exercise / conversionCommon Stock 128,259 $0.76 $97,476.84
Disclosure

SEC source: 0001777393-24-000169 · wk-form4_1730937220.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 16:29 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 26,288 $1.32 $34,700.16
Disclosure

SEC source: 0001777393-24-000166 · wk-form4_1729024190.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,596

Read SEC document
September 23, 2024 Filed Sep 25, 2024 20:44 UTC SaleCommon Stock 13,361 $1.35 $18,037.35
Disclosure

SEC source: 0001777393-24-000162 · wk-form4_1727297057.xml · nonDerivative · entry 1

Singh Jagdeep CA · CIK 0002014204 · CCXO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873,004

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.37. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 9, 2024, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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September 23, 2024 Filed Sep 25, 2024 16:36 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 10,493 $1.35 $14,165.55
Disclosure

SEC source: 0001777393-24-000158 · wk-form4_1727296585.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,884

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.37. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes two shares acquired under the Issuer's Employee Stock Purchase Plan on September 9, 2024, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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September 23, 2024 Filed Sep 25, 2024 20:47 UTC
Wilmer RichardDirector · President and CEO
SaleCommon Stock 27,252 $1.35 $36,790.20
Disclosure

SEC source: 0001777393-24-000164 · wk-form4_1727297267.xml · nonDerivative · entry 1

Wilmer Richard · CIK 0001393301 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,304,489

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.36. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 9, 2024, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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September 23, 2024 Filed Sep 25, 2024 20:38 UTC SaleCommon Stock 23,409 $1.35 $31,602.15
Disclosure

SEC source: 0001777393-24-000160 · wk-form4_1727296730.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849,084

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.36. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 23, 2024 Filed Sep 25, 2024 20:33 UTC
Chavez RebeccaCLO and Corp Secretary
SaleCommon Stock 8,005 $1.35 $10,806.75
Disclosure

SEC source: 0001777393-24-000156 · wk-form4_1727296376.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · CLO and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,911

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.36. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:30 UTC GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000127 · wk-form4_1720733443.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,639

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 09, 2024 Filed Jul 11, 2024 21:29 UTC
LESCHLY MARKDirector
GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000122 · wk-form4_1720733389.xml · nonDerivative · entry 1

LESCHLY MARK · CIK 0001120545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,732

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:29 UTC GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000121 · wk-form4_1720733378.xml · nonDerivative · entry 1

Singh-Bushell Ekta · CIK 0001707731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,767

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 09, 2024 Filed Jul 11, 2024 21:31 UTC
Dhruv MiteshDirector
GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000128 · wk-form4_1720733454.xml · nonDerivative · entry 2

Dhruv Mitesh · CIK 0001705419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,473

F2 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:31 UTC
Dhruv MiteshDirector
GrantCommon Stock 124,921 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000128 · wk-form4_1720733454.xml · nonDerivative · entry 1

Dhruv Mitesh · CIK 0001705419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,921

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in three annual installments on each anniversary of July 9, 2024, subject to the Reporting Person's continuous service with the issuer through each such anniversary.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:30 UTC GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000125 · wk-form4_1720733421.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,460

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:30 UTC GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000126 · wk-form4_1720733431.xml · nonDerivative · entry 1

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,311

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:31 UTC GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000130 · wk-form4_1720733475.xml · nonDerivative · entry 1

HARRIS JEFFREY · CIK 0001220634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,732

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Mr. Harris holds these securities for the benefit of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"). Mr. Harris disclaims beneficial ownership of the reported securities.

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July 09, 2024 Filed Jul 11, 2024 21:30 UTC GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000124 · wk-form4_1720733410.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,120

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
July 09, 2024 Filed Jul 12, 2024 01:12 UTC GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000133 · wk-form4_1720746760.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,732

F1 · shares: Mr. Linse was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025, or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:31 UTC GrantCommon Stock 270,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000131 · wk-form4_1720733485.xml · nonDerivative · entry 2

Khetani Mansi · CIK 0002001123 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 872,493

F2 · shares: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets during the 5-year performance period after the date of grant, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The PRSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

F2 · price: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets during the 5-year performance period after the date of grant, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The PRSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

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July 09, 2024 Filed Jul 11, 2024 21:31 UTC GrantCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000131 · wk-form4_1720733485.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,493

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The RSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The RSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:31 UTC GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000129 · wk-form4_1720733464.xml · nonDerivative · entry 1

Bowman Roxanne · CIK 0001837872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,282

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 09, 2024 Filed Jul 11, 2024 21:30 UTC
Harries AxelDirector
GrantCommon Stock 115,552 $0.00 $0.00
Disclosure

SEC source: 0001777393-24-000123 · wk-form4_1720733399.xml · nonDerivative · entry 1

Harries Axel · CIK 0001837910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,732

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) July 9, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
June 21, 2024 Filed Jun 22, 2024 01:21 UTC SaleCommon Stock 9,389 $1.40 $13,117.37
Disclosure

SEC source: 0001777393-24-000095 · wk-form4_1719019310.xml · nonDerivative · entry 1

Singh Jagdeep CA · CIK 0002014204 · CCXO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,364

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.40. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 21, 2024 Filed Jun 21, 2024 21:34 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 10,629 $1.40 $14,849.78
Disclosure

SEC source: 0001777393-24-000102 · wk-form4_1719020069.xml · nonDerivative · entry 2

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,375

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.40. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 21, 2024 Filed Jun 22, 2024 01:37 UTC
Wilmer RichardDirector · President and CEO
SaleCommon Stock 27,722 $1.40 $38,730.41
Disclosure

SEC source: 0001777393-24-000104 · wk-form4_1719020246.xml · nonDerivative · entry 1

Wilmer Richard · CIK 0001393301 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,331,740

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.40. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 21, 2024 Filed Jun 22, 2024 01:31 UTC
Chavez RebeccaCLO and Corp Secretary
SaleCommon Stock 4,774 $1.40 $6,670.23
Disclosure

SEC source: 0001777393-24-000100 · wk-form4_1719019900.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · CLO and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966,916

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.40. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 21, 2024 Filed Jun 22, 2024 01:23 UTC
Khetani MansiInterim CFO
SaleCommon Stock 19,007 $1.40 $26,554.68
Disclosure

SEC source: 0001777393-24-000097 · wk-form4_1719019410.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,493

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.40. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 20, 2024 Filed Jun 21, 2024 21:34 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 43,596 $1.51 $65,611.98
Disclosure

SEC source: 0001777393-24-000102 · wk-form4_1719020069.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,004

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:14 UTC GrantCommon Stock 236,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000074 · wk-form4_1717622044.xml · nonDerivative · entry 2

Singh Jagdeep CA · CIK 0002014204 · CCXO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 895,753

F2 · shares: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets during the 5-year performance period after the date of grant, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The PRSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

F2 · price: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets during the 5-year performance period after the date of grant, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The PRSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

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June 03, 2024 Filed Jun 5, 2024 21:14 UTC GrantCommon Stock 175,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000074 · wk-form4_1717622044.xml · nonDerivative · entry 1

Singh Jagdeep CA · CIK 0002014204 · CCXO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,503

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The RSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The RSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

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June 03, 2024 Filed Jun 5, 2024 21:20 UTC
Chavez RebeccaCLO and Corp Secretary
GrantCommon Stock 189,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000076 · wk-form4_1717622391.xml · nonDerivative · entry 2

Chavez Rebecca · CIK 0001847025 · CLO and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 971,690

F2 · shares: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets during the 5-year performance period after the date of grant, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The PRSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

F2 · price: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets during the 5-year performance period after the date of grant, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The PRSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:20 UTC
Chavez RebeccaCLO and Corp Secretary
GrantCommon Stock 140,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000076 · wk-form4_1717622391.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · CLO and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782,690

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The RSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on June 20, 2024 with respect to 1/16th on each quarterly vesting date thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. The RSUs are further subject to the provisions, including acceleration provisions, as set forth in the Issuer's form of Executive Severance Plan entered into by the Reporting Person.

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May 01, 2024 Filed May 3, 2024 17:20 UTC
Gerdes HenrikChief Accounting Officer
GrantCommon Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000056 · wk-form4_1714771195.xml · nonDerivative · entry 2

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,600

F2 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 1-year period commencing on May 1, 2024. 1/4th of the RSUs shall vest on June 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F2 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 1-year period commencing on May 1, 2024. 1/4th of the RSUs shall vest on June 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

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May 01, 2024 Filed May 3, 2024 17:20 UTC
Gerdes HenrikChief Accounting Officer
GrantCommon Stock 115,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000056 · wk-form4_1714771195.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,600

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 3-year period commencing on May 1, 2024. 1/12th of the RSUs shall vest on June 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 3-year period commencing on May 1, 2024. 1/12th of the RSUs shall vest on June 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 01:50 UTC SaleCommon Stock 9,485 $1.87 $17,736.95
Disclosure

SEC source: 0001777393-24-000044 · wk-form4_1711072238.xml · nonDerivative · entry 1

Singh Jagdeep CA · CIK 0002014204 · CCXO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,503

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

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March 21, 2024 Filed Mar 21, 2024 21:50 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 5,607 $1.87 $10,485.09
Disclosure

SEC source: 0001777393-24-000045 · wk-form4_1711072250.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,115

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 01:50 UTC
Wilmer RichardDirector · President and CEO
SaleCommon Stock 25,376 $1.87 $47,453.12
Disclosure

SEC source: 0001777393-24-000043 · wk-form4_1711072227.xml · nonDerivative · entry 1

Wilmer Richard · CIK 0001393301 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,359,462

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 01:51 UTC
Chavez RebeccaCLO and Corp Secretary
SaleCommon Stock 4,828 $1.87 $9,028.36
Disclosure

SEC source: 0001777393-24-000046 · wk-form4_1711072261.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · CLO and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,690

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 01:50 UTC
Khetani MansiInterim CFO
SaleCommon Stock 19,035 $1.87 $35,595.45
Disclosure

SEC source: 0001777393-24-000042 · wk-form4_1711072216.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,500

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 6,202 $1.95 $12,121.19
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 16

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F24 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5317 to $2.043, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F25 · ownership.nature: Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). Linse Capital Management PR LLC ("LCMPR") is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Levitate GP.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 1,209,867 $1.95 $2,364,564.06
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 15

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F23 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.8983 to $2.0327, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F22 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 30,883 $1.95 $60,360.82
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 12

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F18 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.8539 to $2.0215, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F17 · ownership.nature: Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 121,831 $1.95 $238,106.51
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 10

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F15 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.8821 to $2.0351, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F14 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 35,193 $1.95 $68,781.20
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 8

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F12 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.877 to $2.0108, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F11 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 35,123 $1.95 $68,644.39
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.8817 to $2.0092, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 39,652 $1.95 $77,495.87
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.8765 to $2.02, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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March 08, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 47,128 $1.95 $92,106.96
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.8822 to $2.0221, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.