Last 12 months
Inside the activity.
1 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
OtherCommon Stock | 417,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013224 · doc4.xml · nonDerivative · entry 4 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,736,866 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; F2 · kind: (Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; F2 · price: (Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F7 · ownership.nature: The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV. F10 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
OtherCommon Stock | 603,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013224 · doc4.xml · nonDerivative · entry 3 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,733,898 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; F2 · kind: (Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; F2 · price: (Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F6 · ownership.nature: The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has the sole voting and investment power over the shares held by Linse III. F10 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
OtherCommon Stock | 536,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013224 · doc4.xml · nonDerivative · entry 2 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,651,209 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; F2 · kind: (Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; F2 · price: (Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F5 · ownership.nature: The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II. F10 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
OtherCommon Stock | 1,851,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-013224 · doc4.xml · nonDerivative · entry 1 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 29,877,739 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; F2 · kind: (Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; F2 · price: (Continued from footnote 1) (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F4 · ownership.nature: The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I. F10 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:58 UTC |
WAGONER G RICHARD JRDirector
|
OtherCommon Stock | 4,746 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013222 · doc4.xml · nonDerivative · entry 2 WAGONER G RICHARD JR · CIK 0001181664 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 41,484 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F4 · ownership.nature: The shares are held by the G. Richard Wagoner, Jr. Trust dated 7/13/1989, as amended and restated 10/19/2018 of which the Reporting Person is trustee. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:58 UTC |
WAGONER G RICHARD JRDirector
|
OtherCommon Stock | 24,594 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013222 · doc4.xml · nonDerivative · entry 1 WAGONER G RICHARD JR · CIK 0001181664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,594 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:40 UTC |
JACKSON REX SChief Financial Officer
|
OtherCommon Stock | 11,860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013206 · doc4.xml · nonDerivative · entry 3 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 103,584 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F5 · ownership.nature: The Shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:40 UTC |
JACKSON REX SChief Financial Officer
|
Tax withholdingCommon Stock | 34,660 | $27.84 | $964,934.40 |
DisclosureSEC source: 0000899243-21-013206 · doc4.xml · nonDerivative · entry 2 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,974 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:40 UTC |
JACKSON REX SChief Financial Officer
|
OtherCommon Stock | 69,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013206 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,634 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:40 UTC |
Hughes Michael DSee Remarks
|
Tax withholdingCommon Stock | 29,299 | $27.84 | $815,684.16 |
DisclosureSEC source: 0000899243-21-013205 · doc4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,039 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:40 UTC |
Hughes Michael DSee Remarks
|
OtherCommon Stock | 65,678 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013205 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,338 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:51 UTC |
Suslak Neil SDirector
|
OtherCommon Stock | 187,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013220 · doc4.xml · nonDerivative · entry 6 Suslak Neil S · CIK 0001839057 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,937,621 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F9 · ownership.nature: The Shares are held directly by ChargePoint Investments LLC. F10 · ownership.nature: Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:51 UTC |
Suslak Neil SDirector
|
OtherCommon Stock | 53,256 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013220 · doc4.xml · nonDerivative · entry 5 Suslak Neil S · CIK 0001839057 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 859,502 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F8 · ownership.nature: The Shares are held directly by ChargePoint Investments II, LLC. F10 · ownership.nature: Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:51 UTC |
Suslak Neil SDirector
|
OtherCommon Stock | 698,556 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013220 · doc4.xml · nonDerivative · entry 4 Suslak Neil S · CIK 0001839057 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,244,604 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F7 · ownership.nature: The Shares are held directly by Braemar Energy Ventures III, L.P. F10 · ownership.nature: Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:51 UTC |
Suslak Neil SDirector
|
OtherCommon Stock | 162,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013220 · doc4.xml · nonDerivative · entry 3 Suslak Neil S · CIK 0001839057 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,621,439 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F6 · ownership.nature: The Shares are held directly by Braemar CP Investments II 2020, LLC. F10 · ownership.nature: Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:51 UTC |
Suslak Neil SDirector
|
OtherCommon Stock | 21,104 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013220 · doc4.xml · nonDerivative · entry 2 Suslak Neil S · CIK 0001839057 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 340,599 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F5 · ownership.nature: The Shares are held directly by Braemar CP Investments 2019 LLC. F10 · ownership.nature: Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:51 UTC |
Suslak Neil SDirector
|
OtherCommon Stock | 198,114 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013220 · doc4.xml · nonDerivative · entry 1 Suslak Neil S · CIK 0001839057 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,731,275 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F4 · ownership.nature: The Shares are held directly by Braemar ChargePoint Investments III, LLC (together with the entities listed in footnotes (5)-(9), the "Braemar Funds"). F10 · ownership.nature: Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:50 UTC |
Sidle EricSee Remarks
|
Tax withholdingCommon Stock | 9,421 | $27.84 | $262,280.64 |
DisclosureSEC source: 0000899243-21-013219 · doc4.xml · nonDerivative · entry 2 Sidle Eric · CIK 0001837954 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,401 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:50 UTC |
Sidle EricSee Remarks
|
OtherCommon Stock | 32,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013219 · doc4.xml · nonDerivative · entry 1 Sidle Eric · CIK 0001837954 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,822 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:48 UTC |
Romano PasqualeDirector · See Remarks
|
Tax withholdingCommon Stock | 155,866 | $27.84 | $4,339,309.44 |
DisclosureSEC source: 0000899243-21-013218 · doc4.xml · nonDerivative · entry 2 Romano Pasquale · CIK 0001838832 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,143,977 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:48 UTC |
Romano PasqualeDirector · See Remarks
|
OtherCommon Stock | 437,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013218 · doc4.xml · nonDerivative · entry 1 Romano Pasquale · CIK 0001838832 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,299,843 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:46 UTC |
Loewenthal William JSenior Vice President, Product
|
Tax withholdingCommon Stock | 4,042 | $27.84 | $112,529.28 |
DisclosureSEC source: 0000899243-21-013216 · doc4.xml · nonDerivative · entry 2 Loewenthal William J · CIK 0001837881 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,634 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:46 UTC |
Loewenthal William JSenior Vice President, Product
|
OtherCommon Stock | 12,754 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013216 · doc4.xml · nonDerivative · entry 1 Loewenthal William J · CIK 0001837881 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,676 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:43 UTC |
Lee LawrenceSee Remarks
|
OtherCommon Stock | 8,306 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013210 · doc4.xml · nonDerivative · entry 3 Lee Lawrence · CIK 0001839259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 72,595 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F5 · ownership.nature: The Shares are held by Five Plus Nine, LLC of which the Reporting Person is the managing member. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:43 UTC |
Lee LawrenceSee Remarks
|
Tax withholdingCommon Stock | 676 | $27.84 | $18,819.84 |
DisclosureSEC source: 0000899243-21-013210 · doc4.xml · nonDerivative · entry 2 Lee Lawrence · CIK 0001839259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,499 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:43 UTC |
Lee LawrenceSee Remarks
|
OtherCommon Stock | 19,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013210 · doc4.xml · nonDerivative · entry 1 Lee Lawrence · CIK 0001839259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,175 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:42 UTC |
Jansen ColleenChief Marketing Officer
|
Tax withholdingCommon Stock | 8,658 | $27.84 | $241,038.72 |
DisclosureSEC source: 0000899243-21-013208 · doc4.xml · nonDerivative · entry 2 Jansen Colleen · CIK 0001837912 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,500 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:42 UTC |
Jansen ColleenChief Marketing Officer
|
OtherCommon Stock | 42,790 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013208 · doc4.xml · nonDerivative · entry 1 Jansen Colleen · CIK 0001837912 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,158 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3." Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:36 UTC |
Burghardt ChristopherManaging Director, Europe
|
Tax withholdingCommon Stock | 3,447 | $27.84 | $95,964.48 |
DisclosureSEC source: 0000899243-21-013200 · doc4.xml · nonDerivative · entry 2 Burghardt Christopher · CIK 0001837941 · Managing Director, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,862 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:36 UTC |
Burghardt ChristopherManaging Director, Europe
|
OtherCommon Stock | 35,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013200 · doc4.xml · nonDerivative · entry 1 Burghardt Christopher · CIK 0001837941 · Managing Director, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,309 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:33 UTC |
Bowman RoxanneDirector
|
OtherCommon Stock | 8,160 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013197 · doc4.xml · nonDerivative · entry 1 Bowman Roxanne · CIK 0001837872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,160 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:43 UTC |
Stoutner SamDirector · 10% owner
|
OtherPrivate Placement Warrants · Derivative | 1,000,000 | $1.50 Strike: $11.50 | $1,500,000.00 |
DisclosureSEC source: 0001213900-21-012707 · ownership.xml · derivative · entry 4 Stoutner Sam · CIK 0001782191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,521,568 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F5 · kind: In connection with the closing of the Business Combination, the Sponsor exercised its right to convert a portion of the working capital loans made by the Sponsor to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans. F6 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering. F7 · derivative.expiration_date: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:43 UTC |
Stoutner SamDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 6,763,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012707 · ownership.xml · derivative · entry 3 Stoutner Sam · CIK 0001782191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 6,763,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:43 UTC |
Stoutner SamDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 969,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012707 · ownership.xml · derivative · entry 2 Stoutner Sam · CIK 0001782191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,763,280 Underlying: Class A Common Stock · 969,661 shares Expires not disclosed F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · kind: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F4 · price: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:43 UTC |
Stoutner SamDirector · 10% owner
|
ConversionClass A Common Stock | 6,763,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012707 · ownership.xml · nonDerivative · entry 1 Stoutner Sam · CIK 0001782191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,763,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:40 UTC |
Gieselman ScottDirector · 10% owner
|
OtherPrivate Placement Warrants · Derivative | 1,000,000 | $1.50 Strike: $11.50 | $1,500,000.00 |
DisclosureSEC source: 0001213900-21-012697 · ownership.xml · derivative · entry 4 Gieselman Scott · CIK 0001477713 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,521,568 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F5 · kind: In connection with the closing of the Business Combination, the Sponsor exercised its right to convert a portion of the working capital loans made by the Sponsor to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans. F6 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering. F7 · derivative.expiration_date: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:40 UTC |
Gieselman ScottDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 6,763,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012697 · ownership.xml · derivative · entry 3 Gieselman Scott · CIK 0001477713 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 6,763,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:40 UTC |
Gieselman ScottDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 969,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012697 · ownership.xml · derivative · entry 2 Gieselman Scott · CIK 0001477713 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,763,280 Underlying: Class A Common Stock · 969,661 shares Expires not disclosed F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · kind: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F4 · price: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:40 UTC |
Gieselman ScottDirector · 10% owner
|
ConversionClass A Common Stock | 6,763,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012697 · ownership.xml · nonDerivative · entry 1 Gieselman Scott · CIK 0001477713 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,763,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:42 UTC |
Armes Joseph BDirector
|
ConversionClass B Common Stock · Derivative | 34,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012702 · ownership.xml · derivative · entry 3 Armes Joseph B · CIK 0001413614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 34,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F1 · price: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F2 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:42 UTC |
Armes Joseph BDirector
|
OtherClass B Common Stock · Derivative | 5,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012702 · ownership.xml · derivative · entry 2 Armes Joseph B · CIK 0001413614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,985 Underlying: Class A Common Stock · 5,015 shares Expires not disclosed F2 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · kind: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock. F3 · price: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock. F2 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:42 UTC |
Armes Joseph BDirector
|
ConversionClass A Common Stock | 34,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012702 · ownership.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:41 UTC |
Kubis Raymond RDirector
|
ConversionClass B Common Stock · Derivative | 34,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012698 · ownership.xml · derivative · entry 3 Kubis Raymond R · CIK 0001298264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 34,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F2 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:41 UTC |
Kubis Raymond RDirector
|
OtherClass B Common Stock · Derivative | 5,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012698 · ownership.xml · derivative · entry 2 Kubis Raymond R · CIK 0001298264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,985 Underlying: Class A Common Stock · 5,015 shares Expires not disclosed F2 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · kind: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock. F3 · price: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock. F2 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:41 UTC |
Kubis Raymond RDirector
|
ConversionClass A Common Stock | 34,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012698 · ownership.xml · nonDerivative · entry 1 Kubis Raymond R · CIK 0001298264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:42 UTC |
CARTER CHRISTOPHER GDirector · 10% owner
|
OtherPrivate Placement Warrants · Derivative | 1,000,000 | $1.50 Strike: $11.50 | $1,500,000.00 |
DisclosureSEC source: 0001213900-21-012705 · ownership.xml · derivative · entry 4 CARTER CHRISTOPHER G · CIK 0001594094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,521,568 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F5 · kind: In connection with the closing of the Business Combination, the Sponsor exercised its right to convert a portion of the working capital loans made by the Sponsor to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans. F6 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering. F7 · derivative.expiration_date: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:42 UTC |
CARTER CHRISTOPHER GDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 6,763,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012705 · ownership.xml · derivative · entry 3 CARTER CHRISTOPHER G · CIK 0001594094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 6,763,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:42 UTC |
CARTER CHRISTOPHER GDirector · 10% owner
|
OtherClass B Common Stock · Derivative | 969,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012705 · ownership.xml · derivative · entry 2 CARTER CHRISTOPHER G · CIK 0001594094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,763,280 Underlying: Class A Common Stock · 969,661 shares Expires not disclosed F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · kind: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F4 · price: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:42 UTC |
CARTER CHRISTOPHER GDirector · 10% owner
|
ConversionClass A Common Stock | 6,763,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-012705 · ownership.xml · nonDerivative · entry 1 CARTER CHRISTOPHER G · CIK 0001594094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,763,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 02:41 UTC |
McNeill Scott K.Director · CEO & CFO · 10% owner
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OtherPrivate Placement Warrants · Derivative | 1,000,000 | $1.50 Strike: $11.50 | $1,500,000.00 |
DisclosureSEC source: 0001213900-21-012699 · ownership.xml · derivative · entry 5 McNeill Scott K. · CIK 0001596862 · Director · CEO & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,521,568 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F5 · kind: In connection with the closing of the Business Combination, the Sponsor exercised its right to convert a portion of the working capital loans made by the Sponsor to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans. F6 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering. F7 · derivative.expiration_date: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Executive Officer and Chief Financial Officer of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.