Last 12 months
Inside the activity.
1 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2021 Filed Jul 23, 2021 18:19 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 97,285 | $23.50 | $2,286,197.50 |
DisclosureSEC source: 0000899243-21-029727 · doc4.xml · nonDerivative · entry 4 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,222,166 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F5 · ownership.nature: The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 18:19 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 140,563 | $23.50 | $3,303,230.50 |
DisclosureSEC source: 0000899243-21-029727 · doc4.xml · nonDerivative · entry 3 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,990,224 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F4 · ownership.nature: The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has the sole voting and investment power over the shares held by Linse III. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 18:19 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 124,929 | $23.50 | $2,935,831.50 |
DisclosureSEC source: 0000899243-21-029727 · doc4.xml · nonDerivative · entry 2 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,990,253 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F3 · ownership.nature: The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 18:19 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 431,451 | $23.50 | $10,139,098.50 |
DisclosureSEC source: 0000899243-21-029727 · doc4.xml · nonDerivative · entry 1 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,595,064 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F2 · ownership.nature: The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 21:00 UTC |
WAGONER G RICHARD JRDirector
|
SaleCommon Stock | 4,863 | $23.50 | $114,280.50 |
DisclosureSEC source: 0000899243-21-029692 · doc4.xml · nonDerivative · entry 1 WAGONER G RICHARD JR · CIK 0001181664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,420 F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 21:00 UTC |
Burghardt ChristopherManaging Director, Europe
|
SaleCommon Stock | 13,206 | $23.50 | $310,341.00 |
DisclosureSEC source: 0000899243-21-029694 · doc4.xml · nonDerivative · entry 1 Burghardt Christopher · CIK 0001837941 · Managing Director, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,097 F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 21:00 UTC |
Sidle EricSee Remarks
|
SaleCommon Stock | 2,641 | $23.50 | $62,063.50 |
DisclosureSEC source: 0000899243-21-029693 · doc4.xml · nonDerivative · entry 1 Sidle Eric · CIK 0001837954 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,521 F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 22:09 UTC |
Q-GRG VII (CP) Investment Partners, LLC10% owner · See Remarks
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
Verma Dheeraj10% owner · See Remarks
|
SaleCommon Stock | 2,720,000 | $23.50 | $63,920,000.00 |
DisclosureSEC source: 0000905148-21-000598 · form4.xml · nonDerivative · entry 1 Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks Verma Dheeraj · CIK 0001694404 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,743,366 F1 · shares: These shares were sold by Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG") as a selling stockholder pursuant to a secondary public offering of common stock of the Issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F1 · price: These shares were sold by Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG") as a selling stockholder pursuant to a secondary public offering of common stock of the Issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F2 · ownership.direct: QEM VII, LLC ("QEM VII") is the managing member of Q-GRG. Therefore, QEM VII may be deemed to share voting and dispositive power over the securities held by Q-GRG and may also be deemed to be the beneficial owner of these securities. QEM VII disclaims beneficial ownership of such securities in excess of its pecuniary interest in the securities. F3 · ownership.direct: [continued from footnote 2] Any decision taken by QEM VII to vote, or to direct to vote, and to dispose, or to direct the disposition of, the securities held by Q-GRG has to be approved by a majority of the members of its investment committee, which majority must include S. Wil VanLoh, Jr. and Dheeraj Verma. Therefore, Messrs. VanLoh, Jr. and Verma may be deemed to share voting and dispositive power over the securities held by Q-GRG and may also be deemed to be the beneficial owner of these securities. Messrs. VanLoh, Jr. and Verma disclaim beneficial ownership of such securities in excess of their pecuniary interests in the securities. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:06 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 1,056,718 | $23.50 | $24,832,873.00 |
DisclosureSEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 6 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,665,298 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F7 · ownership.nature: The Shares are held directly by Linse Capital CP VI, LLC ("Linse VI"). Linse Capital CP VI GP LP ("Linse GP VI") is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Linse VI. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:06 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 663,252 | $23.50 | $15,586,422.00 |
DisclosureSEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 5 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,694,108 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F6 · ownership.nature: The Shares are held directly by Linse Capital CP V, LLC ("Linse V"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has sole voting and investment power over the shares held by Linse V. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:06 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 626,131 | $23.50 | $14,714,078.50 |
DisclosureSEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 4 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,319,451 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F5 · ownership.nature: The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:06 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 904,679 | $23.50 | $21,259,956.50 |
DisclosureSEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 3 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,130,787 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F4 · ownership.nature: The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has the sole voting and investment power over the shares held by Linse III. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:06 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 804,052 | $23.50 | $18,895,222.00 |
DisclosureSEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 2 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,115,182 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F3 · ownership.nature: The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:06 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP VI LLC10% owner
Linse Capital CP, LLC10% owner
Linse Capital CP II LLC10% owner
Linse Capital CP III, LLC10% owner
Linse Capital CP IV, LLC10% owner
Linse Capital CP V, LLC10% owner
|
SaleCommon Stock | 2,776,868 | $23.50 | $65,256,398.00 |
DisclosureSEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 1 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP VI LLC · CIK 0001821364 · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Linse Capital CP II LLC · CIK 0001687199 · 10% owner Linse Capital CP III, LLC · CIK 0001698115 · 10% owner Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner Linse Capital CP V, LLC · CIK 0001758721 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 28,026,515 F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. F2 · ownership.nature: The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:00 UTC |
WAGONER G RICHARD JRDirector
|
SaleCommon Stock | 31,300 | $23.50 | $735,550.00 |
DisclosureSEC source: 0000899243-21-029253 · doc4.xml · nonDerivative · entry 1 WAGONER G RICHARD JR · CIK 0001181664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,283 F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:00 UTC |
Hughes Michael DSee Remarks
|
SaleCommon Stock | 100,000 | $23.50 | $2,350,000.00 |
DisclosureSEC source: 0000899243-21-029258 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,667 F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:00 UTC |
Sidle EricSee Remarks
|
SaleCommon Stock | 17,000 | $23.50 | $399,500.00 |
DisclosureSEC source: 0000899243-21-029257 · doc4.xml · nonDerivative · entry 1 Sidle Eric · CIK 0001837954 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,162 F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:00 UTC |
Burghardt ChristopherManaging Director, Europe
|
SaleCommon Stock | 85,000 | $23.50 | $1,997,500.00 |
DisclosureSEC source: 0000899243-21-029254 · doc4.xml · nonDerivative · entry 1 Burghardt Christopher · CIK 0001837941 · Managing Director, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,303 F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:00 UTC |
Romano PasqualeDirector · See Remarks
|
SaleCommon Stock | 315,000 | $23.50 | $7,402,500.00 |
DisclosureSEC source: 0000899243-21-029252 · doc4.xml · nonDerivative · entry 1 Romano Pasquale · CIK 0001838832 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284,712 F1 · kind: These shares, which were issued pursuant to the exercise on July 14, 2021 of an option that otherwise would have expired on June 10, 2022, were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 18:00 UTC |
Hughes Michael DSee Remarks
|
Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0000899243-21-028683 · doc4.xml · derivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391,174 Underlying: Common Stock · 100,000 shares Expires 2028-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 18:00 UTC |
Hughes Michael DSee Remarks
|
Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0000899243-21-028683 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 22:00 UTC |
Romano PasqualeDirector · See Remarks
|
Exercise / conversionStock Option (right to buy) · Derivative | 315,000 | Not disclosed Strike: $0.27 | Not disclosed |
DisclosureSEC source: 0000899243-21-028684 · doc4.xml · derivative · entry 2 Romano Pasquale · CIK 0001838832 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,802 Underlying: Common Stock · 315,000 shares Expires 2022-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 22:00 UTC |
Romano PasqualeDirector · See Remarks
|
Exercise / conversionCommon Stock | 315,000 | $0.27 | $85,050.00 |
DisclosureSEC source: 0000899243-21-028684 · doc4.xml · nonDerivative · entry 1 Romano Pasquale · CIK 0001838832 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised these options, which otherwise will expire on June 10, 2022, for shares of common stock that will be sold at the closing of a secondary public offering of common stock of the issuer on July 19, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 22:00 UTC |
Q-GRG VII (CP) Investment Partners, LLC10% owner · See Remarks
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
Verma Dheeraj10% owner · See Remarks
|
GrantCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-21-000587 · form4.xml · nonDerivative · entry 2 Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks Verma Dheeraj · CIK 0001694404 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,692 F1 · shares: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG. F3 · shares: These RSUs represent a contingent right to receive one share of Common Stock for each RSU.. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to Mr. Harris' continuous service with the issuer through such date. F1 · ownership.direct: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG. F1 · ownership.nature: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 22:00 UTC |
Q-GRG VII (CP) Investment Partners, LLC10% owner · See Remarks
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
Verma Dheeraj10% owner · See Remarks
|
GrantCommon Stock | 18,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-21-000587 · form4.xml · nonDerivative · entry 1 Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks Verma Dheeraj · CIK 0001694404 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,500 F1 · shares: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG. F2 · shares: These RSUs represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of February 26, 2021 or (ii) a change of control event, subject to Mr. Harris' continuous service with the issuer. F1 · ownership.direct: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG. F1 · ownership.nature: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:05 UTC |
CHIZEN BRUCE RDirector
|
GrantCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028324 · doc4.xml · nonDerivative · entry 1 CHIZEN BRUCE R · CIK 0001032834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,599 F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:05 UTC |
LESCHLY MARKDirector
|
GrantCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028321 · doc4.xml · nonDerivative · entry 1 LESCHLY MARK · CIK 0001120545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 19:42 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP, LLC10% owner
|
GrantCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028378 · doc4.xml · nonDerivative · entry 2 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,192 F2 · shares: Mr. Linse was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date. F3 · ownership.nature: Pursuant to agreements between Mr. Linse and Linse Capital CP, LLC ("Linse I"), Mr. Linse holds the shares for the benefit of Linse I. F10 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 19:42 UTC |
Linse MichaelDirector · 10% owner
Linse Capital CP, LLC10% owner
|
GrantCommon Stock | 18,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028378 · doc4.xml · nonDerivative · entry 1 Linse Michael · CIK 0001838841 · Director · 10% owner Linse Capital CP, LLC · CIK 0001672172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,500 F1 · shares: Mr. Linse was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of February 26, 2021 or (ii) a change of control event, subject to the Reporting Person's continuous service with the issuer. F3 · ownership.nature: Pursuant to agreements between Mr. Linse and Linse Capital CP, LLC ("Linse I"), Mr. Linse holds the shares for the benefit of Linse I. F10 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:05 UTC |
WAGONER G RICHARD JRDirector
|
GrantCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028323 · doc4.xml · nonDerivative · entry 1 WAGONER G RICHARD JR · CIK 0001181664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,583 F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:05 UTC |
HARRIS JEFFREYDirector
|
GrantCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028322 · doc4.xml · nonDerivative · entry 2 HARRIS JEFFREY · CIK 0001220634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 F2 · shares: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date. F3 · balance_after: Mr. Harris holds these securities for the benefit of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"). Mr. Harris disclaims beneficial ownership of the reported securities. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:05 UTC |
HARRIS JEFFREYDirector
|
GrantCommon Stock | 18,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028322 · doc4.xml · nonDerivative · entry 1 HARRIS JEFFREY · CIK 0001220634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of February 26, 2021 or (ii) a change of control event, subject to the Reporting Person's continuous service with the issuer. F3 · balance_after: Mr. Harris holds these securities for the benefit of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"). Mr. Harris disclaims beneficial ownership of the reported securities. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:05 UTC |
Harries AxelDirector
|
GrantCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028325 · doc4.xml · nonDerivative · entry 2 Harries Axel · CIK 0001837910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 F2 · shares: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:05 UTC |
Harries AxelDirector
|
GrantCommon Stock | 18,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028325 · doc4.xml · nonDerivative · entry 1 Harries Axel · CIK 0001837910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of February 26, 2021 or (ii) a change of control event, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:05 UTC |
Bowman RoxanneDirector
|
GrantCommon Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028320 · doc4.xml · nonDerivative · entry 1 Bowman Roxanne · CIK 0001837872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,432 F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:37 UTC |
CHIZEN BRUCE RDirector
|
OtherCommon Stock | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027360 · doc4.xml · nonDerivative · entry 3 CHIZEN BRUCE R · CIK 0001032834 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 43,985 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F4 · ownership.nature: The Shares are held directly by Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:37 UTC |
CHIZEN BRUCE RDirector
|
OtherCommon Stock | 25,694 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027360 · doc4.xml · nonDerivative · entry 2 CHIZEN BRUCE R · CIK 0001032834 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 767,237 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F3 · ownership.nature: The Shares are held directly by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:37 UTC |
CHIZEN BRUCE RDirector
|
OtherCommon Stock | 2,469 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027360 · doc4.xml · nonDerivative · entry 1 CHIZEN BRUCE R · CIK 0001032834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,407 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:47 UTC |
LESCHLY MARKDirector
|
OtherCommon Stock | 12,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027377 · doc4.xml · nonDerivative · entry 1 LESCHLY MARK · CIK 0001120545 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 420,946 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F3 · ownership.nature: The Shares are held directly by Iconica LLC. The Reporting Person is managing member of Iconica LLC and as such Mr. Leschly possesses sole power to direct the voting and disposition of the shares owned by Iconica LLC. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:49 UTC |
WAGONER G RICHARD JRDirector
|
OtherCommon Stock | 2,373 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027380 · doc4.xml · nonDerivative · entry 2 WAGONER G RICHARD JR · CIK 0001181664 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 43,857 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F3 · ownership.nature: The shares are held by the G. Richard Wagoner, Jr. Trust dated 7/13/1989, as amended and restated 10/19/2018 of which the Reporting Person is trustee. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:49 UTC |
WAGONER G RICHARD JRDirector
|
OtherCommon Stock | 12,297 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027380 · doc4.xml · nonDerivative · entry 1 WAGONER G RICHARD JR · CIK 0001181664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,391 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:37 UTC |
JACKSON REX SChief Financial Officer
|
OtherCommon Stock | 5,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027362 · doc4.xml · nonDerivative · entry 3 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 109,514 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F4 · ownership.nature: The Shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:37 UTC |
JACKSON REX SChief Financial Officer
|
Tax withholdingCommon Stock | 17,262 | $35.69 | $616,080.78 |
DisclosureSEC source: 0000899243-21-027362 · doc4.xml · nonDerivative · entry 2 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,529 F3 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:37 UTC |
JACKSON REX SChief Financial Officer
|
OtherCommon Stock | 34,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027362 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,791 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:45 UTC |
Hughes Michael DSee Remarks
|
Tax withholdingCommon Stock | 14,649 | $35.69 | $522,822.81 |
DisclosureSEC source: 0000899243-21-027373 · doc4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,667 F3 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:45 UTC |
Hughes Michael DSee Remarks
|
OtherCommon Stock | 32,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027373 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,316 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:51 UTC |
Lee LawrenceSee Remarks
|
OtherCommon Stock | 4,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 3 Lee Lawrence · CIK 0001839259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 76,748 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. F4 · ownership.nature: The Shares are held by Five Plus Nine, LLC of which the Reporting Person is the managing member. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:51 UTC |
Lee LawrenceSee Remarks
|
Tax withholdingCommon Stock | 284 | $35.69 | $10,135.96 |
DisclosureSEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 2 Lee Lawrence · CIK 0001839259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,660 F3 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:51 UTC |
Lee LawrenceSee Remarks
|
OtherCommon Stock | 9,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 1 Lee Lawrence · CIK 0001839259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,944 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:50 UTC |
Jansen ColleenChief Marketing Officer
|
Tax withholdingCommon Stock | 6,098 | $35.69 | $217,637.62 |
DisclosureSEC source: 0000899243-21-027384 · doc4.xml · nonDerivative · entry 3 Jansen Colleen · CIK 0001837912 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,163 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.