Tapewire

NYSE · USD

CHPT

ChargePoint Holdings, Inc.

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Tapewire entity
6581
SEC CIK
0001777393
Parsed reports
520

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202604
Apr 202610
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2021 Filed Jul 23, 2021 18:19 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 97,285 $23.50 $2,286,197.50
Disclosure

SEC source: 0000899243-21-029727 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,222,166

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F5 · ownership.nature: The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 22, 2021 Filed Jul 23, 2021 18:19 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 140,563 $23.50 $3,303,230.50
Disclosure

SEC source: 0000899243-21-029727 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,990,224

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F4 · ownership.nature: The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has the sole voting and investment power over the shares held by Linse III.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 22, 2021 Filed Jul 23, 2021 18:19 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 124,929 $23.50 $2,935,831.50
Disclosure

SEC source: 0000899243-21-029727 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,990,253

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F3 · ownership.nature: The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2021 Filed Jul 23, 2021 18:19 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 431,451 $23.50 $10,139,098.50
Disclosure

SEC source: 0000899243-21-029727 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,595,064

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F2 · ownership.nature: The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 22, 2021 Filed Jul 23, 2021 21:00 UTC SaleCommon Stock 4,863 $23.50 $114,280.50
Disclosure

SEC source: 0000899243-21-029692 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,420

F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

Read SEC document
July 22, 2021 Filed Jul 23, 2021 21:00 UTC
Burghardt ChristopherManaging Director, Europe
SaleCommon Stock 13,206 $23.50 $310,341.00
Disclosure

SEC source: 0000899243-21-029694 · doc4.xml · nonDerivative · entry 1

Burghardt Christopher · CIK 0001837941 · Managing Director, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,097

F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

Read SEC document
July 22, 2021 Filed Jul 23, 2021 21:00 UTC
Sidle EricSee Remarks
SaleCommon Stock 2,641 $23.50 $62,063.50
Disclosure

SEC source: 0000899243-21-029693 · doc4.xml · nonDerivative · entry 1

Sidle Eric · CIK 0001837954 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,521

F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer in connection with the underwriters' exercise of an option to purchase additional shares, which closed on July 22, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:09 UTC
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
Verma Dheeraj10% owner · See Remarks
SaleCommon Stock 2,720,000 $23.50 $63,920,000.00
Disclosure

SEC source: 0000905148-21-000598 · form4.xml · nonDerivative · entry 1

Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks

QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks

VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks

Verma Dheeraj · CIK 0001694404 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,743,366

F1 · shares: These shares were sold by Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG") as a selling stockholder pursuant to a secondary public offering of common stock of the Issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F1 · price: These shares were sold by Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG") as a selling stockholder pursuant to a secondary public offering of common stock of the Issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F2 · ownership.direct: QEM VII, LLC ("QEM VII") is the managing member of Q-GRG. Therefore, QEM VII may be deemed to share voting and dispositive power over the securities held by Q-GRG and may also be deemed to be the beneficial owner of these securities. QEM VII disclaims beneficial ownership of such securities in excess of its pecuniary interest in the securities.

F3 · ownership.direct: [continued from footnote 2] Any decision taken by QEM VII to vote, or to direct to vote, and to dispose, or to direct the disposition of, the securities held by Q-GRG has to be approved by a majority of the members of its investment committee, which majority must include S. Wil VanLoh, Jr. and Dheeraj Verma. Therefore, Messrs. VanLoh, Jr. and Verma may be deemed to share voting and dispositive power over the securities held by Q-GRG and may also be deemed to be the beneficial owner of these securities. Messrs. VanLoh, Jr. and Verma disclaim beneficial ownership of such securities in excess of their pecuniary interests in the securities.

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July 19, 2021 Filed Jul 21, 2021 16:06 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 1,056,718 $23.50 $24,832,873.00
Disclosure

SEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,665,298

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F7 · ownership.nature: The Shares are held directly by Linse Capital CP VI, LLC ("Linse VI"). Linse Capital CP VI GP LP ("Linse GP VI") is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Linse VI.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:06 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 663,252 $23.50 $15,586,422.00
Disclosure

SEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,694,108

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F6 · ownership.nature: The Shares are held directly by Linse Capital CP V, LLC ("Linse V"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has sole voting and investment power over the shares held by Linse V.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:06 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 626,131 $23.50 $14,714,078.50
Disclosure

SEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,319,451

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F5 · ownership.nature: The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:06 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 904,679 $23.50 $21,259,956.50
Disclosure

SEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,130,787

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F4 · ownership.nature: The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has the sole voting and investment power over the shares held by Linse III.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:06 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 804,052 $23.50 $18,895,222.00
Disclosure

SEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,115,182

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F3 · ownership.nature: The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:06 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 2,776,868 $23.50 $65,256,398.00
Disclosure

SEC source: 0000899243-21-029206 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 28,026,515

F1 · price: These shares were sold by the Reporting Persons as selling stockholders pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

F2 · ownership.nature: The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I.

F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 21:00 UTC SaleCommon Stock 31,300 $23.50 $735,550.00
Disclosure

SEC source: 0000899243-21-029253 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,283

F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:00 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 100,000 $23.50 $2,350,000.00
Disclosure

SEC source: 0000899243-21-029258 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,667

F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 21:00 UTC
Sidle EricSee Remarks
SaleCommon Stock 17,000 $23.50 $399,500.00
Disclosure

SEC source: 0000899243-21-029257 · doc4.xml · nonDerivative · entry 1

Sidle Eric · CIK 0001837954 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,162

F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 21:00 UTC
Burghardt ChristopherManaging Director, Europe
SaleCommon Stock 85,000 $23.50 $1,997,500.00
Disclosure

SEC source: 0000899243-21-029254 · doc4.xml · nonDerivative · entry 1

Burghardt Christopher · CIK 0001837941 · Managing Director, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,303

F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 21:00 UTC
Romano PasqualeDirector · See Remarks
SaleCommon Stock 315,000 $23.50 $7,402,500.00
Disclosure

SEC source: 0000899243-21-029252 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284,712

F1 · kind: These shares, which were issued pursuant to the exercise on July 14, 2021 of an option that otherwise would have expired on June 10, 2022, were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 18:00 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-21-028683 · doc4.xml · derivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391,174

Underlying: Common Stock · 100,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 18:00 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0000899243-21-028683 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 22:00 UTC
Romano PasqualeDirector · See Remarks
Exercise / conversionStock Option (right to buy) · Derivative 315,000 Not disclosed Strike: $0.27 Not disclosed
Disclosure

SEC source: 0000899243-21-028684 · doc4.xml · derivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,802

Underlying: Common Stock · 315,000 shares

Expires 2022-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 22:00 UTC
Romano PasqualeDirector · See Remarks
Exercise / conversionCommon Stock 315,000 $0.27 $85,050.00
Disclosure

SEC source: 0000899243-21-028684 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,599,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised these options, which otherwise will expire on June 10, 2022, for shares of common stock that will be sold at the closing of a secondary public offering of common stock of the issuer on July 19, 2021.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 22:00 UTC
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
Verma Dheeraj10% owner · See Remarks
GrantCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000905148-21-000587 · form4.xml · nonDerivative · entry 2

Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks

QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks

VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks

Verma Dheeraj · CIK 0001694404 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,692

F1 · shares: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

F3 · shares: These RSUs represent a contingent right to receive one share of Common Stock for each RSU.. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to Mr. Harris' continuous service with the issuer through such date.

F1 · ownership.direct: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

F1 · ownership.nature: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 22:00 UTC
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
Verma Dheeraj10% owner · See Remarks
GrantCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0000905148-21-000587 · form4.xml · nonDerivative · entry 1

Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks

QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks

VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks

Verma Dheeraj · CIK 0001694404 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,500

F1 · shares: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

F2 · shares: These RSUs represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of February 26, 2021 or (ii) a change of control event, subject to Mr. Harris' continuous service with the issuer.

F1 · ownership.direct: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

F1 · ownership.nature: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:05 UTC GrantCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028324 · doc4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,599

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:05 UTC
LESCHLY MARKDirector
GrantCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028321 · doc4.xml · nonDerivative · entry 1

LESCHLY MARK · CIK 0001120545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 19:42 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028378 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,192

F2 · shares: Mr. Linse was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date.

F3 · ownership.nature: Pursuant to agreements between Mr. Linse and Linse Capital CP, LLC ("Linse I"), Mr. Linse holds the shares for the benefit of Linse I.

F10 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 19:42 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028378 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,500

F1 · shares: Mr. Linse was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of February 26, 2021 or (ii) a change of control event, subject to the Reporting Person's continuous service with the issuer.

F3 · ownership.nature: Pursuant to agreements between Mr. Linse and Linse Capital CP, LLC ("Linse I"), Mr. Linse holds the shares for the benefit of Linse I.

F10 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:05 UTC GrantCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028323 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,583

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:05 UTC GrantCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028322 · doc4.xml · nonDerivative · entry 2

HARRIS JEFFREY · CIK 0001220634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

F2 · shares: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date.

F3 · balance_after: Mr. Harris holds these securities for the benefit of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"). Mr. Harris disclaims beneficial ownership of the reported securities.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:05 UTC GrantCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028322 · doc4.xml · nonDerivative · entry 1

HARRIS JEFFREY · CIK 0001220634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of February 26, 2021 or (ii) a change of control event, subject to the Reporting Person's continuous service with the issuer.

F3 · balance_after: Mr. Harris holds these securities for the benefit of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"). Mr. Harris disclaims beneficial ownership of the reported securities.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:05 UTC
Harries AxelDirector
GrantCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028325 · doc4.xml · nonDerivative · entry 2

Harries Axel · CIK 0001837910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

F2 · shares: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:05 UTC
Harries AxelDirector
GrantCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028325 · doc4.xml · nonDerivative · entry 1

Harries Axel · CIK 0001837910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of February 26, 2021 or (ii) a change of control event, subject to the Reporting Person's continuous service with the issuer.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:05 UTC GrantCommon Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028320 · doc4.xml · nonDerivative · entry 1

Bowman Roxanne · CIK 0001837872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,432

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2021 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer through such date.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:37 UTC OtherCommon Stock 1,322 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027360 · doc4.xml · nonDerivative · entry 3

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 43,985

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

F4 · ownership.nature: The Shares are held directly by Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:37 UTC OtherCommon Stock 25,694 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027360 · doc4.xml · nonDerivative · entry 2

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 767,237

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

F3 · ownership.nature: The Shares are held directly by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:37 UTC OtherCommon Stock 2,469 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027360 · doc4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,407

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:47 UTC
LESCHLY MARKDirector
OtherCommon Stock 12,650 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027377 · doc4.xml · nonDerivative · entry 1

LESCHLY MARK · CIK 0001120545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 420,946

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

F3 · ownership.nature: The Shares are held directly by Iconica LLC. The Reporting Person is managing member of Iconica LLC and as such Mr. Leschly possesses sole power to direct the voting and disposition of the shares owned by Iconica LLC.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:49 UTC OtherCommon Stock 2,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027380 · doc4.xml · nonDerivative · entry 2

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 43,857

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

F3 · ownership.nature: The shares are held by the G. Richard Wagoner, Jr. Trust dated 7/13/1989, as amended and restated 10/19/2018 of which the Reporting Person is trustee.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:49 UTC OtherCommon Stock 12,297 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027380 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,391

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:37 UTC
JACKSON REX SChief Financial Officer
OtherCommon Stock 5,930 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027362 · doc4.xml · nonDerivative · entry 3

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 109,514

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

F4 · ownership.nature: The Shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:37 UTC
JACKSON REX SChief Financial Officer
Tax withholdingCommon Stock 17,262 $35.69 $616,080.78
Disclosure

SEC source: 0000899243-21-027362 · doc4.xml · nonDerivative · entry 2

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,529

F3 · kind: The shares were withheld to satisfy tax withholding obligations.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:37 UTC
JACKSON REX SChief Financial Officer
OtherCommon Stock 34,817 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027362 · doc4.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,791

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:45 UTC
Hughes Michael DSee Remarks
Tax withholdingCommon Stock 14,649 $35.69 $522,822.81
Disclosure

SEC source: 0000899243-21-027373 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,667

F3 · kind: The shares were withheld to satisfy tax withholding obligations.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:45 UTC
Hughes Michael DSee Remarks
OtherCommon Stock 32,839 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027373 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,316

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

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July 01, 2021 Filed Jul 2, 2021 23:51 UTC
Lee LawrenceSee Remarks
OtherCommon Stock 4,153 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 3

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 76,748

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

F4 · ownership.nature: The Shares are held by Five Plus Nine, LLC of which the Reporting Person is the managing member.

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July 01, 2021 Filed Jul 2, 2021 23:51 UTC
Lee LawrenceSee Remarks
Tax withholdingCommon Stock 284 $35.69 $10,135.96
Disclosure

SEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 2

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,660

F3 · kind: The shares were withheld to satisfy tax withholding obligations.

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July 01, 2021 Filed Jul 2, 2021 23:51 UTC
Lee LawrenceSee Remarks
OtherCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027385 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,944

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

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July 01, 2021 Filed Jul 2, 2021 23:50 UTC
Jansen ColleenChief Marketing Officer
Tax withholdingCommon Stock 6,098 $35.69 $217,637.62
Disclosure

SEC source: 0000899243-21-027384 · doc4.xml · nonDerivative · entry 3

Jansen Colleen · CIK 0001837912 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,163

F4 · kind: The shares were withheld to satisfy tax withholding obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.