Last 12 months
Inside the activity.
5 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2021 Filed May 16, 2022 20:21 UTC |
Boswell TaylorDirector · President & CIO
|
OtherCommon Stock | 2,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001820157-22-000004 · wf-form4_165273231889391.xml · nonDerivative · entry 1 Boswell Taylor · CIK 0001820157 · Director · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,612 F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2020 reporting year and the first half of the 2021 reporting year. F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2020 reporting year and the first half of the 2021 reporting year. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:13 UTC |
Bradford Leslie EDirector
|
PurchaseCommon Stock | 1,000 | $13.13 | $13,130.00 |
DisclosureSEC source: 0001720712-21-000003 · wf-form4_161558359465974.xml · nonDerivative · entry 1 Bradford Leslie E · CIK 0001720712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:02 UTC |
Pace LindaDirector · CEO & President
|
PurchaseCommon Stock | 7,702 | $12.87 | $99,124.74 |
DisclosureSEC source: 0001780592-21-000003 · wf-form4_161532371281156.xml · nonDerivative · entry 2 Pace Linda · CIK 0001780592 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,204 Read SEC document |
| March 08, 2021 Filed Apr 28, 2022 20:21 UTC Amendment |
Pace LindaDirector · CEO
|
PurchaseCommon Stock | 7,072 | $12.87 | $91,016.64 |
DisclosureSEC source: 0001780592-22-000006 · wf-form4a_165117724256167.xml · nonDerivative · entry 1 Pace Linda · CIK 0001780592 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,574 F1 · shares: This Form 4 is being amended to correct an overstatement in the number of shares purchased by the reporting person on March 8, 2021. Only 7,072 shares were purchased on that day. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:02 UTC |
Pace LindaDirector · CEO & President
|
PurchaseCommon Stock | 800 | $12.63 | $10,104.00 |
DisclosureSEC source: 0001780592-21-000003 · wf-form4_161532371281156.xml · nonDerivative · entry 1 Pace Linda · CIK 0001780592 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,502 Read SEC document |
| December 31, 2020 Filed Feb 2, 2022 16:43 UTC |
ANDREWS NIGEL TDirector
|
OtherCommon Stock | 5,124.873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-001679 · wf-form5_164383820242446.xml · nonDerivative · entry 1 ANDREWS NIGEL T · CIK 0001207018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,225.261 F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2017-2020 reporting years. F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2017-2020 reporting years. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:31 UTC |
Boswell TaylorChief Investment Officer
|
PurchaseCommon Stock | 22,000 | $9.45 | $207,900.00 |
DisclosureSEC source: 0001544206-20-000091 · wf-form4_160521668888974.xml · nonDerivative · entry 1 Boswell Taylor · CIK 0001820157 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,274 Read SEC document |
| August 26, 2020 Filed Sep 4, 2020 22:43 UTC |
Nestor John G.Director
|
PurchaseCommon Stock | 3,000 | $8.75 | $26,250.00 |
DisclosureSEC source: 0001544206-20-000070 · wf-form4_159925938317165.xml · nonDerivative · entry 1 Nestor John G. · CIK 0001471881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:08 UTC |
Boswell TaylorChief Investment Officer
|
PurchaseCommon Stock | 25,000 | $9.20 | $230,000.00 |
DisclosureSEC source: 0001820157-20-000006 · wf-form4_159726291612019.xml · nonDerivative · entry 1 Boswell Taylor · CIK 0001820157 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,274 F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.19 to $9.20 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:04 UTC | PurchaseCommon Stock | 14,075 | $7.12 | $100,153.48 |
DisclosureSEC source: 0001734741-20-000006 · wf-form4_158456547206159.xml · nonDerivative · entry 2 Hennigan Thomas M · CIK 0001734741 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,947 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F3 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $6.75000 to $7.52990 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
|
| March 17, 2020 Filed Mar 18, 2020 20:40 UTC |
Pace LindaDirector · CEO & President
|
PurchaseCommon Stock | 10,000 | $6.81 | $68,052.00 |
DisclosureSEC source: 0001780592-20-000004 · wf-form4_158456403350726.xml · nonDerivative · entry 1 Pace Linda · CIK 0001780592 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,702 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $6.64 to $6.98 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:04 UTC | PurchaseCommon Stock | 3,365 | $8.15 | $27,428.12 |
DisclosureSEC source: 0001734741-20-000006 · wf-form4_158456547206159.xml · nonDerivative · entry 1 Hennigan Thomas M · CIK 0001734741 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,872 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $7.70000 to $8.20582 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
|
| March 13, 2020 Filed Mar 17, 2020 20:52 UTC | PurchaseCommon Stock | 15,685 | $9.71 | $152,244.88 |
DisclosureSEC source: 0001734741-20-000004 · wf-form4_158447833731724.xml · nonDerivative · entry 1 Hennigan Thomas M · CIK 0001734741 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,507 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.2837 to $9.93865 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
|
| March 04, 2020 Filed Mar 4, 2020 21:38 UTC |
Pace LindaDirector · CEO & President
|
PurchaseCommon Stock | 9,984 | $12.77 | $127,495.68 |
DisclosureSEC source: 0001780592-20-000002 · wf-form4_158335788736087.xml · nonDerivative · entry 2 Pace Linda · CIK 0001780592 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,702 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:38 UTC |
Pace LindaDirector · CEO & President
|
PurchaseCommon Stock | 10,000 | $12.40 | $124,000.00 |
DisclosureSEC source: 0001780592-20-000002 · wf-form4_158335788736087.xml · nonDerivative · entry 1 Pace Linda · CIK 0001780592 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,718 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 22:55 UTC |
Nestor John G.Director
|
PurchaseCommon Stock | 6,800 | $14.63 | $99,471.76 |
DisclosureSEC source: 0001544206-19-000009 · wf-form4_155234491327576.xml · nonDerivative · entry 1 Nestor John G. · CIK 0001471881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,800 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.63 to $14.626 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:04 UTC | PurchaseCommon Stock | 1,475 | $14.44 | $21,299.00 |
DisclosureSEC source: 0001734741-18-000018 · wf-form4_154464864224890.xml · nonDerivative · entry 1 Hennigan Thomas M · CIK 0001734741 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,822 Read SEC document |
|
| December 10, 2018 Filed Dec 12, 2018 21:09 UTC |
Hart Michael AnthonyDirector · CEO
|
PurchaseCommon Stock | 3,500 | $14.43 | $50,495.55 |
DisclosureSEC source: 0001621474-18-000016 · wf-form4_154464896075232.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,988 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.4252 to $14.4300 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:07 UTC |
Rathi VenugopalTreasurer
|
PurchaseCommon Stock | 1,500 | $14.46 | $21,690.00 |
DisclosureSEC source: 0001637836-18-000006 · wf-form4_154464884705001.xml · nonDerivative · entry 1 Rathi Venugopal · CIK 0001637836 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,026 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:19 UTC | PurchaseCommon Stock | 1,200 | $15.00 | $17,994.96 |
DisclosureSEC source: 0001734741-18-000016 · wf-form4_154447673436240.xml · nonDerivative · entry 1 Hennigan Thomas M · CIK 0001734741 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,347 Read SEC document |
|
| December 06, 2018 Filed Dec 7, 2018 21:19 UTC | PurchaseCommon Stock | 800 | $14.92 | $11,938.64 |
DisclosureSEC source: 0001734741-18-000014 · wf-form4_154421754098272.xml · nonDerivative · entry 1 Hennigan Thomas M · CIK 0001734741 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,147 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.9200 to $14.9266 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
|
| December 06, 2018 Filed Dec 7, 2018 21:11 UTC |
Hart Michael AnthonyDirector · CEO
|
PurchaseCommon Stock | 3,250 | $14.96 | $48,622.60 |
DisclosureSEC source: 0001621474-18-000014 · wf-form4_154421709050152.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,488 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.9266 to $14.9935 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 21:48 UTC |
Hart Michael AnthonyDirector · CEO
|
PurchaseCommon Stock | 6,500 | $15.64 | $101,681.45 |
DisclosureSEC source: 0001621474-18-000012 · wf-form4_154396010334161.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,238 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $15.6197 to $15.6448 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 22:13 UTC |
Hart Michael AnthonyDirector · CEO
|
PurchaseCommon Stock | 6,500 | $15.47 | $100,574.50 |
DisclosureSEC source: 0001621474-18-000010 · wf-form4_154361597754548.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,738 Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 21:18 UTC |
Nestor John G.Director
|
PurchaseCommon Stock | 10,000 | $18.55 | $185,500.00 |
DisclosureSEC source: 0001544206-17-000033 · wf-form4_151259507272965.xml · nonDerivative · entry 1 Nestor John G. · CIK 0001471881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 14:10 UTC |
Levin JeffreyPresident
|
OtherCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016184 · doc4.xml · nonDerivative · entry 1 Levin Jeffrey · CIK 0001673026 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,782 F1 · price: Common stock received pursuant to an agreement and plan of merger, dated May 3, 2017, by and between the Issuer and NF Investment Corp., by which NF Investment Corp. merged with and into the Issuer, with the Issuer as the surviving entity. On June 9, 2017, the effective date of the merger, the net asset value per share of the Issuer was $18.53. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 18:12 UTC | OtherCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016187 · doc4.xml · nonDerivative · entry 1 Mizrachi Orit · CIK 0001608532 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,434 F1 · price: Common stock received pursuant to an agreement and plan of merger, dated May 3, 2017, by and between the Issuer and NF Investment Corp., by which NF Investment Corp. merged with and into the Issuer, with the Issuer as the surviving entity. On June 9, 2017, the effective date of the merger, the net asset value per share of the Issuer was $18.53. Read SEC document |
|
| May 25, 2017 Filed May 26, 2017 13:05 UTC |
Levin JeffreyPresident
|
PurchaseCommon Stock | 1,023 | $18.48 | $18,905.04 |
DisclosureSEC source: 0000899243-17-014500 · doc4.xml · nonDerivative · entry 1 Levin Jeffrey · CIK 0001673026 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,706 Read SEC document |
| May 25, 2017 Filed May 26, 2017 13:03 UTC |
ANDREWS NIGEL TDirector
|
PurchaseCommon Stock | 1,593 | $18.48 | $29,438.64 |
DisclosureSEC source: 0000899243-17-014497 · doc4.xml · nonDerivative · entry 1 ANDREWS NIGEL T · CIK 0001207018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Read SEC document |
| May 25, 2017 Filed May 26, 2017 13:02 UTC |
Merrill Eliot P.S.Director
|
PurchaseCommon Stock | 1,593 | $18.48 | $29,438.64 |
DisclosureSEC source: 0000899243-17-014496 · doc4.xml · nonDerivative · entry 1 Merrill Eliot P.S. · CIK 0001510842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Read SEC document |
| May 25, 2017 Filed May 26, 2017 17:00 UTC | PurchaseCommon Stock | 159 | $18.48 | $2,938.32 |
DisclosureSEC source: 0000899243-17-014495 · doc4.xml · nonDerivative · entry 1 Mizrachi Orit · CIK 0001608532 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,380 Read SEC document |
|
| May 19, 2017 Filed May 22, 2017 14:22 UTC |
Levin JeffreyPresident
|
GrantCommon Stock | 3,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014013 · doc4.xml · nonDerivative · entry 1 Levin Jeffrey · CIK 0001673026 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,683 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
| May 19, 2017 Filed May 22, 2017 18:08 UTC |
Hart Michael AnthonyDirector · CEO
|
GrantCommon Stock | 7,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014011 · doc4.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,238 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
| May 19, 2017 Filed May 22, 2017 18:06 UTC | GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014010 · doc4.xml · nonDerivative · entry 1 Rathi Venugopal · CIK 0001637836 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
|
| May 19, 2017 Filed May 22, 2017 18:05 UTC | GrantCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014009 · doc4.xml · nonDerivative · entry 1 Mizrachi Orit · CIK 0001608532 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
|
| November 18, 2016 Filed Feb 14, 2017 10:15 UTC |
Levin JeffreyPresident
|
GrantCommon Stock | 5,254 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003919 · doc5.xml · nonDerivative · entry 1 Levin Jeffrey · CIK 0001673026 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,757 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
| November 18, 2016 Filed Feb 14, 2017 15:19 UTC | GrantCommon Stock | 424 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003922 · doc5.xml · nonDerivative · entry 1 Rathi Venugopal · CIK 0001637836 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
|
| November 18, 2016 Filed Feb 14, 2017 15:15 UTC |
Hart Michael AnthonyDirector · CEO
|
GrantCommon Stock | 8,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003920 · doc5.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,112 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
| November 18, 2016 Filed Feb 14, 2017 15:15 UTC | GrantCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003918 · doc5.xml · nonDerivative · entry 1 Mizrachi Orit · CIK 0001608532 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
|
| November 04, 2016 Filed Nov 9, 2016 18:24 UTC |
Levin JeffreyPresident
|
PurchaseCommon Stock | 185 | $18.59 | $3,439.15 |
DisclosureSEC source: 0000899243-16-033070 · doc4.xml · nonDerivative · entry 1 Levin Jeffrey · CIK 0001673026 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,503 Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 18:40 UTC |
ANDREWS NIGEL TDirector
|
PurchaseCommon Stock | 289 | $18.59 | $5,372.51 |
DisclosureSEC source: 0000899243-16-033076 · doc4.xml · nonDerivative · entry 1 ANDREWS NIGEL T · CIK 0001207018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,507 Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 23:38 UTC | PurchaseCommon Stock | 29 | $18.59 | $539.11 |
DisclosureSEC source: 0000899243-16-033074 · doc4.xml · nonDerivative · entry 1 Mizrachi Orit · CIK 0001608532 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334 Read SEC document |
|
| November 04, 2016 Filed Nov 10, 2016 09:39 UTC |
Merrill Eliot P.S.Director
|
PurchaseCommon Stock | 289 | $18.59 | $5,372.51 |
DisclosureSEC source: 0000899243-16-033114 · doc4.xml · nonDerivative · entry 1 Merrill Eliot P.S. · CIK 0001510842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,507 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:05 UTC |
Levin JeffreyPresident
|
PurchaseCommon Stock | 182 | $18.37 | $3,343.34 |
DisclosureSEC source: 0000899243-16-028530 · doc4.xml · nonDerivative · entry 1 Levin Jeffrey · CIK 0001673026 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,318 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:06 UTC |
ANDREWS NIGEL TDirector
|
PurchaseCommon Stock | 283 | $18.37 | $5,198.71 |
DisclosureSEC source: 0000899243-16-028535 · doc4.xml · nonDerivative · entry 1 ANDREWS NIGEL T · CIK 0001207018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,218 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:06 UTC | PurchaseCommon Stock | 28 | $18.37 | $514.36 |
DisclosureSEC source: 0000899243-16-028534 · doc4.xml · nonDerivative · entry 1 Mizrachi Orit · CIK 0001608532 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305 Read SEC document |
|
| September 01, 2016 Filed Sep 6, 2016 16:05 UTC |
Merrill Eliot P.S.Director
|
PurchaseCommon Stock | 283 | $18.37 | $5,198.71 |
DisclosureSEC source: 0000899243-16-028529 · doc4.xml · nonDerivative · entry 1 Merrill Eliot P.S. · CIK 0001510842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,218 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.