Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carlyle Credit Solutions, Inc.NONE · Entity 58569 | Director · CEO | December 13, 2019 | December 16, 2019 |
| Carlyle Secured Lending, Inc.CGBD · Entity 5113 | Director · CEO | December 10, 2018 | December 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carlyle Credit Solutions, Inc.
Report date December 13, 2019 · Filed December 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,270 |
Reported balance
After 2019-12-13 transaction · row 1
1 source rowRow 1 · 2019-12-13 · Purchase · Acquired 348 · Balance 10,270 |
Carlyle Secured Lending, Inc.
Report date December 10, 2018 · Filed December 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,988 |
Reported balance
After 2018-12-10 transaction · row 1
1 source rowRow 1 · 2018-12-10 · Purchase · Acquired 3,500 · Balance 40,988 F1: Represents the aggregate of purchases effected on the same day at different prices. F2: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.4252 to $14.4300 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the aggregate of purchases effected on the same day at different prices.
F2: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.4252 to $14.4300 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2019 Filed Dec 16, 2019 22:11 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 348 | $20.49 | $7,130.52 |
DisclosureSEC source: 0001702510-19-000074 · wf-form4_157653425467638.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,270 Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:22 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 1,382 | $20.63 | $28,510.66 |
DisclosureSEC source: 0001702510-19-000061 · wf-form4_157239114810005.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,922 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:04 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 1,042 | $20.52 | $21,381.84 |
DisclosureSEC source: 0001702510-19-000050 · wf-form4_156866424912214.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,540 Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 22:27 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 820 | $20.88 | $17,121.60 |
DisclosureSEC source: 0001702510-19-000041 · wf-form4_156504404027492.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,498 Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 20:11 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 830 | $20.60 | $17,098.00 |
DisclosureSEC source: 0001621474-19-000008 · wf-form4_156080228427557.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,678 Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 20:14 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 341 | $20.91 | $7,130.31 |
DisclosureSEC source: 0001621474-19-000006 · wf-form4_155665525619548.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,848 Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:14 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 553 | $20.61 | $11,397.33 |
DisclosureSEC source: 0001621474-19-000004 · wf-form4_155294003413531.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,507 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:11 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 478 | $20.87 | $9,975.86 |
DisclosureSEC source: 0001621474-19-000002 · wf-form4_155069706001889.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,954 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:09 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 3,500 | $14.43 | $50,495.55 |
DisclosureSEC source: 0001621474-18-000016 · wf-form4_154464896075232.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,988 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.4252 to $14.4300 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 21:11 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 3,250 | $14.96 | $48,622.60 |
DisclosureSEC source: 0001621474-18-000014 · wf-form4_154421709050152.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,488 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.9266 to $14.9935 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 21:48 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 6,500 | $15.64 | $101,681.45 |
DisclosureSEC source: 0001621474-18-000012 · wf-form4_154396010334161.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,238 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $15.6197 to $15.6448 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 22:13 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 6,500 | $15.47 | $100,574.50 |
DisclosureSEC source: 0001621474-18-000010 · wf-form4_154361597754548.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,738 Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 14:49 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 450 | $20.72 | $9,324.00 |
DisclosureSEC source: 0001621474-18-000008 · wf-form4_153728216264451.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,476 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 14:05 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 286 | $20.96 | $5,994.56 |
DisclosureSEC source: 0001621474-18-000006 · wf-form4_153425551445202.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,026 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 21:58 UTC Amendment | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 900 | $20.44 | $18,396.00 |
DisclosureSEC source: 0001702510-18-000030 · wf-form4a_152884068481592.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,740 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 16:17 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | GrantCommon Stock | 900 | $20.44 | $18,396.00 |
DisclosureSEC source: 0001702510-18-000022 · wf-form4_152882023429884.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,740 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 21:10 UTC | Carlyle Credit Solutions, Inc. NONE · Entity 58569 | PurchaseCommon Stock | 189 | $19.98 | $3,776.22 |
DisclosureSEC source: 0001702510-17-000047 · wf-form4_151302661674376.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840 Read SEC document |
| May 19, 2017 Filed May 22, 2017 18:08 UTC | Carlyle Secured Lending, Inc. NONE · Entity 5113 | GrantCommon Stock | 7,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014011 · doc4.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,238 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
| November 18, 2016 Filed Feb 14, 2017 15:15 UTC | Carlyle Secured Lending, Inc. NONE · Entity 5113 | GrantCommon Stock | 8,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003920 · doc5.xml · nonDerivative · entry 1 Hart Michael Anthony · CIK 0001621474 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,112 F1 · price: Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.