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Nasdaq · USD

CGBD

Carlyle Secured Lending, Inc.

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Tapewire entity
5113
SEC CIK
0001544206
Parsed reports
122

Last 12 months

Inside the activity.

5 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202500
Jan 202600
Feb 202600
Mar 202632
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2026 Filed Aug 17, 2026 20:10 UTC SaleCommon Stock 4,978.5267 $11.18 $55,667.89
Disclosure

SEC source: 0001471881-26-000010 · wk-form4_1786997416.xml · nonDerivative · entry 4

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#2)

Disclosed balance after: 0

Read SEC document
August 12, 2026 Filed Aug 17, 2026 20:10 UTC SaleCommon Stock 8,632.915 $11.21 $96,781.02
Disclosure

SEC source: 0001471881-26-000010 · wk-form4_1786997416.xml · nonDerivative · entry 3

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#3)

Disclosed balance after: 0

Read SEC document
August 12, 2026 Filed Aug 17, 2026 20:10 UTC SaleCommon Stock 87 $11.24 $977.88
Disclosure

SEC source: 0001471881-26-000010 · wk-form4_1786997416.xml · nonDerivative · entry 2

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#3)

Disclosed balance after: 8,017

Read SEC document
August 12, 2026 Filed Aug 17, 2026 20:10 UTC SaleCommon Stock 3,113.9979 $11.18 $34,815.43
Disclosure

SEC source: 0001471881-26-000010 · wk-form4_1786997416.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 01, 2026 Filed Jun 2, 2026 20:04 UTC SaleCommon Stock 1,617 $10.97 $17,741.40
Disclosure

SEC source: 0001471881-26-000008 · wk-form4_1780430674.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,747

Read SEC document
May 15, 2026 Filed May 20, 2026 20:04 UTC SaleCommon Stock 885 $11.22 $9,929.70
Disclosure

SEC source: 0001471881-26-000006 · wk-form4_1779307486.xml · nonDerivative · entry 3

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#2)

Disclosed balance after: 4,630.5

Read SEC document
May 15, 2026 Filed May 20, 2026 20:04 UTC SaleCommon Stock 1,720 $11.22 $19,289.80
Disclosure

SEC source: 0001471881-26-000006 · wk-form4_1779307486.xml · nonDerivative · entry 2

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#3)

Disclosed balance after: 8,104

Read SEC document
May 15, 2026 Filed May 20, 2026 20:04 UTC SaleCommon Stock 3,450 $11.22 $38,709.35
Disclosure

SEC source: 0001471881-26-000006 · wk-form4_1779307486.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,364

Read SEC document
March 20, 2026 Filed Mar 23, 2026 20:06 UTC PurchaseCommon Stock 232 $11.22 $2,603.04
Disclosure

SEC source: 0002121612-26-000006 · wk-form4_1774296401.xml · nonDerivative · entry 1

Taylor Francis · CIK 0002121612 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441

Read SEC document
March 09, 2026 Filed Mar 10, 2026 16:06 UTC
Chi AlexDirector · CEO
PurchaseCommon Stock 9,000 $10.79 $97,127.10
Disclosure

SEC source: 0001914921-26-000008 · wk-form4_1773173195.xml · nonDerivative · entry 1

Chi Alex · CIK 0001914921 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $10.76 to $10.82 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 06, 2026 Filed Mar 9, 2026 22:01 UTC SaleCommon Stock 901 $11.28 $10,163.28
Disclosure

SEC source: 0001471881-26-000004 · wk-form4_1773093666.xml · nonDerivative · entry 2

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#2)

Disclosed balance after: 5,515.5

Read SEC document
March 06, 2026 Filed Mar 9, 2026 22:01 UTC SaleCommon Stock 3,500 $11.29 $39,526.55
Disclosure

SEC source: 0001471881-26-000004 · wk-form4_1773093666.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#3)

Disclosed balance after: 9,824

Read SEC document
March 04, 2026 Filed Mar 5, 2026 21:05 UTC
Hennigan Thomas MDirector · CFO and President
PurchaseCommon Stock 4,430 $11.26 $49,881.80
Disclosure

SEC source: 0001734741-26-000004 · wk-form4_1772744723.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · Director · CFO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,324.587

Read SEC document
December 31, 2025 Filed Feb 13, 2026 21:03 UTC OtherCommon Stock 1,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001471881-26-000002 · wk-form5_1771016584.xml · nonDerivative · entry 3

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#3)

Disclosed balance after: 13,324

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

Read SEC document
December 31, 2025 Filed Feb 13, 2026 21:03 UTC OtherCommon Stock 711.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001471881-26-000002 · wk-form5_1771016584.xml · nonDerivative · entry 2

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#2)

Disclosed balance after: 6,416.5

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

Read SEC document
December 31, 2025 Filed Feb 13, 2026 21:03 UTC OtherCommon Stock 306 Not disclosed Not disclosed
Disclosure

SEC source: 0001471881-26-000002 · wk-form5_1771016584.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,814

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

Read SEC document
December 31, 2025 Filed Feb 13, 2026 16:03 UTC OtherCommon Stock 2,773.58 Not disclosed Not disclosed
Disclosure

SEC source: 0001207018-26-000002 · wk-form5_1771016620.xml · nonDerivative · entry 1

ANDREWS NIGEL T · CIK 0001207018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,823.285

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

Read SEC document
November 14, 2025 Filed Dec 2, 2025 21:36 UTC SaleCommon Stock 7,085 $11.87 $84,098.95
Disclosure

SEC source: 0001471881-25-000009 · wk-form4_1764711379.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,508

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:10 UTC
Hennigan Thomas MDirector · CFO
PurchaseCommon Stock 8,400 $12.04 $101,136.00
Disclosure

SEC source: 0001734741-25-000008 · wk-form4_1763413826.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,894.587

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:05 UTC PurchaseCommon Stock 1,500 $11.84 $17,760.00
Disclosure

SEC source: 0001971028-25-000003 · wk-form4_1762981508.xml · nonDerivative · entry 1

Joseph Nelson · CIK 0001971028 · PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:14 UTC
Hennigan Thomas MDirector · CFO
PurchaseCommon Stock 7,285 $13.75 $100,168.75
Disclosure

SEC source: 0001734741-25-000006 · wk-form4_1755807262.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,494.587

Read SEC document
August 18, 2025 Filed Aug 21, 2025 20:16 UTC SaleCommon Stock 13,238 $13.49 $178,580.62
Disclosure

SEC source: 0001471881-25-000006 · wk-form4_1755807386.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,593

Read SEC document
May 20, 2025 Filed Jul 22, 2025 20:47 UTC GiftCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-035570 · wk-form4_1753217235.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,831

F1 · kind: Represents shares of the Issuer's Common Stock that the reporting person donated as a gift to a charitable entity.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 15:38 UTC Disposition to issuerCommon Stock 29,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-015795 · wk-form4_1743521919.xml · nonDerivative · entry 1

Jenkins Mark David · CIK 0001810761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,044

F1 · price: Acquired by the reporting person upon completion of the transactions contemplated by the Agreement and Plan of Merger, dated as of August 2, 2024 (as amended), among Carlyle Secured Lending III ("CSL III"), Carlyle Secured Lending, Inc. ("CGBD"), Blue Fox Merger Sub, Inc., and, for the limited purposes set forth therein, CSL III Advisor, LLC and Carlyle Global Credit Investment Management L.L.C., pursuant to which each common share of beneficial interest, $0.0001 per share, of CSL III held by the reporting person was converted into the right to receive 1.2137 shares of CGBD, and, if applicable, cash (without interest) in lieu of fractional shares of CGBD common stock, par value $0.01 per share.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 19:05 UTC GrantCommon Stock 7,301 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-015859 · wk-form4_1743534295.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,209.587

F1 · price: Acquired by the reporting person upon completion of the transactions contemplated by the Agreement and Plan of Merger, dated as of August 2, 2024 (as amended), among Carlyle Secured Lending III ("CSL III"), Carlyle Secured Lending, Inc. ("CGBD"), Blue Fox Merger Sub, Inc., and, for the limited purposes set forth therein, CSL III Advisor, LLC and Carlyle Global Credit Investment Management L.L.C., pursuant to which each common share of beneficial interest, $0.0001 per share, of CSL III held by the reporting person was converted into the right to receive 1.2137 shares of CGBD, and, if applicable, cash (without interest) in lieu of fractional shares of CGBD common stock, par value $0.01 per share.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 15:43 UTC
Hadley MichaelVP and Head of Underwriting
GrantCommon Stock 12,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-015804 · wk-form4_1743522219.xml · nonDerivative · entry 1

Hadley Michael · CIK 0001913643 · VP and Head of Underwriting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,277

F1 · price: Acquired by the reporting person upon completion of the transactions contemplated by the Agreement and Plan of Merger, dated as of August 2, 2024 (as amended), among Carlyle Secured Lending III ("CSL III"), Carlyle Secured Lending, Inc. ("CGBD"), Blue Fox Merger Sub, Inc., and, for the limited purposes set forth therein, CSL III Advisor, LLC and Carlyle Global Credit Investment Management L.L.C., pursuant to which each common share of beneficial interest, $0.0001 per share, of CSL III held by the reporting person was converted into the right to receive 1.2137 shares of CGBD, and, if applicable, cash (without interest) in lieu of fractional shares of CGBD common stock, par value $0.01 per share.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 15:42 UTC
Pace LindaDirector
GrantCommon Stock 14,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-015802 · wk-form4_1743522149.xml · nonDerivative · entry 1

Pace Linda · CIK 0001780592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,436

F1 · price: Acquired by the reporting person upon completion of the transactions contemplated by the Agreement and Plan of Merger, dated as of August 2, 2024 (as amended), among Carlyle Secured Lending III ("CSL III"), Carlyle Secured Lending, Inc. ("CGBD"), Blue Fox Merger Sub, Inc., and, for the limited purposes set forth therein, CSL III Advisor, LLC and Carlyle Global Credit Investment Management L.L.C., pursuant to which each common share of beneficial interest, $0.0001 per share, of CSL III held by the reporting person was converted into the right to receive 1.2137 shares of CGBD, and, if applicable, cash (without interest) in lieu of fractional shares of CGBD common stock, par value $0.01 per share.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 15:41 UTC
Plouffe JustinDirector · CEO & President
GrantCommon Stock 5,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-015800 · wk-form4_1743522064.xml · nonDerivative · entry 1

Plouffe Justin · CIK 0001792041 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,295.875

F1 · price: Acquired by the reporting person upon completion of the transactions contemplated by the Agreement and Plan of Merger, dated as of August 2, 2024 (as amended), among Carlyle Secured Lending III ("CSL III"), Carlyle Secured Lending, Inc. ("CGBD"), Blue Fox Merger Sub, Inc., and, for the limited purposes set forth therein, CSL III Advisor, LLC and Carlyle Global Credit Investment Management L.L.C., pursuant to which each common share of beneficial interest, $0.0001 per share, of CSL III held by the reporting person was converted into the right to receive 1.2137 shares of CGBD, and, if applicable, cash (without interest) in lieu of fractional shares of CGBD common stock, par value $0.01 per share.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 15:40 UTC
Popov AlexanderVP and Head of Illiquid Credit
GrantCommon Stock 13,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-015798 · wk-form4_1743521995.xml · nonDerivative · entry 1

Popov Alexander · CIK 0001913637 · VP and Head of Illiquid Credit

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,853

F1 · price: Acquired by the reporting person upon completion of the transactions contemplated by the Agreement and Plan of Merger, dated as of August 2, 2024 (as amended), among Carlyle Secured Lending III ("CSL III"), Carlyle Secured Lending, Inc. ("CGBD"), Blue Fox Merger Sub, Inc., and, for the limited purposes set forth therein, CSL III Advisor, LLC and Carlyle Global Credit Investment Management L.L.C., pursuant to which each common share of beneficial interest, $0.0001 per share, of CSL III held by the reporting person was converted into the right to receive 1.2137 shares of CGBD, and, if applicable, cash (without interest) in lieu of fractional shares of CGBD common stock, par value $0.01 per share.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 16:07 UTC
Lefkowitz JoshuaCCO & Secretary
OtherCommon Stock 148.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-005694 · wk-form5_1739567233.xml · nonDerivative · entry 1

Lefkowitz Joshua · CIK 0001807938 · CCO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 985.5

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 21:10 UTC OtherCommon Stock 8,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-005711 · wk-form5_1739567445.xml · nonDerivative · entry 4

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#1)

Disclosed balance after: 0

F2 · price: Shares were transferred from this trust to the spouse of the original beneficiary as the surviving beneficiary upon the passing of the original beneficiary, in accordance with the terms of the trust. No consideration was paid in connection with this transfer.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 21:10 UTC OtherCommon Stock 497 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-005711 · wk-form5_1739567445.xml · nonDerivative · entry 3

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#2)

Disclosed balance after: 5,705

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 21:10 UTC OtherCommon Stock 669 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-005711 · wk-form5_1739567445.xml · nonDerivative · entry 2

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#3)

Disclosed balance after: 11,484

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 21:10 UTC OtherCommon Stock 3,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-005711 · wk-form5_1739567445.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,481

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 16:14 UTC OtherCommon Stock 3,475.254 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-005717 · wk-form5_1739567635.xml · nonDerivative · entry 1

ANDREWS NIGEL T · CIK 0001207018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,049.705

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

Read SEC document
December 31, 2024 Filed Feb 14, 2025 21:12 UTC
Plouffe JustinDirector · CEO & President
OtherCommon Stock 2,637.116 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-005714 · wk-form5_1739567526.xml · nonDerivative · entry 1

Plouffe Justin · CIK 0001792041 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,351.875

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:35 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-050237 · wk-form4_1733520922.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,155

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:14 UTC PurchaseCommon Stock 3,801 $16.79 $63,818.79
Disclosure

SEC source: 0001628280-24-049135 · wk-form4_1732569263.xml · nonDerivative · entry 1

Jenkins Mark David · CIK 0001810761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,320

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:30 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-048671 · wk-form4_1732138223.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,655

Read SEC document
November 12, 2024 Filed Nov 19, 2024 21:19 UTC PurchaseCommon Stock 35,000 $16.64 $582,400.00
Disclosure

SEC source: 0001628280-24-048442 · wk-form4_1732051191.xml · nonDerivative · entry 2

Jenkins Mark David · CIK 0001810761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,519

Read SEC document
November 11, 2024 Filed Nov 19, 2024 21:19 UTC PurchaseCommon Stock 30,000 $16.50 $495,000.00
Disclosure

SEC source: 0001628280-24-048442 · wk-form4_1732051191.xml · nonDerivative · entry 1

Jenkins Mark David · CIK 0001810761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,519

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:22 UTC PurchaseCommon Stock 3,800 $16.83 $63,954.00
Disclosure

SEC source: 0001628280-24-038964 · wk-form4_1725049336.xml · nonDerivative · entry 2

Jenkins Mark David · CIK 0001810761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,519

F2 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $16.79 to $16.88 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 20:22 UTC PurchaseCommon Stock 1,000 $16.74 $16,740.00
Disclosure

SEC source: 0001628280-24-038964 · wk-form4_1725049336.xml · nonDerivative · entry 1

Jenkins Mark David · CIK 0001810761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,719

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $16.74 to $16.75 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
July 25, 2024 Filed Aug 12, 2024 20:06 UTC SaleCommon Stock 3,550 $18.10 $64,255.00
Disclosure

SEC source: 0001734741-24-000011 · wk-form4_1723493170.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 2,360

F1 · ownership.nature: The reporting person disclaims beneficial ownership of the securities held by his spouse except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2023 Filed Feb 12, 2024 21:31 UTC OtherCommon Stock 784.73 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-004203 · wk-form5_1707773483.xml · nonDerivative · entry 4

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#3)

Disclosed balance after: 10,815

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

Read SEC document
December 31, 2023 Filed Feb 12, 2024 21:31 UTC OtherCommon Stock 377.943 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-004203 · wk-form5_1707773483.xml · nonDerivative · entry 3

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#2)

Disclosed balance after: 5,208

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

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December 31, 2023 Filed Feb 12, 2024 21:31 UTC OtherCommon Stock 627.784 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-004203 · wk-form5_1707773483.xml · nonDerivative · entry 2

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust (#1)

Disclosed balance after: 8,652

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

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December 31, 2023 Filed Feb 12, 2024 21:31 UTC OtherCommon Stock 3,039.967 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-004203 · wk-form5_1707773483.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,155

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

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December 31, 2023 Filed Feb 12, 2024 16:45 UTC OtherCommon Stock 2,438.768 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-004233 · wk-form5_1707774294.xml · nonDerivative · entry 1

ANDREWS NIGEL T · CIK 0001207018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,574.451

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

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December 31, 2023 Filed Feb 12, 2024 21:29 UTC
LeeKong Aren C.Director · CEO and President
OtherCommon Stock 1,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-004195 · wk-form5_1707773330.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,492

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.