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Nasdaq · USD

CGBD

Carlyle Secured Lending, Inc.

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Tapewire entity
5113
SEC CIK
0001544206
Parsed reports
122

Last 12 months

Inside the activity.

5 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202500
Jan 202600
Feb 202600
Mar 202632
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2023 Filed Sep 7, 2023 20:09 UTC GiftCommon Stock 6,042.5926 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-031709 · wk-form4_1694117331.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,115.033

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:27 UTC
Popov AlexanderVP and Head of Illiquid Credit
PurchaseCommon Stock 5,000 $14.78 $73,900.00
Disclosure

SEC source: 0001913637-23-000004 · wk-form4_1693513618.xml · nonDerivative · entry 1

Popov Alexander · CIK 0001913637 · VP and Head of Illiquid Credit

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,977

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:38 UTC
LeeKong Aren C.Director · CEO and President
PurchaseCommon Stock 3,394 $14.74 $50,027.56
Disclosure

SEC source: 0001867503-23-000013 · wk-form4_1686688731.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,156

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $14.68 to $14.79 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 20:00 UTC
LeeKong Aren C.Director · CEO and President
PurchaseCommon Stock 6 $14.19 $85.14
Disclosure

SEC source: 0001867503-23-000009 · wk-form4_1686081618.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,762

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $14.19 to $14.22 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:06 UTC
LeeKong Aren C.Director · CEO and President
PurchaseCommon Stock 1,454 $13.73 $19,963.42
Disclosure

SEC source: 0001867503-23-000007 · wk-form4_1685736393.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,756

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.71 to $13.75 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:16 UTC
LeeKong Aren C.Director · CEO and President
PurchaseCommon Stock 1,454 $13.65 $19,847.10
Disclosure

SEC source: 0001867503-23-000005 · wk-form4_1685650574.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,302

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.63 to $13.69 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:13 UTC PurchaseCommon Stock 1,454 $13.69 $19,905.26
Disclosure

SEC source: 0001867503-23-000002 · wk-form4_1685477591.xml · nonDerivative · entry 2

LeeKong Aren C. · CIK 0001867503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,848

F2 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.59 to $13.71 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:13 UTC PurchaseCommon Stock 1,454 $13.60 $19,774.40
Disclosure

SEC source: 0001867503-23-000002 · wk-form4_1685477591.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,394

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.58 to $13.63 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 18, 2023 Filed May 23, 2023 21:06 UTC PurchaseCommon Stock 3,500 $13.39 $46,865.00
Disclosure

SEC source: 0001734741-23-000006 · wk-form4_1684875956.xml · nonDerivative · entry 2

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,908.587

Read SEC document
May 18, 2023 Filed May 23, 2023 21:06 UTC PurchaseCommon Stock 400 $13.40 $5,360.00
Disclosure

SEC source: 0001734741-23-000006 · wk-form4_1684875956.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,408.587

Read SEC document
January 18, 2023 Filed Feb 7, 2023 21:50 UTC OtherCommon Stock 729.462 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-002598 · wf-form5_167580662748863.xml · nonDerivative · entry 6

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#3)

Disclosed balance after: 10,030.2703

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

Read SEC document
January 18, 2023 Filed Feb 7, 2023 21:50 UTC OtherCommon Stock 351.2711 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-002598 · wf-form5_167580662748863.xml · nonDerivative · entry 5

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#2)

Disclosed balance after: 4,830.057

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

Read SEC document
January 18, 2023 Filed Feb 7, 2023 21:50 UTC OtherCommon Stock 583.5698 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-002598 · wf-form5_167580662748863.xml · nonDerivative · entry 4

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#1)

Disclosed balance after: 8,024.2162

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

Read SEC document
January 18, 2023 Filed Feb 7, 2023 21:50 UTC OtherCommon Stock 2,338.6974 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-002598 · wf-form5_167580662748863.xml · nonDerivative · entry 3

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,157.6256

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

Read SEC document
December 31, 2022 Filed Feb 7, 2023 16:56 UTC OtherCommon Stock 2,120.502 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-002606 · wf-form5_167580696249533.xml · nonDerivative · entry 1

ANDREWS NIGEL T · CIK 0001207018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,135.683

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:13 UTC PurchaseCommon Stock 3,470 $14.40 $49,964.53
Disclosure

SEC source: 0001867503-22-000004 · wf-form4_167113877447940.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,940

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $14.38 to $14.40 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 16, 2022 Filed Nov 16, 2022 21:04 UTC
Hadley MichaelVP and Head of Underwriting
PurchaseCommon Stock 1,500 $14.18 $21,273.60
Disclosure

SEC source: 0001913643-22-000012 · wf-form4_166863263461828.xml · nonDerivative · entry 1

Hadley Michael · CIK 0001913643 · VP and Head of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:17 UTC PurchaseCommon Stock 8,900 $14.03 $124,902.60
Disclosure

SEC source: 0001867503-22-000002 · wf-form4_166863334819529.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,470

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.94 to $14.10 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:08 UTC PurchaseCommon Stock 1,900 $13.90 $26,410.00
Disclosure

SEC source: 0001734741-22-000014 · wf-form4_166863291206312.xml · nonDerivative · entry 6

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,008.587

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:08 UTC PurchaseCommon Stock 415 $13.89 $5,764.35
Disclosure

SEC source: 0001734741-22-000014 · wf-form4_166863291206312.xml · nonDerivative · entry 5

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,108.587

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:08 UTC PurchaseCommon Stock 0.587 $13.71 $8.05
Disclosure

SEC source: 0001734741-22-000014 · wf-form4_166863291206312.xml · nonDerivative · entry 4

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,693.587

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:08 UTC PurchaseCommon Stock 1 $13.70 $13.70
Disclosure

SEC source: 0001734741-22-000014 · wf-form4_166863291206312.xml · nonDerivative · entry 3

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,693

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:08 UTC PurchaseCommon Stock 937 $13.70 $12,836.24
Disclosure

SEC source: 0001734741-22-000014 · wf-form4_166863291206312.xml · nonDerivative · entry 2

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,692

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:08 UTC PurchaseCommon Stock 1,500 $13.72 $20,580.00
Disclosure

SEC source: 0001734741-22-000014 · wf-form4_166863291206312.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,755

Read SEC document
August 17, 2022 Filed Aug 19, 2022 13:16 UTC PurchaseCommon Stock 225 $14.29 $3,215.72
Disclosure

SEC source: 0001734741-22-000010 · wf-form4_166091495959996.xml · nonDerivative · entry 2

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,255

Read SEC document
August 17, 2022 Filed Aug 19, 2022 13:16 UTC PurchaseCommon Stock 2,750 $14.30 $39,324.73
Disclosure

SEC source: 0001734741-22-000010 · wf-form4_166091495959996.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,030

Read SEC document
June 17, 2022 Filed Feb 7, 2023 21:50 UTC SaleCommon Stock 3,500 $12.79 $44,747.50
Disclosure

SEC source: 0001628280-23-002598 · wf-form5_167580662748863.xml · nonDerivative · entry 2

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#4)

Disclosed balance after: 0

Read SEC document
June 17, 2022 Filed Feb 7, 2023 21:50 UTC SaleCommon Stock 3,500 $12.82 $44,870.00
Disclosure

SEC source: 0001628280-23-002598 · wf-form5_167580662748863.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#4)

Disclosed balance after: 3,500

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:02 UTC PurchaseCommon Stock 9,500 $14.27 $135,565.00
Disclosure

SEC source: 0001810761-22-000004 · wf-form4_165454570067295.xml · nonDerivative · entry 1

Jenkins Mark David · CIK 0001810761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,719

Read SEC document
May 24, 2022 Filed May 25, 2022 20:30 UTC SaleCommon Stock 112.38 $13.80 $1,550.84
Disclosure

SEC source: 0001628280-22-015363 · wf-form4_165351059970244.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#4)

Disclosed balance after: 7,000

Read SEC document
May 23, 2022 Filed May 24, 2022 20:07 UTC
Hadley MichaelVP and Head of Underwriting
PurchaseCommon Stock 750 $14.05 $10,537.50
Disclosure

SEC source: 0001913643-22-000010 · wf-form4_165342284833040.xml · nonDerivative · entry 1

Hadley Michael · CIK 0001913643 · VP and Head of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
May 16, 2022 Filed May 16, 2022 20:21 UTC
Boswell TaylorDirector · President & CIO
PurchaseCommon Stock 2,250 $14.21 $31,972.50
Disclosure

SEC source: 0001820157-22-000004 · wf-form4_165273231889391.xml · nonDerivative · entry 2

Boswell Taylor · CIK 0001820157 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,862

Read SEC document
May 16, 2022 Filed May 18, 2022 20:25 UTC
Pearl JonathanVP & Head of Sponsor Coverage
PurchaseCommon Stock 1,750 $14.29 $25,007.50
Disclosure

SEC source: 0001913638-22-000008 · wf-form4_165290546963853.xml · nonDerivative · entry 1

Pearl Jonathan · CIK 0001913638 · VP & Head of Sponsor Coverage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

Read SEC document
May 12, 2022 Filed May 16, 2022 20:26 UTC
Hadley MichaelVP and Head of Underwriting
PurchaseCommon Stock 400 $14.03 $5,612.00
Disclosure

SEC source: 0001913643-22-000008 · wf-form4_165273273393415.xml · nonDerivative · entry 1

Hadley Michael · CIK 0001913643 · VP and Head of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Read SEC document
April 19, 2022 Filed Apr 29, 2022 19:41 UTC OtherCommon Stock 612.38 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-011509 · wf-form4_165126125282960.xml · nonDerivative · entry 5

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#4)

Disclosed balance after: 7,112.38

F2 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year.

F2 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year.

F3 · ownership.nature: These shares are held by trusts for which the reporting person or his spouse serves as trustee. The reporting person disclaims beneficial ownership of the securities held by this trust except to the extent of his pecuniary interest therein.

Read SEC document
April 19, 2022 Filed Apr 29, 2022 19:41 UTC OtherCommon Stock 800.81 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-011509 · wf-form4_165126125282960.xml · nonDerivative · entry 4

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#3)

Disclosed balance after: 9,300.81

F2 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year.

F2 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year.

F3 · ownership.nature: These shares are held by trusts for which the reporting person or his spouse serves as trustee. The reporting person disclaims beneficial ownership of the securities held by this trust except to the extent of his pecuniary interest therein.

Read SEC document
April 19, 2022 Filed Apr 29, 2022 19:41 UTC OtherCommon Stock 478.79 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-011509 · wf-form4_165126125282960.xml · nonDerivative · entry 3

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#2)

Disclosed balance after: 4,478.79

F2 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year.

F2 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year.

F3 · ownership.nature: These shares are held by trusts for which the reporting person or his spouse serves as trustee. The reporting person disclaims beneficial ownership of the securities held by this trust except to the extent of his pecuniary interest therein.

Read SEC document
April 19, 2022 Filed Apr 29, 2022 19:41 UTC OtherCommon Stock 640.65 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-011509 · wf-form4_165126125282960.xml · nonDerivative · entry 2

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust (#1)

Disclosed balance after: 7,440.65

F2 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year.

F2 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year.

F3 · ownership.nature: These shares are held by trusts for which the reporting person or his spouse serves as trustee. The reporting person disclaims beneficial ownership of the securities held by this trust except to the extent of his pecuniary interest therein.

Read SEC document
April 19, 2022 Filed Apr 29, 2022 19:41 UTC OtherCommon Stock 10,018.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-011509 · wf-form4_165126125282960.xml · nonDerivative · entry 1

Nestor John G. · CIK 0001471881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,818.93

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2019-2021 reporting years and the first quarter of the 2022 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2019-2021 reporting years and the first quarter of the 2022 reporting year.

Read SEC document
April 15, 2022 Filed Aug 31, 2023 20:27 UTC
Popov AlexanderVP and Head of Illiquid Credit
OtherCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001913637-23-000004 · wk-form4_1693513618.xml · nonDerivative · entry 2

Popov Alexander · CIK 0001913637 · VP and Head of Illiquid Credit

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,477

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year and first half of the 2023 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2022 reporting year and first half of the 2023 reporting year.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:06 UTC GrantCommon Stock 3,950 $14.07 $55,576.50
Disclosure

SEC source: 0001734741-22-000002 · wf-form4_164616874081507.xml · nonDerivative · entry 3

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,910

F1 · shares: Represents the aggregate of purchases effected on the same day at different prices.

F3 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.0699 to $14.0787 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: The reporting person disclaims beneficial ownership of the securities held by his spouse except to the extent of his pecuniary interest therein.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:06 UTC PurchaseCommon Stock 240 $14.08 $3,379.20
Disclosure

SEC source: 0001734741-22-000002 · wf-form4_164616874081507.xml · nonDerivative · entry 2

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,280

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:06 UTC PurchaseCommon Stock 3,260 $14.04 $45,770.40
Disclosure

SEC source: 0001734741-22-000002 · wf-form4_164616874081507.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,040

F1 · shares: Represents the aggregate of purchases effected on the same day at different prices.

F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.0377 to $14.0399 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 31, 2021 Filed Feb 2, 2022 16:43 UTC OtherCommon Stock 887.181 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-001679 · wf-form5_164383820242446.xml · nonDerivative · entry 4

ANDREWS NIGEL T · CIK 0001207018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,015.181

F3 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the second half of the 2021 reporting year.

F3 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the second half of the 2021 reporting year.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 20:14 UTC PurchaseCommon Stock 340 $14.12 $4,800.80
Disclosure

SEC source: 0001867503-21-000007 · wf-form4_162879925278667.xml · nonDerivative · entry 2

LeeKong Aren C. · CIK 0001867503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,570

F1 · shares: Represents the aggregate of purchases effected on the same day at different prices.

F3 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.12 to $14.13 per share. Full information regarding the number of shares purchased at eachprice shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 10, 2021 Filed Aug 12, 2021 20:14 UTC PurchaseCommon Stock 3,230 $13.96 $45,090.80
Disclosure

SEC source: 0001867503-21-000007 · wf-form4_162879925278667.xml · nonDerivative · entry 1

LeeKong Aren C. · CIK 0001867503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230

F1 · shares: Represents the aggregate of purchases effected on the same day at different prices.

F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.93 to $13.99 per share. Full information regarding the number of shares purchased at eachprice shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 06, 2021 Filed Aug 10, 2021 20:05 UTC PurchaseCommon Stock 14,450 $13.89 $200,710.50
Disclosure

SEC source: 0001734741-21-000004 · wf-form4_162862589300334.xml · nonDerivative · entry 1

Hennigan Thomas M · CIK 0001734741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,780

F1 · shares: Represents the aggregate of purchases effected on the same day at different prices.

F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.86 to $13.92 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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June 15, 2021 Filed Feb 2, 2022 16:43 UTC Disposition to issuerCommon Stock 0.433 $15.25 $6.60
Disclosure

SEC source: 0001628280-22-001679 · wf-form5_164383820242446.xml · nonDerivative · entry 3

ANDREWS NIGEL T · CIK 0001207018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,128

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May 12, 2021 Filed May 13, 2021 21:05 UTC PurchaseCommon Stock 11,500 $13.12 $150,880.00
Disclosure

SEC source: 0001810761-21-000003 · wf-form4_162093991191085.xml · nonDerivative · entry 1

Jenkins Mark David · CIK 0001810761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,219

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April 16, 2021 Filed Feb 2, 2022 16:43 UTC OtherCommon Stock 903.172 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-001679 · wf-form5_164383820242446.xml · nonDerivative · entry 2

ANDREWS NIGEL T · CIK 0001207018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,128.433

F2 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the first half of the 2021 reporting year.

F2 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the first half of the 2021 reporting year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.