Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 7 Acquisition CorpSVNA · Entity 113523 | Director · Chief Executive Officer · 10% owner | May 11, 2023 | May 15, 2023 |
| Carlyle Credit Solutions, Inc.NONE · Entity 58569 | Director | July 14, 2021 | July 19, 2021 |
| Carlyle Secured Lending IIINONE · Entity 81366 | Director | August 30, 2021 | August 30, 2021 |
| Carlyle Secured Lending, Inc.CGBD · Entity 5113 | Director · CEO and President | December 31, 2023 | February 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
7 Acquisition Corp
Report date May 11, 2023 · Filed May 15, 2023
Jointly reported with 7 Acquisition Holdings, LLC, Mitchell Chandra J, Cornfeld Leslie, Deans Sherrie, Ferguson Thelma B, Jacobs Neil B., COGUT CRAIG M, Posner Michael Hoffman, Haney Joel
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-11 · Disposition to issuer · Disposed 120,000 · Balance 0 F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons.
Carlyle Credit Solutions, Inc.
Report date July 14, 2021 · Filed July 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-07-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Carlyle Secured Lending III
Report date August 30, 2021 · Filed August 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Carlyle Secured Lending, Inc.
Report date December 31, 2023 · Filed February 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,492 |
Reported balance
After 2023-12-31 transaction · row 1
1 source rowRow 1 · 2023-12-31 · Other · Acquired 1,336 · Balance 26,492 F1: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2023 Filed Feb 12, 2024 21:29 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | OtherCommon Stock | 1,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-004195 · wk-form5_1707773330.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,492 F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year. F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2023 reporting year. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:38 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 3,394 | $14.74 | $50,027.56 |
DisclosureSEC source: 0001867503-23-000013 · wk-form4_1686688731.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,156 F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $14.68 to $14.79 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 20:00 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 6 | $14.19 | $85.14 |
DisclosureSEC source: 0001867503-23-000009 · wk-form4_1686081618.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,762 F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $14.19 to $14.22 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:06 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 1,454 | $13.73 | $19,963.42 |
DisclosureSEC source: 0001867503-23-000007 · wk-form4_1685736393.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,756 F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.71 to $13.75 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 20:16 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 1,454 | $13.65 | $19,847.10 |
DisclosureSEC source: 0001867503-23-000005 · wk-form4_1685650574.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,302 F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.63 to $13.69 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 26, 2023 Filed May 30, 2023 20:13 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 1,454 | $13.69 | $19,905.26 |
DisclosureSEC source: 0001867503-23-000002 · wk-form4_1685477591.xml · nonDerivative · entry 2 LeeKong Aren C. · CIK 0001867503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,848 F2 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.59 to $13.71 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:13 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 1,454 | $13.60 | $19,774.40 |
DisclosureSEC source: 0001867503-23-000002 · wk-form4_1685477591.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,394 F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.58 to $13.63 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:15 UTC | 7 Acquisition Corp SVNA · Entity 113523 | Disposition to issuerClass B ordinary shares · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-060781 · tm2315678-1_4seq1.xml · derivative · entry 1 7 Acquisition Holdings, LLC · CIK 0001849793 · 10% owner LeeKong Aren C. · CIK 0001867503 · Director · Chief Executive Officer · 10% owner Mitchell Chandra J · CIK 0001892159 · Director Cornfeld Leslie · CIK 0001892147 · Director Deans Sherrie · CIK 0001892157 · Director Ferguson Thelma B · CIK 0001892153 · Director Jacobs Neil B. · CIK 0001825600 · Director COGUT CRAIG M · CIK 0001032672 · Director · 10% owner Posner Michael Hoffman · CIK 0001894137 · Director Haney Joel · CIK 0001675111 · Director · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary shares · 120,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. F1 · kind: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. F1 · shares: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. F1 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. F1 · ownership.direct: As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:13 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 3,470 | $14.40 | $49,964.53 |
DisclosureSEC source: 0001867503-22-000004 · wf-form4_167113877447940.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,940 F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $14.38 to $14.40 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:17 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 8,900 | $14.03 | $124,902.60 |
DisclosureSEC source: 0001867503-22-000002 · wf-form4_166863334819529.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,470 F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $13.94 to $14.10 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 20:14 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 340 | $14.12 | $4,800.80 |
DisclosureSEC source: 0001867503-21-000007 · wf-form4_162879925278667.xml · nonDerivative · entry 2 LeeKong Aren C. · CIK 0001867503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,570 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F3 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.12 to $14.13 per share. Full information regarding the number of shares purchased at eachprice shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:14 UTC | Carlyle Secured Lending, Inc. CGBD · Entity 5113 | PurchaseCommon Stock | 3,230 | $13.96 | $45,090.80 |
DisclosureSEC source: 0001867503-21-000007 · wf-form4_162879925278667.xml · nonDerivative · entry 1 LeeKong Aren C. · CIK 0001867503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,230 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.93 to $13.99 per share. Full information regarding the number of shares purchased at eachprice shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.