Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2022 Filed Feb 18, 2022 01:36 UTC |
CLARE PETER JDirector · See remarks.
|
GrantCommon Stock | 10,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006941 · doc4.xml · nonDerivative · entry 1 CLARE PETER J · CIK 0001259080 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,040,328 F1 · shares: Consists of fully vested shares of common stock issued to the reporting person in respect of a portion of realized carried interest. Read SEC document |
| February 10, 2022 Filed Feb 10, 2022 20:50 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
GrantCommon Stock | 605,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005692 · doc4.xml · nonDerivative · entry 3 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323,298 F3 · acquired: These securities are restricted stock unit awards that will be eligible to vest in February 2027 based on the reporting person's continued service at the company through the vesting date and the attainment of specified stock price target conditions, where such restricted stock units will be eligible to vest at the 20%, 40%, 60%, 80% or 100% level based on the attainment of 20-consecutive trading day average closing stock prices equal to or in excess of $59.21, $69.08, $78.94, $88.81 and $98.68, respectively. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:00 UTC |
CLARE PETER JDirector · See remarks.
|
GrantCommon Stock | 92,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005677 · doc4.xml · nonDerivative · entry 1 CLARE PETER J · CIK 0001259080 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,029,505 F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 20:50 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
SaleCommon Stock | 359,317 | $48.90 | $17,570,601.30 |
DisclosureSEC source: 0000899243-22-005692 · doc4.xml · nonDerivative · entry 2 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,770 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 20:50 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
GrantCommon Stock | 685,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005692 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,087 F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:10 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Stock | 71,803 | $48.90 | $3,511,166.70 |
DisclosureSEC source: 0000899243-22-005689 · doc4.xml · nonDerivative · entry 2 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133,374 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:10 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Stock | 155,079 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005689 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,177 F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:10 UTC |
Ferguson Jeffrey W.General Counsel
|
SaleCommon Stock | 33,331 | $48.90 | $1,629,885.90 |
DisclosureSEC source: 0000899243-22-005687 · doc4.xml · nonDerivative · entry 2 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037,806 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:10 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 71,987 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005687 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,137 F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:04 UTC |
Larson Bruce M.Chief Human Resources Officer
|
SaleCommon Stock | 10,743 | $48.90 | $525,332.70 |
DisclosureSEC source: 0000899243-22-005679 · doc4.xml · nonDerivative · entry 2 Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,455 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:04 UTC |
Larson Bruce M.Chief Human Resources Officer
|
GrantCommon Stock | 23,201 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005679 · doc4.xml · nonDerivative · entry 1 Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,198 F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:00 UTC |
Finn ChristopherChief Operating Officer
|
SaleCommon Stock | 76,897 | $48.90 | $3,760,263.30 |
DisclosureSEC source: 0000899243-22-005676 · doc4.xml · nonDerivative · entry 2 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,004 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:00 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 155,079 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005676 · doc4.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,901 F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:54 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
SaleCommon Stock | 124,876 | $52.25 | $6,524,771.00 |
DisclosureSEC source: 0000899243-22-004653 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,479 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:57 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
GrantCommon Stock | 18,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004655 · doc4.xml · nonDerivative · entry 1 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,494 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2023, an additional 30% on August 1, 2024 and the remaining 30% on August 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:51 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Stock | 10,230 | $52.25 | $534,517.50 |
DisclosureSEC source: 0000899243-22-004648 · doc4.xml · nonDerivative · entry 2 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,098 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:51 UTC |
Buser Curtis L.Chief Financial Officer
|
GrantCommon Stock | 31,871 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004648 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,328 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2023, an additional 30% on August 1, 2024 and the remaining 30% on August 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:51 UTC |
Larson Bruce M.Chief Human Resources Officer
|
SaleCommon Stock | 10,230 | $52.25 | $534,517.50 |
DisclosureSEC source: 0000899243-22-004647 · doc4.xml · nonDerivative · entry 2 Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,997 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:51 UTC |
Larson Bruce M.Chief Human Resources Officer
|
GrantCommon Stock | 31,871 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004647 · doc4.xml · nonDerivative · entry 1 Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,227 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2023, an additional 30% on August 1, 2024 and the remaining 30% on August 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:51 UTC |
Finn ChristopherChief Operating Officer
|
SaleCommon Stock | 10,956 | $52.25 | $572,451.00 |
DisclosureSEC source: 0000899243-22-004646 · doc4.xml · nonDerivative · entry 2 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,822 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:51 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 31,871 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004646 · doc4.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,778 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2023, an additional 30% on August 1, 2024 and the remaining 30% on August 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:50 UTC |
Ferguson Jeffrey W.General Counsel
|
SaleCommon Stock | 6,820 | $52.25 | $356,345.00 |
DisclosureSEC source: 0000899243-22-004645 · doc4.xml · nonDerivative · entry 2 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,150 F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:50 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 18,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004645 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,970 F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2023, an additional 30% on August 1, 2024 and the remaining 30% on August 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 23:19 UTC |
CLARE PETER JDirector · See remarks.
|
GrantCommon Stock | 39,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-003052 · doc4.xml · nonDerivative · entry 1 CLARE PETER J · CIK 0001259080 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,936,701 F1 · acquired: Consists of fully vested shares of common stock issued to the reporting person in respect of a portion of realized carried interest. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:15 UTC |
WELTERS ANTHONYDirector
|
GiftCommon Stock | 10,951 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047803 · doc4.xml · nonDerivative · entry 1 WELTERS ANTHONY · CIK 0001213307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,872 F1 · kind: Reflects charitable donations by the Reporting Person. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 23:30 UTC |
CLARE PETER JDirector · See remarks.
|
GrantCommon Stock | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047395 · doc4.xml · nonDerivative · entry 1 CLARE PETER J · CIK 0001259080 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,897,425 F1 · acquired: Consists of fully vested shares of common stock issued to the reporting person in respect of a portion of realized carried interest. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:30 UTC |
D'Aniello Daniel A.Director
|
SaleCommon Stock | 1,400 | $59.10 | $82,740.00 |
DisclosureSEC source: 0000899243-21-046060 · doc4.xml · nonDerivative · entry 2 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,487,102 F2 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $59.05 to $59.28, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:30 UTC |
D'Aniello Daniel A.Director
|
SaleCommon Stock | 1,498,600 | $58.05 | $86,993,730.00 |
DisclosureSEC source: 0000899243-21-046060 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,488,502 F1 · balance_after: Due to administrative error, the shares reported as directly held by the reporting person on his last Form 4, filed on August 27, 2021, inadvertently included 512,542 shares that were held indirectly and resulted in over-reporting the shares held directly by such amount. This Form 4 reflects the corrected total beneficial ownership for the reporting person. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 19:03 UTC |
CONWAY WILLIAM E JRDirector
|
GiftCommon Stock | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-045121 · doc4.xml · nonDerivative · entry 1 CONWAY WILLIAM E JR · CIK 0001196635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,999,644 F1 · kind: Reflects a charitable donation by the Reporting Person. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 22:52 UTC |
Rubenstein David M.Director
|
SaleCommon Stock | 2,000,000 | $58.00 | $116,000,000.00 |
DisclosureSEC source: 0000899243-21-044023 · doc4.xml · nonDerivative · entry 1 Rubenstein David M. · CIK 0001543895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,249,644 Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 18:53 UTC |
ROBERTSON THOMAS SDirector
|
SaleCommon Stock | 30,000 | $56.68 | $1,700,400.00 |
DisclosureSEC source: 0000899243-21-043052 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,930 F1 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $56.43 to $56.87, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2021 Filed Nov 4, 2021 22:53 UTC |
Finn ChristopherChief Operating Officer
|
GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043051 · doc4.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 253,937 F1 · kind: Reflects a charitable gift by a limited liability company of which the reporting person is the manager. F2 · ownership.nature: These shares of common stock are held in a limited liability company of which the reporting person is the manager. Read SEC document |
| August 31, 2021 Filed Sep 3, 2021 20:30 UTC |
WELTERS ANTHONYDirector
|
GiftCommon Stock | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-035125 · doc4.xml · nonDerivative · entry 1 WELTERS ANTHONY · CIK 0001213307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,823 F1 · kind: Reflects a charitable donation by the Reporting Person. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 20:30 UTC |
D'Aniello Daniel A.Director
|
SaleCommon Stock | 5,000,000 | $47.10 | $235,500,000.00 |
DisclosureSEC source: 0000899243-21-034439 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,499,644 Read SEC document |
| August 13, 2021 Filed Aug 14, 2021 01:14 UTC |
Rubenstein David M.Director
|
SaleCommon Stock | 4,800 | $48.86 | $234,528.00 |
DisclosureSEC source: 0000899243-21-033055 · doc4.xml · nonDerivative · entry 3 Rubenstein David M. · CIK 0001543895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,249,644 F1 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $48.83 to $48.88, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2021 Filed Aug 14, 2021 01:14 UTC |
Rubenstein David M.Director
|
SaleCommon Stock | 1,895,200 | $47.80 | $90,590,560.00 |
DisclosureSEC source: 0000899243-21-033055 · doc4.xml · nonDerivative · entry 2 Rubenstein David M. · CIK 0001543895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,254,444 Read SEC document |
| August 11, 2021 Filed Aug 14, 2021 01:14 UTC |
Rubenstein David M.Director
|
SaleCommon Stock | 2,100,000 | $46.46 | $97,566,000.00 |
DisclosureSEC source: 0000899243-21-033055 · doc4.xml · nonDerivative · entry 1 Rubenstein David M. · CIK 0001543895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,149,644 Read SEC document |
| August 06, 2021 Filed Aug 6, 2021 22:24 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
SaleCommon Stock | 6,000 | $47.89 | $287,340.00 |
DisclosureSEC source: 0000899243-21-031967 · doc4.xml · nonDerivative · entry 1 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,282 F1 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $47.885 to $47.91, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 22:23 UTC |
D'Aniello Daniel A.Director · 10% owner
|
SaleCommon Stock | 5,000,000 | $46.80 | $234,000,000.00 |
DisclosureSEC source: 0000899243-21-031966 · doc4.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,987,102 Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:14 UTC |
CLARE PETER JDirector · See remarks.
|
SaleCommon Stock | 14,996 | $48.80 | $731,804.80 |
DisclosureSEC source: 0000899243-21-031429 · doc4.xml · nonDerivative · entry 1 CLARE PETER J · CIK 0001259080 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,894,757 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:11 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
SaleCommon Stock | 16,495 | $48.80 | $804,956.00 |
DisclosureSEC source: 0000899243-21-031424 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,355 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. F2 · balance_after: Reflects an adjustment to the number of shares directly owned by the reporting person that was inadvertently previously reported on the last Form 4 as 538,339 shares rather than 532,850 shares. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:20 UTC |
Larson Bruce M.Chief Human Resources Officer
|
SaleCommon Stock | 860 | $48.80 | $41,968.00 |
DisclosureSEC source: 0000899243-21-031433 · doc4.xml · nonDerivative · entry 1 Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,356 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:18 UTC |
Ferguson Jeffrey W.General Counsel
|
SaleCommon Stock | 14,653 | $48.80 | $715,066.40 |
DisclosureSEC source: 0000899243-21-031432 · doc4.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,758 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:12 UTC |
Finn ChristopherChief Operating Officer
|
SaleCommon Stock | 41,273 | $48.80 | $2,014,122.40 |
DisclosureSEC source: 0000899243-21-031426 · doc4.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,907 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:12 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
SaleCommon Stock | 4,210 | $48.80 | $205,448.00 |
DisclosureSEC source: 0000899243-21-031425 · doc4.xml · nonDerivative · entry 1 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,282 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:10 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Stock | 45,672 | $48.80 | $2,228,793.60 |
DisclosureSEC source: 0000899243-21-031422 · doc4.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,457 F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. Read SEC document |
| May 18, 2021 Filed May 19, 2021 22:15 UTC |
Rubenstein David M.Director · 10% owner
|
SaleCommon Stock | 2,000,000 | $41.76 | $83,520,000.00 |
DisclosureSEC source: 0000899243-21-019973 · doc4.xml · nonDerivative · entry 1 Rubenstein David M. · CIK 0001543895 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,249,644 Read SEC document |
| May 03, 2021 Filed May 3, 2021 21:32 UTC |
LEE KEWSONGDirector · Chief Executive Officer
|
SaleCommon Stock | 2,639 | $43.49 | $114,770.11 |
DisclosureSEC source: 0000899243-21-017950 · doc4.xml · nonDerivative · entry 1 LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,339 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.4900 to $43.5121 per share, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. F3 · balance_after: Reflects transfers made between the reporting person and grantor retained annuity trusts. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2021 Filed May 3, 2021 21:32 UTC |
ROBERTSON THOMAS SDirector
|
GrantCommon Stock | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017951 · doc4.xml · nonDerivative · entry 1 ROBERTSON THOMAS S · CIK 0001086248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,930 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2021 Filed May 3, 2021 21:27 UTC |
HILL JANETDirector
|
GrantCommon Stock | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017940 · doc4.xml · nonDerivative · entry 1 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,930 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.