CG

SEC source: 0000950170-23-038179 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,745

F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window.

SEC source: 0000950170-23-038177 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,182,891

F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window.

SEC source: 0000899243-23-014493 · doc4.xml · nonDerivative · entry 1

Cherwoo Sharda · CIK 0001800831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,709

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000950170-23-024305 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,911,791

F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

SEC source: 0000899243-23-012100 · doc4.xml · nonDerivative · entry 1

ROBERTSON THOMAS S · CIK 0001086248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,404

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-23-012102 · doc4.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,404

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-23-012109 · doc4.xml · nonDerivative · entry 1

HANCE JAMES H JR · CIK 0001176400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,849

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date.

SEC source: 0000899243-23-012095 · doc4.xml · nonDerivative · entry 1

FILLER LINDA · CIK 0001292810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,474

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-23-012101 · doc4.xml · nonDerivative · entry 1

ORDAN MARK S · CIK 0001208541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,474

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-23-012098 · doc4.xml · nonDerivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,346

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-23-012099 · doc4.xml · nonDerivative · entry 1

SHAW WILLIAM JOSEPH · CIK 0001252544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,404

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-23-012103 · doc4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,459

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2024, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-23-007040 · doc4.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,826,068

F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

SEC source: 0000899243-23-005497 · doc4.xml · nonDerivative · entry 2

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,762,219

F2 · acquired: These securities are a restricted stock unit award that is eligible to vest in five equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($42.74, $51.29, $58.12, $64.96, and $71.80, respectively) and the $64.96 and $71.80 tranches are also subject to performance-based vesting conditions relating to total shareholder return (linked to the 60th percentile of the constituent companies in the S&P 500 Financials Index). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years, three years, four years, and five years, respectively. The period for measuring the achievement of the stock price hurdles ends on January 31, 2028 and any restricted stock units that have not vested as of February 1, 2028 will be forfeited.

SEC source: 0000899243-23-005497 · doc4.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031,602

F1 · acquired: These securities are a restricted stock unit award and will be eligible to vest as to 25% of such award on February 1 of each of 2024, 2025, 2026, and 2027, in each case, with settlement to occur in December of the prior year, subject to clawback if the service requirement is not met.

SEC source: 0000899243-23-004480 · doc4.xml · nonDerivative · entry 1

CLARE PETER J · CIK 0001259080 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,160,798

F1 · acquired: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.

SEC source: 0000899243-23-004474 · doc4.xml · nonDerivative · entry 2

Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,482

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.

SEC source: 0000899243-23-004474 · doc4.xml · nonDerivative · entry 1

Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,958

F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.

SEC source: 0000899243-23-004473 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247,244

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.

SEC source: 0000899243-23-004473 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,645

F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.

SEC source: 0000899243-23-004470 · doc4.xml · nonDerivative · entry 2

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,830

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.

SEC source: 0000899243-23-004470 · doc4.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,883

F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.

SEC source: 0000899243-23-004468 · doc4.xml · nonDerivative · entry 2

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,654

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.

SEC source: 0000899243-23-004468 · doc4.xml · nonDerivative · entry 1

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,410

F1 · acquired: These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.

SEC source: 0000899243-23-003904 · doc4.xml · nonDerivative · entry 2

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,060

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-23-003904 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,455

F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-23-003907 · doc4.xml · nonDerivative · entry 2

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,825

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-23-003907 · doc4.xml · nonDerivative · entry 1

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,921

F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-23-003903 · doc4.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,414

F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-23-003902 · doc4.xml · nonDerivative · entry 2

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,338

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-23-003902 · doc4.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,246

F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-23-003900 · doc4.xml · nonDerivative · entry 2

Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,373

F2 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-23-003900 · doc4.xml · nonDerivative · entry 1

Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,840

F1 · acquired: These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-22-027442 · doc4.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,736

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-22-027434 · doc4.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,484

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-22-027431 · doc4.xml · nonDerivative · entry 1

Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,712

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-22-027429 · doc4.xml · nonDerivative · entry 1

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,950

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-22-027427 · doc4.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,796

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-22-026246 · doc4.xml · nonDerivative · entry 1

CLARE PETER J · CIK 0001259080 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,067,994

F1 · acquired: Consists of fully vested shares of common stock issued to the reporting person in respect of a portion of realized carried interest.

SEC source: 0000899243-22-021766 · doc4.xml · nonDerivative · entry 1

CLARE PETER J · CIK 0001259080 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053,590

F1 · acquired: Consists of fully vested shares of common stock issued to the reporting person in respect of a portion of realized carried interest.

SEC source: 0000899243-22-021197 · doc4.xml · nonDerivative · entry 1

Rubenstein David M. · CIK 0001543895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,249,644

SEC source: 0000899243-22-016155 · doc4.xml · nonDerivative · entry 1

ROBERTSON THOMAS S · CIK 0001086248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,166

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-22-016145 · doc4.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,166

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-22-016147 · doc4.xml · nonDerivative · entry 1

HANCE JAMES H JR · CIK 0001176400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,611

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date.

SEC source: 0000899243-22-016144 · doc4.xml · nonDerivative · entry 1

HEFNER LINDA P · CIK 0001292810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-22-016149 · doc4.xml · nonDerivative · entry 1

ORDAN MARK S · CIK 0001208541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-22-016153 · doc4.xml · nonDerivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,108

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-22-016148 · doc4.xml · nonDerivative · entry 1

LEE KEWSONG · CIK 0001220640 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,198,726

F1 · acquired: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on November 1, 2022, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date.

F2 · balance_after: Reflects transfers made between the reporting person and grantor retained annuity trusts. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

SEC source: 0000899243-22-016143 · doc4.xml · nonDerivative · entry 1

SHAW WILLIAM JOSEPH · CIK 0001252544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,166

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000899243-22-016151 · doc4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,221

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.