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Carlyle Group Inc.

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3316
SEC CIK
0001527166
Parsed reports
365

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2024 Filed Nov 14, 2024 22:25 UTC SaleCommon Stock 61,312 $52.69 $3,230,529.28
Disclosure

SEC source: 0000950170-24-127229 · ownership.xml · nonDerivative · entry 2

D'Aniello Daniel A. · CIK 0001543846 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · price: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 22:25 UTC SaleCommon Stock 434,230 $51.37 $22,306,395.10
Disclosure

SEC source: 0000950170-24-127229 · ownership.xml · nonDerivative · entry 1

D'Aniello Daniel A. · CIK 0001543846 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 61,312

F1 · price: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:25 UTC
LoBue LindsayChief Operating Officer
GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101478 · ownership.xml · nonDerivative · entry 1

LoBue Lindsay · CIK 0002027436 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,018

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:24 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101477 · ownership.xml · nonDerivative · entry 1

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 984,696

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:22 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 49,508 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101471 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,092,384

F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:19 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101468 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,308

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:18 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101466 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,276,666

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 21:35 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
Tax withholdingCommon Stock 13,773 $49.74 $685,069.02
Disclosure

SEC source: 0000950170-24-090159 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,111

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 21:33 UTC
Ferguson Jeffrey W.General Counsel
Tax withholdingCommon Stock 34,886 $49.74 $1,735,229.64
Disclosure

SEC source: 0000950170-24-090157 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,275,659

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 21:53 UTC OtherCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083305 · ownership.xml · nonDerivative · entry 1

Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects a transfer of securities by the reporting person to the existing indirect beneficial owner of such securities.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:16 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 3,458 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064038 · ownership.xml · nonDerivative · entry 1

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980,809

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:25 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 44,052 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064056 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,042,876

F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:25 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 896 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064055 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,310,545

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:19 UTC
Finn ChristopherChief Operating Officer
GrantCommon Stock 3,458 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064042 · ownership.xml · nonDerivative · entry 1

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,917,572

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:18 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064039 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,884

F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:24 UTC GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053064 · ownership.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,408

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:19 UTC GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053054 · ownership.xml · nonDerivative · entry 1

HANCE JAMES H JR · CIK 0001176400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,853

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:18 UTC
FILLER LINDADirector
GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053052 · ownership.xml · nonDerivative · entry 1

FILLER LINDA · CIK 0001292810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,478

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:17 UTC
ORDAN MARK SDirector
GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053049 · ownership.xml · nonDerivative · entry 1

ORDAN MARK S · CIK 0001208541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,478

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:17 UTC GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053047 · ownership.xml · nonDerivative · entry 1

BESCHLOSS AFSANEH MASHAYEKHI · CIK 0001185901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,004

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:28 UTC GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053079 · ownership.xml · nonDerivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,350

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:18 UTC GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053050 · ownership.xml · nonDerivative · entry 1

SHAW WILLIAM JOSEPH · CIK 0001252544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,408

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:28 UTC GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053080 · ownership.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,463

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:22 UTC GrantCommon Stock 5,004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053062 · ownership.xml · nonDerivative · entry 1

Cherwoo Sharda · CIK 0001800831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,713

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:17 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
Tax withholdingCommon Stock 550,704 $44.80 $24,671,539.20
Disclosure

SEC source: 0000950170-24-053046 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,998,824

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:43 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 50,131 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026509 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,549,528

F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:02 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 731,351 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-016593 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,499,397

F1 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.76, $56.88 and $65.01, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 14, 2027 and any restricted stock units that have not vested as of February 15, 2027 will be forfeited.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:23 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 501,003 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013006 · ownership.xml · nonDerivative · entry 3

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,351

F3 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.05, $56.06 and $64.06, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2027 and any restricted stock units that have not vested as of February 7, 2027 will be forfeited.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:23 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 8,955 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013006 · ownership.xml · nonDerivative · entry 2

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,348

F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:23 UTC
Redett John C.Chief Financial Officer
GrantCommon Stock 429,800 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013006 · ownership.xml · nonDerivative · entry 1

Redett John C. · CIK 0001620605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,393

F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:25 UTC
Ferguson Jeffrey W.General Counsel
Tax withholdingCommon Stock 16,444 $40.31 $662,857.64
Disclosure

SEC source: 0000950170-24-013007 · ownership.xml · nonDerivative · entry 4

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,309,649

F4 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of performance-based restricted stock unit awards that vested on such date. No shares of common stock were sold by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:25 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 36,460 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013007 · ownership.xml · nonDerivative · entry 3

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,326,093

F3 · kind: These shares of common stock were acquired upon the satisfaction of certain performance-based vesting criteria and settlement of performance-based restricted stock unit awards previously granted to the reporting person.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:25 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 6,268 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013007 · ownership.xml · nonDerivative · entry 2

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,289,633

F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:25 UTC
Ferguson Jeffrey W.General Counsel
GrantCommon Stock 107,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013007 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,365

F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:19 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 37,576 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013002 · ownership.xml · nonDerivative · entry 3

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,708

F3 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.05, $56.06 and $64.06, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2027 and any restricted stock units that have not vested as of February 7, 2027 will be forfeited.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:19 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 4,478 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013002 · ownership.xml · nonDerivative · entry 2

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,132

F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:19 UTC
Andrews Charles Elliott Jr.Chief Accounting Officer
GrantCommon Stock 17,909 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013002 · ownership.xml · nonDerivative · entry 1

Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,654

F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:17 UTC
Finn ChristopherChief Operating Officer
Tax withholdingCommon Stock 29,987 $40.31 $1,208,775.97
Disclosure

SEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 5

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,914,114

F5 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of performance-based restricted stock unit awards that vested on such date. No shares of common stock were sold by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:17 UTC
Finn ChristopherChief Operating Officer
GrantCommon Stock 59,937 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 4

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,944,101

F4 · kind: These shares of common stock were acquired upon the satisfaction of certain performance-based vesting criteria and settlement of performance-based restricted stock unit awards previously granted to the reporting person.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 02:17 UTC
Finn ChristopherChief Operating Officer
GrantCommon Stock 501,003 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 3

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,884,164

F3 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.05, $56.06 and $64.06, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2027 and any restricted stock units that have not vested as of February 7, 2027 will be forfeited.

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February 06, 2024 Filed Feb 9, 2024 02:17 UTC
Finn ChristopherChief Operating Officer
GrantCommon Stock 8,955 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 2

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,383,161

F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

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February 06, 2024 Filed Feb 9, 2024 02:17 UTC
Finn ChristopherChief Operating Officer
GrantCommon Stock 429,800 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 1

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,374,206

F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

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February 01, 2024 Filed Feb 6, 2024 02:19 UTC
Ferguson Jeffrey W.General Counsel
Tax withholdingCommon Stock 6,976 $40.02 $279,179.52
Disclosure

SEC source: 0000950170-24-011522 · ownership.xml · nonDerivative · entry 1

Ferguson Jeffrey W. · CIK 0001543670 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,175,915

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person.

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February 01, 2024 Filed Feb 6, 2024 02:14 UTC
Finn ChristopherChief Operating Officer
Tax withholdingCommon Stock 11,181 $40.02 $447,463.62
Disclosure

SEC source: 0000950170-24-011520 · ownership.xml · nonDerivative · entry 1

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,406

F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person.

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December 15, 2023 Filed Dec 19, 2023 22:01 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
SaleCommon Stock 295,358 $41.74 $12,328,036.17
Disclosure

SEC source: 0000950170-23-071566 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,768,046

F2 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $41.32 to $42.14, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

F1 · acquired: These shares of common stock were sold by the reporting person pursuant to a Rule 10b5-1 trading arrangement entered into by the reporting person on September 1, 2023 to satisfy tax obligations arising from the vesting of restricted stock units.

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November 29, 2023 Filed Dec 1, 2023 22:22 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 70,896 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-067415 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,063,404

F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

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August 23, 2023 Filed Aug 25, 2023 22:56 UTC
SCHWARTZ HARVEY MDirector · Chief Executive Officer
GrantCommon Stock 80,717 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-044658 · ownership.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,992,508

F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

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August 02, 2023 Filed Aug 3, 2023 22:12 UTC
Larson Bruce M.Chief Human Resources Officer
SaleCommon Stock 13,413 $32.36 $434,044.68
Disclosure

SEC source: 0000950170-23-038185 · ownership.xml · nonDerivative · entry 1

Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,069

F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window.

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August 02, 2023 Filed Aug 3, 2023 22:13 UTC
Buser Curtis L.Chief Financial Officer
SaleCommon Stock 25,828 $32.36 $835,794.08
Disclosure

SEC source: 0000950170-23-038187 · ownership.xml · nonDerivative · entry 1

Buser Curtis L. · CIK 0001549803 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,221,416

F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window.

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August 02, 2023 Filed Aug 3, 2023 22:14 UTC
Finn ChristopherChief Operating Officer
SaleCommon Stock 27,067 $32.36 $875,888.12
Disclosure

SEC source: 0000950170-23-038188 · ownership.xml · nonDerivative · entry 1

Finn Christopher · CIK 0001771467 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 955,587

F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.