Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2024 Filed Nov 14, 2024 22:25 UTC |
D'Aniello Daniel A.Director
|
SaleCommon Stock | 61,312 | $52.69 | $3,230,529.28 |
DisclosureSEC source: 0000950170-24-127229 · ownership.xml · nonDerivative · entry 2 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · price: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 22:25 UTC |
D'Aniello Daniel A.Director
|
SaleCommon Stock | 434,230 | $51.37 | $22,306,395.10 |
DisclosureSEC source: 0000950170-24-127229 · ownership.xml · nonDerivative · entry 1 D'Aniello Daniel A. · CIK 0001543846 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 61,312 F1 · price: The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:25 UTC |
LoBue LindsayChief Operating Officer
|
GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-101478 · ownership.xml · nonDerivative · entry 1 LoBue Lindsay · CIK 0002027436 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,018 F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:24 UTC |
Redett John C.Chief Financial Officer
|
GrantCommon Stock | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-101477 · ownership.xml · nonDerivative · entry 1 Redett John C. · CIK 0001620605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 984,696 F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:22 UTC |
SCHWARTZ HARVEY MDirector · Chief Executive Officer
|
GrantCommon Stock | 49,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-101471 · ownership.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,092,384 F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:19 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
GrantCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-101468 · ownership.xml · nonDerivative · entry 1 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,308 F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:18 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 1,007 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-101466 · ownership.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,276,666 F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 21:35 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
Tax withholdingCommon Stock | 13,773 | $49.74 | $685,069.02 |
DisclosureSEC source: 0000950170-24-090159 · ownership.xml · nonDerivative · entry 1 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,111 F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 21:33 UTC |
Ferguson Jeffrey W.General Counsel
|
Tax withholdingCommon Stock | 34,886 | $49.74 | $1,735,229.64 |
DisclosureSEC source: 0000950170-24-090157 · ownership.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,275,659 F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 21:53 UTC |
Carlyle Group Management L.L.C.10% owner
|
OtherCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-083305 · ownership.xml · nonDerivative · entry 1 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects a transfer of securities by the reporting person to the existing indirect beneficial owner of such securities. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
Redett John C.Chief Financial Officer
|
GrantCommon Stock | 3,458 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064038 · ownership.xml · nonDerivative · entry 1 Redett John C. · CIK 0001620605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 980,809 F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:25 UTC |
SCHWARTZ HARVEY MDirector · Chief Executive Officer
|
GrantCommon Stock | 44,052 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064056 · ownership.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,042,876 F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:25 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064055 · ownership.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,310,545 F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:19 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 3,458 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064042 · ownership.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,917,572 F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:18 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
GrantCommon Stock | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064039 · ownership.xml · nonDerivative · entry 1 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,884 F1 · acquired: Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:24 UTC |
FITT LAWTON WDirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053064 · ownership.xml · nonDerivative · entry 1 FITT LAWTON W · CIK 0001103725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,408 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:19 UTC |
HANCE JAMES H JRDirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053054 · ownership.xml · nonDerivative · entry 1 HANCE JAMES H JR · CIK 0001176400 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,853 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:18 UTC |
FILLER LINDADirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053052 · ownership.xml · nonDerivative · entry 1 FILLER LINDA · CIK 0001292810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,478 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:17 UTC |
ORDAN MARK SDirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053049 · ownership.xml · nonDerivative · entry 1 ORDAN MARK S · CIK 0001208541 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,478 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:17 UTC |
BESCHLOSS AFSANEH MASHAYEKHIDirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053047 · ownership.xml · nonDerivative · entry 1 BESCHLOSS AFSANEH MASHAYEKHI · CIK 0001185901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,004 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:28 UTC |
WELTERS ANTHONYDirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053079 · ownership.xml · nonDerivative · entry 1 WELTERS ANTHONY · CIK 0001213307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,350 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:18 UTC |
SHAW WILLIAM JOSEPHDirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053050 · ownership.xml · nonDerivative · entry 1 SHAW WILLIAM JOSEPH · CIK 0001252544 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,408 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:28 UTC |
Rice Derica WDirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053080 · ownership.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,463 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:22 UTC |
Cherwoo ShardaDirector
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053062 · ownership.xml · nonDerivative · entry 1 Cherwoo Sharda · CIK 0001800831 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,713 F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2025, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:17 UTC |
SCHWARTZ HARVEY MDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 550,704 | $44.80 | $24,671,539.20 |
DisclosureSEC source: 0000950170-24-053046 · ownership.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,998,824 F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:43 UTC |
SCHWARTZ HARVEY MDirector · Chief Executive Officer
|
GrantCommon Stock | 50,131 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026509 · ownership.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,549,528 F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 23:02 UTC |
SCHWARTZ HARVEY MDirector · Chief Executive Officer
|
GrantCommon Stock | 731,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-016593 · ownership.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,499,397 F1 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.76, $56.88 and $65.01, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 14, 2027 and any restricted stock units that have not vested as of February 15, 2027 will be forfeited. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:23 UTC |
Redett John C.Chief Financial Officer
|
GrantCommon Stock | 501,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013006 · ownership.xml · nonDerivative · entry 3 Redett John C. · CIK 0001620605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 977,351 F3 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.05, $56.06 and $64.06, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2027 and any restricted stock units that have not vested as of February 7, 2027 will be forfeited. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:23 UTC |
Redett John C.Chief Financial Officer
|
GrantCommon Stock | 8,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013006 · ownership.xml · nonDerivative · entry 2 Redett John C. · CIK 0001620605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,348 F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:23 UTC |
Redett John C.Chief Financial Officer
|
GrantCommon Stock | 429,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013006 · ownership.xml · nonDerivative · entry 1 Redett John C. · CIK 0001620605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,393 F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:25 UTC |
Ferguson Jeffrey W.General Counsel
|
Tax withholdingCommon Stock | 16,444 | $40.31 | $662,857.64 |
DisclosureSEC source: 0000950170-24-013007 · ownership.xml · nonDerivative · entry 4 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,309,649 F4 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of performance-based restricted stock unit awards that vested on such date. No shares of common stock were sold by the reporting person. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:25 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 36,460 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013007 · ownership.xml · nonDerivative · entry 3 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,326,093 F3 · kind: These shares of common stock were acquired upon the satisfaction of certain performance-based vesting criteria and settlement of performance-based restricted stock unit awards previously granted to the reporting person. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:25 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 6,268 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013007 · ownership.xml · nonDerivative · entry 2 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,289,633 F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:25 UTC |
Ferguson Jeffrey W.General Counsel
|
GrantCommon Stock | 107,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013007 · ownership.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283,365 F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:19 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
GrantCommon Stock | 37,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013002 · ownership.xml · nonDerivative · entry 3 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,708 F3 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.05, $56.06 and $64.06, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2027 and any restricted stock units that have not vested as of February 7, 2027 will be forfeited. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:19 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
GrantCommon Stock | 4,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013002 · ownership.xml · nonDerivative · entry 2 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,132 F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:19 UTC |
Andrews Charles Elliott Jr.Chief Accounting Officer
|
GrantCommon Stock | 17,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013002 · ownership.xml · nonDerivative · entry 1 Andrews Charles Elliott Jr. · CIK 0001822283 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,654 F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:17 UTC |
Finn ChristopherChief Operating Officer
|
Tax withholdingCommon Stock | 29,987 | $40.31 | $1,208,775.97 |
DisclosureSEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 5 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,914,114 F5 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of performance-based restricted stock unit awards that vested on such date. No shares of common stock were sold by the reporting person. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:17 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 59,937 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 4 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,944,101 F4 · kind: These shares of common stock were acquired upon the satisfaction of certain performance-based vesting criteria and settlement of performance-based restricted stock unit awards previously granted to the reporting person. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:17 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 501,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 3 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,884,164 F3 · kind: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.05, $56.06 and $64.06, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2027 and any restricted stock units that have not vested as of February 7, 2027 will be forfeited. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:17 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 8,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 2 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,383,161 F2 · kind: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 02:17 UTC |
Finn ChristopherChief Operating Officer
|
GrantCommon Stock | 429,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-013000 · ownership.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,374,206 F1 · kind: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 02:19 UTC |
Ferguson Jeffrey W.General Counsel
|
Tax withholdingCommon Stock | 6,976 | $40.02 | $279,179.52 |
DisclosureSEC source: 0000950170-24-011522 · ownership.xml · nonDerivative · entry 1 Ferguson Jeffrey W. · CIK 0001543670 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,175,915 F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 02:14 UTC |
Finn ChristopherChief Operating Officer
|
Tax withholdingCommon Stock | 11,181 | $40.02 | $447,463.62 |
DisclosureSEC source: 0000950170-24-011520 · ownership.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 944,406 F1 · kind: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:01 UTC |
SCHWARTZ HARVEY MDirector · Chief Executive Officer
|
SaleCommon Stock | 295,358 | $41.74 | $12,328,036.17 |
DisclosureSEC source: 0000950170-23-071566 · ownership.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,768,046 F2 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $41.32 to $42.14, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F1 · acquired: These shares of common stock were sold by the reporting person pursuant to a Rule 10b5-1 trading arrangement entered into by the reporting person on September 1, 2023 to satisfy tax obligations arising from the vesting of restricted stock units. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 22:22 UTC |
SCHWARTZ HARVEY MDirector · Chief Executive Officer
|
GrantCommon Stock | 70,896 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-067415 · ownership.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,063,404 F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 22:56 UTC |
SCHWARTZ HARVEY MDirector · Chief Executive Officer
|
GrantCommon Stock | 80,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-044658 · ownership.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,992,508 F1 · acquired: Represents dividend equivalent units accrued on existing time-based and performance based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 22:12 UTC |
Larson Bruce M.Chief Human Resources Officer
|
SaleCommon Stock | 13,413 | $32.36 | $434,044.68 |
DisclosureSEC source: 0000950170-23-038185 · ownership.xml · nonDerivative · entry 1 Larson Bruce M. · CIK 0001845164 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 403,069 F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 22:13 UTC |
Buser Curtis L.Chief Financial Officer
|
SaleCommon Stock | 25,828 | $32.36 | $835,794.08 |
DisclosureSEC source: 0000950170-23-038187 · ownership.xml · nonDerivative · entry 1 Buser Curtis L. · CIK 0001549803 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,221,416 F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 22:14 UTC |
Finn ChristopherChief Operating Officer
|
SaleCommon Stock | 27,067 | $32.36 | $875,888.12 |
DisclosureSEC source: 0000950170-23-038188 · ownership.xml · nonDerivative · entry 1 Finn Christopher · CIK 0001771467 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 955,587 F1 · acquired: These shares of common stock were sold on behalf of the reporting person solely to satisfy tax withholding obligations arising from the vesting of restricted stock units pursuant to pre-arranged trading arrangements entered into by the reporting person during an open trading window. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.