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CULLEN/FROST BANKERS, INC.

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Tapewire entity
3533
SEC CIK
0000039263
Parsed reports
555

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2018 Filed Oct 25, 2018 22:41 UTC
Perotti William LGEVP and Chief Risk Officer
GrantRestricted Stock Units · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056217 · doc4.xml · derivative · entry 1

Perotti William L · CIK 0001388771 · GEVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846

Underlying: Common Stock · 1,846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-23-2018.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-23-2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 22:40 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 11,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056216 · doc4.xml · derivative · entry 1

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Underlying: Common Stock · 11,338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-23-2018.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-23-2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 22:39 UTC
Bracher PaulPresident of CFBI
GrantRestricted Stock Units · Derivative 2,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056215 · doc4.xml · derivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584

Underlying: Common Stock · 2,584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-23-2018.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-23-2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 22:38 UTC
Berman BobbyGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056214 · doc4.xml · derivative · entry 1

Berman Bobby · CIK 0001388767 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-23-2018.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-23-2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 22:36 UTC
Alonzo Annette MGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056213 · doc4.xml · derivative · entry 1

Alonzo Annette M · CIK 0001649840 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,529

Underlying: Common Stock · 1,529 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-23-2018.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-23-2018.

Read SEC document
August 10, 2018 Filed Oct 25, 2018 23:05 UTC
FROST PATRICK BDirector · President of Frost Bank
GiftCommon Stock, $0.01 par value 186,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056225 · doc4.xml · nonDerivative · entry 7

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 186,422

F5 · ownership.direct: As a result of the death of Mr. Frost's father, Mr. Frost is now the sole trustee of, and Mr. Frost's mother is sole beneficiary of, this trust. Reflects interests in a limited partnership and the general partner held by a trust of which Mr. Frost is the sole trustee and Mr. Frost's mother is sole beneficiary. The number of shares reported assumes that each interest represents a proportionate interest in the shares of Common Stock in which the limited partnership has a pecuniary interest.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:54 UTC
Stead JimmyGroup Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $65.11 $0.00
Disclosure

SEC source: 0001209191-18-032241 · doc4.xml · derivative · entry 8

Stead Jimmy · CIK 0001695033 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2025-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vest 25% per year for four years from grant date of 10-27-2015 based on an original award quantity of 4,000 shares.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:54 UTC
Stead JimmyGroup Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $78.92 $0.00
Disclosure

SEC source: 0001209191-18-032241 · doc4.xml · derivative · entry 7

Stead Jimmy · CIK 0001695033 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 3,000 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vest 25% per year for four years from grant date of 10-28-2014 based on an original award quantity of 4,000 shares.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:54 UTC
Stead JimmyGroup Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 482 $0.00 Strike: $71.39 $0.00
Disclosure

SEC source: 0001209191-18-032241 · doc4.xml · derivative · entry 6

Stead Jimmy · CIK 0001695033 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 482 shares

Expires 2023-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:54 UTC
Stead JimmyGroup Executive Vice President
SaleCommon Stock, $0.01 par value 4,482 $120.56 $540,349.92
Disclosure

SEC source: 0001209191-18-032241 · doc4.xml · nonDerivative · entry 4

Stead Jimmy · CIK 0001695033 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $120.17 to $120.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:54 UTC
Stead JimmyGroup Executive Vice President
Exercise / conversionCommon Stock, $0.01 par value 1,000 $65.11 $65,110.00
Disclosure

SEC source: 0001209191-18-032241 · doc4.xml · nonDerivative · entry 3

Stead Jimmy · CIK 0001695033 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:54 UTC
Stead JimmyGroup Executive Vice President
Exercise / conversionCommon Stock, $0.01 par value 3,000 $78.92 $236,760.00
Disclosure

SEC source: 0001209191-18-032241 · doc4.xml · nonDerivative · entry 2

Stead Jimmy · CIK 0001695033 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 18:54 UTC
Stead JimmyGroup Executive Vice President
Exercise / conversionCommon Stock, $0.01 par value 482 $71.39 $34,409.98
Disclosure

SEC source: 0001209191-18-032241 · doc4.xml · nonDerivative · entry 1

Stead Jimmy · CIK 0001695033 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed Feb 14, 2019 23:48 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 1,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010414 · doc5.xml · nonDerivative · entry 4

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,127

Read SEC document
May 10, 2018 Filed Feb 14, 2019 23:48 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010414 · doc5.xml · nonDerivative · entry 3

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,501

Read SEC document
May 04, 2018 Filed May 8, 2018 18:48 UTC PurchaseCommon Stock, $0.01 par value 500 $116.04 $58,020.00
Disclosure

SEC source: 0001209191-18-028519 · doc4.xml · nonDerivative · entry 5

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shared held by Trout Capital, Ltd.

Disclosed balance after: 134,713

F5 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $115.95 to $116.15.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
May 04, 2018 Filed May 8, 2018 18:48 UTC PurchaseCommon Stock, $0.01 par value 700 $115.51 $80,857.00
Disclosure

SEC source: 0001209191-18-028519 · doc4.xml · nonDerivative · entry 4

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 134,213

F4 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $114.90 to $115.82.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
May 04, 2018 Filed May 8, 2018 18:48 UTC PurchaseCommon Stock, $0.01 par value 100 $113.90 $11,390.00
Disclosure

SEC source: 0001209191-18-028519 · doc4.xml · nonDerivative · entry 3

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 133,513

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
May 04, 2018 Filed May 8, 2018 18:48 UTC PurchaseCommon Stock, $0.01 par value 1,700 $113.36 $192,712.00
Disclosure

SEC source: 0001209191-18-028519 · doc4.xml · nonDerivative · entry 2

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 133,413

F3 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $112.90 to $113.40.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
May 03, 2018 Filed May 8, 2018 18:48 UTC PurchaseCommon Stock, $0.01 par value 40,000 $114.03 $4,561,200.00
Disclosure

SEC source: 0001209191-18-028519 · doc4.xml · nonDerivative · entry 1

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 131,713

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $113.70 to $114.38. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
May 02, 2018 Filed May 3, 2018 22:36 UTC PurchaseCommon Stock, $0.01 par value 2,200 $116.50 $256,300.00
Disclosure

SEC source: 0001209191-18-027853 · doc4.xml · nonDerivative · entry 4

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 91,713

F5 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $116.48 to $116.50.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
May 02, 2018 Filed May 3, 2018 22:36 UTC PurchaseCommon Stock, $0.01 par value 21,042 $115.50 $2,430,351.00
Disclosure

SEC source: 0001209191-18-027853 · doc4.xml · nonDerivative · entry 3

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 89,513

F4 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $115.29 to $115.70.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
May 01, 2018 Filed May 1, 2018 20:45 UTC PurchaseCommon Stock, $0.01 par value 859 $116.47 $100,047.73
Disclosure

SEC source: 0001209191-18-027124 · doc4.xml · nonDerivative · entry 1

Dawson Samuel G. · CIK 0001695714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859

Read SEC document
May 01, 2018 Filed May 3, 2018 22:36 UTC PurchaseCommon Stock, $0.01 par value 6,299 $115.24 $725,896.76
Disclosure

SEC source: 0001209191-18-027853 · doc4.xml · nonDerivative · entry 2

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 68,471

F3 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $115.00 to $115.50.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:36 UTC PurchaseCommon Stock, $0.01 par value 13,801 $114.59 $1,581,456.59
Disclosure

SEC source: 0001209191-18-027853 · doc4.xml · nonDerivative · entry 1

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 62,172

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $114.00 to $114.99. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:42 UTC PurchaseCommon Stock, $0.01 par value 26,290 $116.34 $3,058,578.60
Disclosure

SEC source: 0001209191-18-027120 · doc4.xml · nonDerivative · entry 1

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 48,371

F1 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
April 27, 2018 Filed May 3, 2018 22:34 UTC Amendment PurchaseCommon Stock, $0.01 par value 26,290 $116.34 $3,058,578.60
Disclosure

SEC source: 0001209191-18-027850 · doc4a.xml · nonDerivative · entry 1

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Trout Capital, Ltd.

Disclosed balance after: 48,371

F1 · price: This report on Form 4/A adds the following information regarding the price ranges for the weighted average price in Column 4 and the reporting person's undertaking to provide additional information: "The price in Column 4 is based on a weighted average price. The prices actually paid range from $116.12 to $116.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range." No other changes to the original Form 4 are made by this filing.

F2 · ownership.nature: Mr. Weston is the sole owner of Knightsbridge, LC which is the general partner of Trout Capital, Ltd.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:40 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026244 · doc4.xml · derivative · entry 1

WILKINS HORACE JR · CIK 0001128411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:38 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026242 · doc4.xml · derivative · entry 1

STEEN IDA CLEMENT · CIK 0001128410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:39 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026243 · doc4.xml · derivative · entry 1

WESTON GRAHAM M · CIK 0001119355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:37 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026241 · doc4.xml · derivative · entry 1

MATTHEWS CHARLES W · CIK 0001199008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,179

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:37 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026240 · doc4.xml · derivative · entry 1

KLEBERG RICHARD M III · CIK 0001128407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:36 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026239 · doc4.xml · derivative · entry 1

JENNINGS KAREN E · CIK 0001182672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:35 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026237 · doc4.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:34 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026236 · doc4.xml · derivative · entry 1

HAEMISEGGER DAVID J · CIK 0001449103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,340

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:33 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026235 · doc4.xml · derivative · entry 1

EDWARDS CRAWFORD H · CIK 0001344078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

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April 25, 2018 Filed Apr 26, 2018 20:33 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026234 · doc4.xml · derivative · entry 1

Dawson Samuel G. · CIK 0001695714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

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April 25, 2018 Filed Apr 26, 2018 20:32 UTC
Avery ChrisDirector
GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026233 · doc4.xml · derivative · entry 1

Avery Chris · CIK 0001662107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

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April 25, 2018 Filed Apr 26, 2018 20:31 UTC GrantDeferred Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026232 · doc4.xml · derivative · entry 1

ALVAREZ CARLOS · CIK 0001188022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

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April 25, 2018 Filed Apr 26, 2018 20:30 UTC
ESCOBEDO RUBEN MFormer Director
Exercise / conversionDeferred Stock Units · Derivative 5,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026231 · doc4.xml · derivative · entry 2

ESCOBEDO RUBEN M · CIK 0001015542 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:30 UTC
ESCOBEDO RUBEN MFormer Director
Exercise / conversionCommon Stock, $0.01 par value 5,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026231 · doc4.xml · nonDerivative · entry 1

ESCOBEDO RUBEN M · CIK 0001015542 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:29 UTC
ALEXANDER R DENNYFormer Director
Exercise / conversionDeferred Stock Units · Derivative 5,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026230 · doc4.xml · derivative · entry 3

ALEXANDER R DENNY · CIK 0001128390 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F3 · derivative.exercise_date: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F3 · derivative.expiration_date: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 20:29 UTC
ALEXANDER R DENNYFormer Director
Exercise / conversionCommon Stock, $0.01 par value 5,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026230 · doc4.xml · nonDerivative · entry 1

ALEXANDER R DENNY · CIK 0001128390 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 18:30 UTC SaleCommon Stock, $0.01 par value 2,000 $109.54 $219,080.00
Disclosure

SEC source: 0001209191-18-018772 · doc4.xml · nonDerivative · entry 1

ALEXANDER R DENNY · CIK 0001128390 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Limited Partnership

Disclosed balance after: 14,050

F1 · ownership.nature: The price in Column 4 is based on a weighted average price. The prices actually paid range from $109.50 to $109.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. (2) Shares held by Alton Road Partners, L.P. (the "Partnership") of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of the Common Stock held by the Partnership, except to the extent of his pecuniary interest therein.

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February 26, 2018 Filed Feb 28, 2018 17:49 UTC
Bracher PaulPresident of CFBI
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,360 $0.00 Strike: $50.64 $0.00
Disclosure

SEC source: 0001209191-18-014367 · doc4.xml · derivative · entry 5

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,360 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:49 UTC
Bracher PaulPresident of CFBI
SaleCommon Stock, $0.01 par value 9,360 $105.79 $990,194.40
Disclosure

SEC source: 0001209191-18-014367 · doc4.xml · nonDerivative · entry 2

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,364

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $105.43 to $106.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:49 UTC
Bracher PaulPresident of CFBI
Exercise / conversionCommon Stock, $0.01 par value 9,360 $50.64 $473,990.40
Disclosure

SEC source: 0001209191-18-014367 · doc4.xml · nonDerivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 14, 2019 23:48 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 2,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010414 · doc5.xml · nonDerivative · entry 2

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts for Children

Disclosed balance after: 25,535

F1 · shares: Reflects a reduction of shares resulting from Mr. Green ceasing to be a trustee of a trust for the benefit of his son.

F2 · ownership.nature: Some of Mr. Green's children are beneficiaries of trusts of which Mr. Green is a trustee.

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February 20, 2018 Filed Feb 14, 2019 23:48 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 1,028 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010414 · doc5.xml · nonDerivative · entry 1

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,451

Read SEC document
February 02, 2018 Filed Feb 5, 2018 22:55 UTC
Perotti William LGEVP and Chief Risk Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,000 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001209191-18-007627 · doc4.xml · derivative · entry 5

Perotti William L · CIK 0001388771 · GEVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2018-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.