Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CULLEN/FROST BANKERS, INC.
Report date April 25, 2018 · Filed April 26, 2018
Section 16 reporting ended · disclosed 2018-04-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 5,337 |
Reported balance
After 2018-04-25 transaction · row 1
1 source rowRow 1 · 2018-04-25 · Exercise / conversion · Acquired 5,337 · Balance 5,337 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-25 · Exercise / conversion · Disposed 5,337 · Balance 0 F2: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock. F3: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectThrough Limited Partnership | 14,050 |
Reported balance
Holding disclosure · report date 2018-04-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,050 F1: Shares held by Alton Road Partners, L.P. (the "Partnership") of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of the Common Stock held by the Partnership, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Alton Road Partners, L.P. (the "Partnership") of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of the Common Stock held by the Partnership, except to the extent of his pecuniary interest therein.
F2: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.
F3: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2018 Filed Apr 26, 2018 20:29 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionDeferred Stock Units · Derivative | 5,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026230 · doc4.xml · derivative · entry 3 ALEXANDER R DENNY · CIK 0001128390 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock. F3 · derivative.exercise_date: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. F3 · derivative.expiration_date: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 20:29 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionCommon Stock, $0.01 par value | 5,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026230 · doc4.xml · nonDerivative · entry 1 ALEXANDER R DENNY · CIK 0001128390 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 18:30 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | SaleCommon Stock, $0.01 par value | 2,000 | $109.54 | $219,080.00 |
DisclosureSEC source: 0001209191-18-018772 · doc4.xml · nonDerivative · entry 1 ALEXANDER R DENNY · CIK 0001128390 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Limited Partnership Disclosed balance after: 14,050 F1 · ownership.nature: The price in Column 4 is based on a weighted average price. The prices actually paid range from $109.50 to $109.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. (2) Shares held by Alton Road Partners, L.P. (the "Partnership") of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of the Common Stock held by the Partnership, except to the extent of his pecuniary interest therein. Read SEC document |
| January 29, 2018 Filed Feb 5, 2018 22:12 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | SaleCommon Stock, $0.01 par value | 3,000 | $107.50 | $322,500.00 |
DisclosureSEC source: 0001209191-18-007574 · doc4.xml · nonDerivative · entry 1 ALEXANDER R DENNY · CIK 0001128390 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Limited Partnership Disclosed balance after: 16,050 F1 · ownership.nature: Shares held by Alton Road Partners, L.P. (the "Partnership") of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of the Common Stock held by the Partnership, except to the extent of his pecuniary interest therein. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:54 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | GrantDeferred Stock Units · Derivative | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028984 · doc4.xml · derivative · entry 1 ALEXANDER R DENNY · CIK 0001128390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,337 Underlying: Common Stock · 419 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock. F2 · derivative.exercise_date: The deferred stock units vested on April 27, 2017. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. F2 · derivative.expiration_date: The deferred stock units vested on April 27, 2017. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 16:27 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | SaleCommon Stock, $0.01 par value | 10,000 | $79.33 | $793,300.00 |
DisclosureSEC source: 0001209191-16-149580 · doc4.xml · nonDerivative · entry 1 ALEXANDER R DENNY · CIK 0001128390 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Limited Partnership Disclosed balance after: 19,050 F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $79.12 to $79.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Shares held by Alton Road Partners, L.P. (the "Partnership") of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of the Common Stock held by the Partnership, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.