Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CST BRANDS, LLCCST · Entity 153560 | Director | June 28, 2017 | June 30, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CST BRANDS, LLC
Report date June 28, 2017 · Filed June 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01SEC Table I · non-derivative | Direct | 20,131 |
Ending reported balance
After 2017-06-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-28 · Exercise / conversion · Acquired 2,793 · Balance 22,924 F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). Row 2 · 2017-06-28 · Disposition to issuer · Disposed 2,793 · Balance 20,131 F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-06-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-28 · Exercise / conversion · Disposed 2,793 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F2: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K.
F3: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CULLEN/FROST BANKERS, INC.
Report date April 25, 2018 · Filed April 26, 2018
Section 16 reporting ended · disclosed 2018-04-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 35,487 |
Reported balance
After 2018-04-25 transaction · row 1
1 source rowRow 1 · 2018-04-25 · Exercise / conversion · Acquired 5,337 · Balance 35,487 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-25 · Exercise / conversion · Disposed 5,337 · Balance 0 F1: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock. F2: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.
F2: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2018 Filed Apr 26, 2018 20:30 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionDeferred Stock Units · Derivative | 5,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026231 · doc4.xml · derivative · entry 2 ESCOBEDO RUBEN M · CIK 0001015542 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock. F2 · derivative.exercise_date: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. F2 · derivative.expiration_date: Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 20:30 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionCommon Stock, $0.01 par value | 5,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026231 · doc4.xml · nonDerivative · entry 1 ESCOBEDO RUBEN M · CIK 0001015542 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 13:03 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionRestricted Stock Units · Derivative | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001015542-17-000006 · wf-form4_149884222157661.xml · derivative · entry 3 ESCOBEDO RUBEN M · CIK 0001015542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · derivative.exercise_date: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). F2 · derivative.expiration_date: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · derivative.expiration_date: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 13:03 UTC | CST BRANDS, LLC CST · Entity 153560 | Disposition to issuerCommon Stock, Par Value $0.01 | 2,793 | $48.53 | $135,544.29 |
DisclosureSEC source: 0001015542-17-000006 · wf-form4_149884222157661.xml · nonDerivative · entry 2 ESCOBEDO RUBEN M · CIK 0001015542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,131 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · shares: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · price: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · price: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 13:03 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionCommon Stock, Par Value $0.01 | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001015542-17-000006 · wf-form4_149884222157661.xml · nonDerivative · entry 1 ESCOBEDO RUBEN M · CIK 0001015542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On August 21, 2016, CST Brands, Inc., a Delaware corporation ("CST"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Circle K Stores Inc., a Texas corporation ("Circle K"), and Ultra Acquisition Corp., a Delaware corporation and an indirect, wholly owned subsidiary of Circle K ("Merger Sub"). Circle K is a wholly owned subsidiary of Alimentation Couche-Tard Inc ("ACT"). On June 28, 2017, upon the terms and subject to the conditions set forth in the Merger Agreement and in accordance with the applicable provisions of the General Corporation Law of the State of Delaware, Merger Sub merged with and into CST (the "Merger"). At the effective time of the Merger (the "Effective Time"), the separate corporate existence of Merger Sub ceased, and CST survived the Merger as an indirect, wholly owned subsidiary of Circle K. F3 · shares: As per the Merger Agreement (defined above), each award of RSUs that was outstanding immediately prior to the effective time, whether vested or unvested, became fully vested and was converted into the right to receive a cash payment equal to the product of (1) the number of shares of CST common stock subject to such award as of the effective time and (2) the merger consideration (as defined in the Merger Agreement). Read SEC document |
| April 27, 2017 Filed May 1, 2017 22:04 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | GrantDeferred Stock Units · Derivative | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028992 · doc4.xml · derivative · entry 1 ESCOBEDO RUBEN M · CIK 0001015542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,337 Underlying: Common Stock · 419 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock. F2 · derivative.exercise_date: The deferred stock units vested on April 27, 2017. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. F2 · derivative.expiration_date: The deferred stock units vested on April 27, 2017. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 13:09 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionRestricted Stock Units · Derivative | 3,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001015542-17-000004 · wf-form4_148916936708949.xml · derivative · entry 2 ESCOBEDO RUBEN M · CIK 0001015542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F3 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 3,483 restricted stock units that vest in one annual installment on the first anniversary date of the grant date. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 13:09 UTC | CST BRANDS, LLC CST · Entity 153560 | Exercise / conversionCommon Stock | 3,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001015542-17-000004 · wf-form4_148916936708949.xml · nonDerivative · entry 1 ESCOBEDO RUBEN M · CIK 0001015542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock acquired upon vesting of restricted stock units. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:45 UTC | CST BRANDS, LLC CST · Entity 153560 | GrantRestricted Stock Units · Derivative | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001015542-17-000002 · wf-form4_148772069045154.xml · derivative · entry 1 ESCOBEDO RUBEN M · CIK 0001015542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,276 Underlying: Common Stock · 2,793 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in full either on the first anniversary of the date of grant, or at completion of the merger of a subsidiary of Circle K Stores Inc. with and into CST Brands, Inc., whichever comes first. F2 · derivative.expiration_date: The restricted stock units vest in full either on the first anniversary of the date of grant, or at completion of the merger of a subsidiary of Circle K Stores Inc. with and into CST Brands, Inc., whichever comes first. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.