Hollingsworth Jarvis V.

SEC source: 0001866175-26-000056 · wk-form4_1775162397.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,656

F1 · price: The shares of Crescent Energy Company (the "Issuer") Class A common stock ("Common Stock") reported are restricted stock units ("RSUs") granted to the reporting person pursuant to the Crescent Energy Company 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will vest on April 1, 2027, subject to the reporting person's continuous service through such date.

SEC source: 0001193125-25-319324 · ownership.xml · derivative · entry 3

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, the amounts in the Reporting Person's "Deferred Stock Account" (as such term is defined under the Issuer's Director Deferred Compensation Plan) (each, a "Vital Director Deferred Stock Award") became payable in a lump sum cash payment equal to (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock"), subject to such Vital Director Deferred Stock Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date).

F2 · price: Pursuant to the Merger Agreement, the amounts in the Reporting Person's "Deferred Stock Account" (as such term is defined under the Issuer's Director Deferred Compensation Plan) (each, a "Vital Director Deferred Stock Award") became payable in a lump sum cash payment equal to (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock"), subject to such Vital Director Deferred Stock Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date).

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, the amounts in the Reporting Person's "Deferred Stock Account" (as such term is defined under the Issuer's Director Deferred Compensation Plan) (each, a "Vital Director Deferred Stock Award") became payable in a lump sum cash payment equal to (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock"), subject to such Vital Director Deferred Stock Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date).

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, the amounts in the Reporting Person's "Deferred Stock Account" (as such term is defined under the Issuer's Director Deferred Compensation Plan) (each, a "Vital Director Deferred Stock Award") became payable in a lump sum cash payment equal to (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock"), subject to such Vital Director Deferred Stock Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date).

SEC source: 0001193125-25-319324 · ownership.xml · nonDerivative · entry 2

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent.

F2 · price: Pursuant to the Merger Agreement, the amounts in the Reporting Person's "Deferred Stock Account" (as such term is defined under the Issuer's Director Deferred Compensation Plan) (each, a "Vital Director Deferred Stock Award") became payable in a lump sum cash payment equal to (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock"), subject to such Vital Director Deferred Stock Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date).

SEC source: 0001193125-25-319324 · ownership.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 15, 2025 (the "Closing Date"), the transactions contemplated by the Agreement and Plan of Merger, dated August 24, 2025, (the "Merger Agreement"), by and among Crescent Energy Company, a Delaware corporation ("Crescent"), Venus Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Crescent ("Merger Sub Inc."), Venus Merger Sub II LLC, a Delaware limited liability company and a wholly owned subsidiary of Crescent ("Merger Sub LLC"), and Vital Energy, Inc. (the "Issuer") were consummated. Pursuant to the Merger Agreement, (i) Merger Sub Inc. merged with and into the Issuer (the "First Company Merger"), with the Issuer continuing as the surviving entity (the "Surviving Corporation") and (ii) immediately following the First Company Merger, the Surviving Corporation merged with and into Merger Sub LLC, with Merger Sub LLC continuing as the surviving entity and a wholly owned subsidiary of Crescent.

F2 · price: Pursuant to the Merger Agreement, the amounts in the Reporting Person's "Deferred Stock Account" (as such term is defined under the Issuer's Director Deferred Compensation Plan) (each, a "Vital Director Deferred Stock Award") became payable in a lump sum cash payment equal to (i) the total number of shares of the Issuer's common stock, par value $0.01 per share (the "Vital Common Stock"), subject to such Vital Director Deferred Stock Award and (ii) $17.92, the closing price of one share of Vital Common Stock on December 12, 2025 (the trading date immediately preceding the Closing Date).

SEC source: 0001528129-25-000165 · wk-form4_1762984699.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,317

Underlying: Common Stock · 2,617 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-25-000126 · wk-form4_1754084297.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,700

Underlying: Common Stock · 2,141 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-25-000088 · wk-form4_1748378746.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,559

Underlying: Common Stock · 2,651 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-25-000018 · wk-form4_1738963672.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,823

Underlying: Common Stock · 1,270 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-25-000059 · wk-form4a_1741898625.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,908

Underlying: Common Stock · 1,270 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F3 · balance_after: The Form 4 as originally filed incorrectly reported the number of derivative securities beneficially owned.

SEC source: 0001528129-24-000185 · wk-form4_1730767726.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,747

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-24-000143 · wk-form4_1722891317.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,280

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-24-000123 · wk-form4_1716928803.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,339

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-24-000019 · wk-form4_1707520726.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,553

Underlying: Common Stock · 915 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-24-000032 · wk-form4a_1708034860.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,497

F1 · security: The Form 4 as originally filed incorrectly reported the shares as derivative securities when the shares were non-derivative securities.

F2 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0000950170-24-007646 · ownership.xml · nonDerivative · entry 2

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211,956

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000950170-24-007646 · ownership.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000950170-24-016403 · ownership.xml · derivative · entry 4

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,556

Underlying: Common Stock, par value $0.00001 per share · 213,556 shares

Expires 2029-01-23

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock and unvested restricted stock units ("RSUs") received new common stock, par value $0.00001 per share at an exchange ratio of 10:1 (the "New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization), and, for each share of Old Common Stock, 0.253244 Tranche 1 Warrants and 0.211037 Tranche 2 Warrants (each as defined below).

F3 · price: (Continued from footnote 2) The receipt of the New Common Stock, Tranche 1 Warrants and Tranche 2 Warrants in exchange for Old Common Stock and unvested RSUs was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F4 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer entered into a warrant agreement dated as of January 23, 2024, (the "Warrant Agreement") among the Company and Computershare Inc., a Delaware corporation and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company. Pursuant to the Warrant Agreement, the Issuer was authorized to issue (i) an aggregate of 98,381,418 warrants, each exercisable for one share of New Common Stock (the "Tranche 1 Warrants") and (ii) an aggregate of 81,984,644 warrants, each exercisable for one share of New Common Stock (the "Tranche 2 Warrants"). Each whole Tranche 1 Warrant entitles the registered holder to purchase one whole share of New Common Stock at an exercise price of $6.81 per share (the "Tranche 1 Exercise Price").

F5 · price: (Continued from footnote 4) Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of New Common Stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of New Common Stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days (the "TEV Triggering Event"). The Tranche 1 Exercise Price and the price per share used to determine a TEV Triggering Event are subject to certain adjustments as set forth in the Warrant Agreement.

F4 · derivative.exercise_date: On the Effective Date, pursuant to the terms of the Plan, the Issuer entered into a warrant agreement dated as of January 23, 2024, (the "Warrant Agreement") among the Company and Computershare Inc., a Delaware corporation and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company. Pursuant to the Warrant Agreement, the Issuer was authorized to issue (i) an aggregate of 98,381,418 warrants, each exercisable for one share of New Common Stock (the "Tranche 1 Warrants") and (ii) an aggregate of 81,984,644 warrants, each exercisable for one share of New Common Stock (the "Tranche 2 Warrants"). Each whole Tranche 1 Warrant entitles the registered holder to purchase one whole share of New Common Stock at an exercise price of $6.81 per share (the "Tranche 1 Exercise Price").

F5 · derivative.exercise_date: (Continued from footnote 4) Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of New Common Stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of New Common Stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days (the "TEV Triggering Event"). The Tranche 1 Exercise Price and the price per share used to determine a TEV Triggering Event are subject to certain adjustments as set forth in the Warrant Agreement.

SEC source: 0000950170-24-016403 · ownership.xml · derivative · entry 3

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,267

Underlying: Common Stock, par value $0.00001 per share · 256,267 shares

Expires 2027-01-23

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock and unvested restricted stock units ("RSUs") received new common stock, par value $0.00001 per share at an exchange ratio of 10:1 (the "New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization), and, for each share of Old Common Stock, 0.253244 Tranche 1 Warrants and 0.211037 Tranche 2 Warrants (each as defined below).

F3 · price: (Continued from footnote 2) The receipt of the New Common Stock, Tranche 1 Warrants and Tranche 2 Warrants in exchange for Old Common Stock and unvested RSUs was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F4 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer entered into a warrant agreement dated as of January 23, 2024, (the "Warrant Agreement") among the Company and Computershare Inc., a Delaware corporation and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company. Pursuant to the Warrant Agreement, the Issuer was authorized to issue (i) an aggregate of 98,381,418 warrants, each exercisable for one share of New Common Stock (the "Tranche 1 Warrants") and (ii) an aggregate of 81,984,644 warrants, each exercisable for one share of New Common Stock (the "Tranche 2 Warrants"). Each whole Tranche 1 Warrant entitles the registered holder to purchase one whole share of New Common Stock at an exercise price of $6.81 per share (the "Tranche 1 Exercise Price").

F5 · price: (Continued from footnote 4) Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of New Common Stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of New Common Stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days (the "TEV Triggering Event"). The Tranche 1 Exercise Price and the price per share used to determine a TEV Triggering Event are subject to certain adjustments as set forth in the Warrant Agreement.

F4 · derivative.exercise_date: On the Effective Date, pursuant to the terms of the Plan, the Issuer entered into a warrant agreement dated as of January 23, 2024, (the "Warrant Agreement") among the Company and Computershare Inc., a Delaware corporation and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company. Pursuant to the Warrant Agreement, the Issuer was authorized to issue (i) an aggregate of 98,381,418 warrants, each exercisable for one share of New Common Stock (the "Tranche 1 Warrants") and (ii) an aggregate of 81,984,644 warrants, each exercisable for one share of New Common Stock (the "Tranche 2 Warrants"). Each whole Tranche 1 Warrant entitles the registered holder to purchase one whole share of New Common Stock at an exercise price of $6.81 per share (the "Tranche 1 Exercise Price").

F5 · derivative.exercise_date: (Continued from footnote 4) Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of New Common Stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of New Common Stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days (the "TEV Triggering Event"). The Tranche 1 Exercise Price and the price per share used to determine a TEV Triggering Event are subject to certain adjustments as set forth in the Warrant Agreement.

SEC source: 0000950170-24-016403 · ownership.xml · nonDerivative · entry 2

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,196

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock and unvested restricted stock units ("RSUs") received new common stock, par value $0.00001 per share at an exchange ratio of 10:1 (the "New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization), and, for each share of Old Common Stock, 0.253244 Tranche 1 Warrants and 0.211037 Tranche 2 Warrants (each as defined below).

F3 · price: (Continued from footnote 2) The receipt of the New Common Stock, Tranche 1 Warrants and Tranche 2 Warrants in exchange for Old Common Stock and unvested RSUs was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000950170-24-016403 · ownership.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock and unvested restricted stock units ("RSUs") received new common stock, par value $0.00001 per share at an exchange ratio of 10:1 (the "New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization), and, for each share of Old Common Stock, 0.253244 Tranche 1 Warrants and 0.211037 Tranche 2 Warrants (each as defined below).

F3 · price: (Continued from footnote 2) The receipt of the New Common Stock, Tranche 1 Warrants and Tranche 2 Warrants in exchange for Old Common Stock and unvested RSUs was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0001528129-23-000196 · wk-form4_1699051069.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,638

Underlying: Common Stock · 638 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-23-000154 · wk-form4_1691444006.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 618 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-23-000115 · wf-form4_168513444704053.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,382

Underlying: Common Stock · 750 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-23-000029 · wf-form4_167606885694513.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

Underlying: Common Stock · 632 shares

Expires not disclosed

F1 · derivative.exercise_price: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

F2 · derivative.exercise_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.expiration_date: These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

SEC source: 0001528129-22-000204 · wf-form4_166880703418444.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,582

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-22-000159 · wf-form4_166119951896272.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,075

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001209191-22-048848 · doc4.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,956

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in four equal annual installments commencing September 17, 2022, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

SEC source: 0001528129-22-000101 · wf-form4_165402828476714.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,644

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-22-000025 · wf-form4_164521924371288.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,219

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-21-000202 · wf-form4_163735689665969.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,765

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-21-000149 · wf-form4_162871394937856.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-21-000102 · wf-form4_162273815941560.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

SEC source: 0001528129-21-000048 · wf-form4_161461097309538.xml · nonDerivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent payment of the director's retainer and director fees, which are paid 50% in stock and 50% in cash.

SEC source: 0001209191-19-025908 · doc4.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132

Underlying: Common Stock · 584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 24, 2019. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 24, 2019. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

SEC source: 0001209191-18-026237 · doc4.xml · derivative · entry 1

Hollingsworth Jarvis V. · CIK 0001737855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F2 · derivative.exercise_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.

F2 · derivative.expiration_date: The deferred stock units vested on April 25, 2018. Shares will be delivered to the reporting person on the date when the reporting person experiences a separation from service with Cullen/Frost Bankers, Inc.