CEPL

SEC source: 0001009759-23-000008 · primary_doc.xml · nonDerivative · entry 1

Wilson Denise · CIK 0001375077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · kind: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Ms. Wilson will continue as a Director of Holdings.

F1 · price: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Ms. Wilson will continue as a Director of Holdings.

SEC source: 0001009759-23-000007 · primary_doc.xml · nonDerivative · entry 1

Powelson Robert F · CIK 0001779542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · kind: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Mr. Powelson will continue as a Director of Holdings.

F1 · price: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Mr. Powelson will continue as a Director of Holdings.

SEC source: 0001009759-23-000006 · primary_doc.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Ms. Jorden will continue as a Director of Holdings.

F1 · price: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Ms. Jorden will continue as a Director of Holdings.

SEC source: 0001009759-23-000005 · primary_doc.xml · nonDerivative · entry 1

Fu Ping · CIK 0001742720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · kind: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Ms. Fu will continue as a Director of Holdings.

F1 · price: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Ms. Fu will continue as a Director of Holdings.

SEC source: 0001009759-23-000004 · primary_doc.xml · nonDerivative · entry 1

FLEXON ROBERT C · CIK 0001236545 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · kind: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Mr. Flexon will continue as a Director and as Interim President and Chief Executive Officer of Holdings.

F1 · price: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Mr. Flexon will continue as a Director and as Interim President and Chief Executive Officer of Holdings.

SEC source: 0001009759-23-000003 · primary_doc.xml · nonDerivative · entry 1

Fanning Celia · CIK 0001949341 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · kind: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Ms. Fanning will continue as Chief Accounting Officer of Holdings.

F1 · price: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Ms. Fanning will continue as Chief Accounting Officer of Holdings.

SEC source: 0001009759-23-000002 · primary_doc.xml · nonDerivative · entry 1

Juric John J · CIK 0001967664 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · kind: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Mr. Juric will continue as Chief Financial Officer of Holdings.

F1 · price: On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Mr. Juric will continue as Chief Financial Officer of Holdings.

SEC source: 0001949341-23-000006 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,625

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001949341-23-000004 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,035

F1 · shares: Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 11, 2024.

SEC source: 0001949341-23-000005 · primary_doc.xml · nonDerivative · entry 1

Juric John J · CIK 0001967664 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,625

F1 · shares: Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 11, 2024.

SEC source: 0001967664-23-000001 · primary_doc.xml · nonDerivative · entry 2

Fanning Celia · CIK 0001949341 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

F2 · shares: Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 11, 2024.

SEC source: 0001949341-23-000003 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,132

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001949341-23-000002 · primary_doc.xml · nonDerivative · entry 1

Juric John J · CIK 0001967664 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: Represents shares underlying restricted stock units, which will vest on March 6, 2025.

SEC source: 0001949341-22-000002 · primary_doc.xml · nonDerivative · entry 1

Robinson Scott W. · CIK 0001938659 · InterimChief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

SEC source: 0001949341-22-000001 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,493

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.74 to $1.80, inclusive. The reporting person undertakes to provide to Capstone Green Energy Corporation, any security holder of Capstone Green Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0001967664-23-000001 · primary_doc.xml · nonDerivative · entry 1

Fanning Celia · CIK 0001949341 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents shares underlying restricted stock units vesting in four equal annual installments commencing on November 17, 2023.

SEC source: 0001938659-22-000006 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,383

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001938659-22-000005 · primary_doc.xml · nonDerivative · entry 1

Fu Ping · CIK 0001742720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,372

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001938659-22-000004 · primary_doc.xml · nonDerivative · entry 1

Powelson Robert F · CIK 0001779542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,560

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001938659-22-000003 · primary_doc.xml · nonDerivative · entry 1

FLEXON ROBERT C · CIK 0001236545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,798

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001938659-22-000002 · primary_doc.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,197

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001938659-22-000001 · primary_doc.xml · nonDerivative · entry 1

Wilson Denise · CIK 0001375077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,928

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001831231-22-000009 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,541

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-22-000008 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,468

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-22-000007 · primary_doc.xml · nonDerivative · entry 1

Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,199

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-22-000006 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,824

F1 · shares: Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 7, 2023.

SEC source: 0001831231-22-000005 · primary_doc.xml · nonDerivative · entry 1

Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,929

F1 · shares: Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 7, 2023.

SEC source: 0001831231-22-000004 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,170

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-22-000002 · primary_doc.xml · nonDerivative · entry 1

Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,274

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-22-000003 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,883

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-22-000001 · primary_doc.xml · nonDerivative · entry 1

Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,604

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000032 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,181

SEC source: 0001831231-21-000031 · primary_doc.xml · nonDerivative · entry 1

Tavitian Neshan Nino · CIK 0001831231 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,143

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000030 · primary_doc.xml · nonDerivative · entry 1

Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,274

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000025 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,706

SEC source: 0001831231-21-000021 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,206

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000023 · primary_doc.xml · nonDerivative · entry 1

Crouse James D · CIK 0001388926 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,410

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000014 · primary_doc.xml · nonDerivative · entry 2

Wilson Denise · CIK 0001375077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,473

F2 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000014 · primary_doc.xml · nonDerivative · entry 1

Wilson Denise · CIK 0001375077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,805

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001831231-21-000022 · primary_doc.xml · nonDerivative · entry 1

Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,519

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000019 · primary_doc.xml · nonDerivative · entry 1

Powelson Robert F · CIK 0001779542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,105

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001831231-21-000020 · primary_doc.xml · nonDerivative · entry 1

DeWeese Paul · CIK 0001683687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,066

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001831231-21-000017 · primary_doc.xml · nonDerivative · entry 1

JORDEN YON · CIK 0001189397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,742

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001831231-21-000018 · primary_doc.xml · nonDerivative · entry 1

FLEXON ROBERT C · CIK 0001236545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,343

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001831231-21-000016 · primary_doc.xml · nonDerivative · entry 1

Van Deursen Holly · CIK 0001414921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,904

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000015 · primary_doc.xml · nonDerivative · entry 1

Fu Ping · CIK 0001742720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,917

F1 · shares: Represents shares underlying restricted stock units that vest upon completion of the annual term of the Board of Directors that includes the date of the grant.

SEC source: 0001831231-21-000013 · primary_doc.xml · nonDerivative · entry 1

Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,004

F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

SEC source: 0001831231-21-000012 · primary_doc.xml · nonDerivative · entry 1

Powelson Robert F · CIK 0001779542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,188

SEC source: 0001831231-21-000011 · primary_doc.xml · nonDerivative · entry 2

FLEXON ROBERT C · CIK 0001236545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,426

SEC source: 0001831231-21-000010 · primary_doc.xml · nonDerivative · entry 1

Jamison Darren · CIK 0001339744 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,291

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.14 to $4.19, inclusive. The reporting person undertakes to provide to Capstone Green Energy Corporation, any security holder of Capstone Green Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.