person · Reporting owner
Hencken Frederick S. III
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Capstone Energy Plus, Inc.CGRN · Entity 2475 | Chief Financial Officer | April 13, 2022 | May 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Capstone Energy Plus, Inc.
Report date April 13, 2022 · Filed May 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,199 |
Reported balance
After 2022-04-13 transaction · row 1
1 source rowRow 1 · 2022-04-13 · Tax withholding · Disposed 1,730 · Balance 81,199 F1: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 6,314 |
Reported balance
Holding disclosure · report date 2022-04-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,314 F2: These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.
F2: These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2022 Filed May 17, 2022 19:02 UTC | Capstone Energy Plus, Inc. CGRN · Entity 2475 | Tax withholdingCommon Stock | 1,730 | $3.75 | $6,487.50 |
DisclosureSEC source: 0001831231-22-000007 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,199 F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 22:10 UTC | Capstone Energy Plus, Inc. CGRN · Entity 2475 | GrantCommon Stock | 29,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001831231-22-000005 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,929 F1 · shares: Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 7, 2023. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 00:02 UTC | Capstone Energy Plus, Inc. CGRN · Entity 2475 | Tax withholdingCommon Stock | 330 | $4.08 | $1,346.40 |
DisclosureSEC source: 0001831231-22-000002 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,274 F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| January 03, 2022 Filed Jan 8, 2022 00:03 UTC | Capstone Energy Plus, Inc. CGRN · Entity 2475 | Tax withholdingCommon Stock | 2,670 | $3.54 | $9,451.80 |
DisclosureSEC source: 0001831231-22-000001 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,604 F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:49 UTC | Capstone Energy Plus, Inc. CGRN · Entity 2475 | Tax withholdingCommon Stock | 245 | $5.41 | $1,325.45 |
DisclosureSEC source: 0001831231-21-000030 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,274 F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| August 27, 2021 Filed Sep 1, 2021 01:26 UTC | Capstone Energy Plus, Inc. CGRN · Entity 2475 | Tax withholdingCommon Stock | 2,485 | $4.58 | $11,381.30 |
DisclosureSEC source: 0001831231-21-000022 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,519 F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 21:34 UTC | Capstone Energy Plus, Inc. CGRN · Entity 2475 | Tax withholdingCommon Stock | 245 | $4.76 | $1,166.20 |
DisclosureSEC source: 0001831231-21-000013 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,004 F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 00:47 UTC | Capstone Energy Plus, Inc. CGRN · Entity 2475 | PurchaseCommon Stock | 1,230 | $4.10 | $5,043.00 |
DisclosureSEC source: 0001831231-21-000009 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,314 F1 · balance_after: These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 00:13 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | GrantCommon Stock | 12,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001831231-21-000007 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,249 F1 · shares: Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 13, 2022. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:59 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | Tax withholdingCommon Stock | 270 | $8.72 | $2,354.40 |
DisclosureSEC source: 0001831231-21-000002 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,287 F1 · shares: The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 23:07 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | SaleCommon Stock | 2,569 | $10.69 | $27,462.61 |
DisclosureSEC source: 0001831231-21-000001 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,557 F1 · shares: The shares were automatically sold pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 22:36 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | Tax withholdingCommon Stock | 253 | $5.83 | $1,474.99 |
DisclosureSEC source: 0001831231-20-000001 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,126 F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:46 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | GrantCommon Stock | 22,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001770907-20-000020 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,379 Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 22:24 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | Tax withholdingCommon Stock | 245 | $5.11 | $1,251.95 |
DisclosureSEC source: 0001770907-20-000011 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,616 F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 23:53 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | Tax withholdingCommon Stock | 330 | $1.18 | $389.40 |
DisclosureSEC source: 0001770907-20-000007 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,861 F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 21:03 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001770907-20-000002 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,191 Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 14:46 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | PurchaseCommon Stock | 1,500 | $3.41 | $5,115.00 |
DisclosureSEC source: 0001770907-19-000039 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,084 F1 · balance_after: These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. Read SEC document |
| November 15, 2019 Filed Jan 3, 2020 20:57 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | Tax withholdingCommon Stock | 245 | $2.57 | $629.65 |
DisclosureSEC source: 0001770907-20-000001 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,191 F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 22:48 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | Tax withholdingCommon Stock | 2,921 | $0.61 | $1,781.81 |
DisclosureSEC source: 0001770907-19-000021 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,367 F1 · shares: The shares were sold pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 23:25 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 8,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001770907-19-000011 · primary_doc.xml · derivative · entry 3 Hencken Frederick S. III · CIK 0001770907 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,263 Underlying: Common Stock · 8,263 shares Expires 2022-04-03 F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of CPST common stock. F3 · derivative.exercise_date: Each PRSU is based on a three-year (3) performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance period. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 23:25 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001770907-19-000011 · primary_doc.xml · nonDerivative · entry 2 Hencken Frederick S. III · CIK 0001770907 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,837 F1 · ownership.nature: These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are the trustees of the Hencken Family Trust dated March 11, 2018. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 23:25 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | GrantCommon Stock | 24,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001770907-19-000011 · primary_doc.xml · nonDerivative · entry 1 Hencken Frederick S. III · CIK 0001770907 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,288 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.