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Nasdaq · USD

CELC

Celcuity Inc.

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Tapewire entity
3991
SEC CIK
0001603454
Parsed reports
187

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202503
Jan 202601
Feb 202600
Mar 202602
Apr 202600
May 202607
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2022 Filed May 19, 2022 20:40 UTC Disposition to issuerStock Option (right to buy) · Derivative 4,555 Not disclosed Strike: $10.68 Not disclosed
Disclosure

SEC source: 0001437749-22-013129 · rdgdoc.xml · derivative · entry 2

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,555 shares

Expires 2029-12-03

F4 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 19, 2022 20:40 UTC GrantCommon Stock 3,273 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-013129 · rdgdoc.xml · nonDerivative · entry 1

Buller Richard E · CIK 0001688319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,798

F1 · shares: Represents 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
GrantStock Option (right to buy) · Derivative 24,449 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 12

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,449

Underlying: Common Stock · 24,449 shares

Expires 2032-05-17

F4 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
GrantStock Option (right to buy) · Derivative 2,310 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 11

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
Disposition to issuerStock Option (right to buy) · Derivative 2,310 Not disclosed Strike: $26.99 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 10

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,310 shares

Expires 2031-05-12

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
GrantStock Option (right to buy) · Derivative 5,054 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 8

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
Disposition to issuerStock Option (right to buy) · Derivative 5,054 Not disclosed Strike: $22.45 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 7

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
GrantStock Option (right to buy) · Derivative 3,201 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 6

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 3,201 shares

Expires 2028-05-14

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
Disposition to issuerStock Option (right to buy) · Derivative 3,201 Not disclosed Strike: $19.45 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 5

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2028-05-14

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
GrantStock Option (right to buy) · Derivative 8,200 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 4

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 8,200 shares

Expires 2027-10-19

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:41 UTC
Dalvey DavidDirector
Disposition to issuerStock Option (right to buy) · Derivative 8,200 Not disclosed Strike: $16.23 Not disclosed
Disclosure

SEC source: 0001437749-22-013130 · rdgdoc.xml · derivative · entry 3

Dalvey David · CIK 0001296457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,200 shares

Expires 2027-10-19

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F2 · derivative.exercise_date: 100% vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC GrantStock Option (right to buy) · Derivative 24,449 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 17

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,449

Underlying: Common Stock · 24,449 shares

Expires 2032-05-17

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC GrantStock Option (right to buy) · Derivative 4,619 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 11

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

Underlying: Common Stock · 4,619 shares

Expires 2031-05-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC Disposition to issuerStock Option (right to buy) · Derivative 4,619 Not disclosed Strike: $26.99 Not disclosed
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 10

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,619 shares

Expires 2031-05-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC GrantStock Option (right to buy) · Derivative 5,054 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 8

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC Disposition to issuerStock Option (right to buy) · Derivative 5,054 Not disclosed Strike: $22.45 Not disclosed
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 7

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC GrantStock Option (right to buy) · Derivative 3,201 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 6

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 3,201 shares

Expires 2028-05-14

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC Disposition to issuerStock Option (right to buy) · Derivative 3,201 Not disclosed Strike: $19.45 Not disclosed
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 5

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,201 shares

Expires 2028-05-14

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC GrantStock Option (right to buy) · Derivative 8,200 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 4

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 8,200 shares

Expires 2027-10-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:43 UTC Disposition to issuerStock Option (right to buy) · Derivative 8,200 Not disclosed Strike: $16.23 Not disclosed
Disclosure

SEC source: 0001437749-22-013132 · rdgdoc.xml · derivative · entry 3

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,200 shares

Expires 2027-10-19

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
GrantStock Option (right to buy) · Derivative 24,449 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 15

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,449

Underlying: Common Stock · 24,449 shares

Expires 2032-05-17

F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
GrantStock Option (right to buy) · Derivative 4,619 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 14

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

Underlying: Common Stock · 4,619 shares

Expires 2031-05-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
Disposition to issuerStock Option (right to buy) · Derivative 4,619 Not disclosed Strike: $26.99 Not disclosed
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 13

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,619 shares

Expires 2031-05-12

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
GrantStock Option (right to buy) · Derivative 5,054 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 11

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
Disposition to issuerStock Option (right to buy) · Derivative 5,054 Not disclosed Strike: $22.45 Not disclosed
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 10

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,054 shares

Expires 2029-05-16

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
GrantStock Option (right to buy) · Derivative 500 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 9

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2028-12-31

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
Disposition to issuerStock Option (right to buy) · Derivative 500 Not disclosed Strike: $23.99 Not disclosed
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 8

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2028-12-31

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
GrantStock Option (right to buy) · Derivative 500 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 7

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2027-12-29

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:42 UTC
Furcht LeoDirector
Disposition to issuerStock Option (right to buy) · Derivative 500 Not disclosed Strike: $18.95 Not disclosed
Disclosure

SEC source: 0001437749-22-013131 · rdgdoc.xml · derivative · entry 6

Furcht Leo · CIK 0001775749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2027-12-29

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 31,930 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 22

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,930

Underlying: Common Stock · 31,930 shares

Expires 2032-05-17

F13 · derivative.exercise_date: These shares vest in equal amounts over fourteen (14) months, beginning June 1, 2022.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 821 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 21

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock · 821 shares

Expires 2031-10-27

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F12 · derivative.exercise_date: 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 821 Not disclosed Strike: $17.19 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 20

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 821 shares

Expires 2031-10-27

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F12 · derivative.exercise_date: 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 19

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-08-11

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F11 · derivative.exercise_date: 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $20.04 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 18

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2031-08-11

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F11 · derivative.exercise_date: 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 3,806 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 17

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,806

Underlying: Common Stock · 3,806 shares

Expires 2031-04-12

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F10 · derivative.exercise_date: 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 3,806 Not disclosed Strike: $27.94 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 16

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,806 shares

Expires 2031-04-12

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F10 · derivative.exercise_date: 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 1,204 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 15

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Stock · 1,204 shares

Expires 2031-03-18

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F9 · derivative.exercise_date: 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 1,204 Not disclosed Strike: $15.92 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 14

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,204 shares

Expires 2031-03-18

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F9 · derivative.exercise_date: 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 1,301 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 13

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301

Underlying: Common Stock · 1,301 shares

Expires 2031-02-02

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F8 · derivative.exercise_date: 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 1,301 Not disclosed Strike: $14.84 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 12

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,301 shares

Expires 2031-02-02

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F8 · derivative.exercise_date: 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 1,122 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 11

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

Underlying: Common Stock · 1,122 shares

Expires 2030-12-28

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F7 · derivative.exercise_date: 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 1,122 Not disclosed Strike: $10.35 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 10

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,122 shares

Expires 2030-12-28

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F7 · derivative.exercise_date: 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 3,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 8

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-08-12

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F5 · derivative.exercise_date: 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 3,000 Not disclosed Strike: $19.72 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 7

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2029-08-12

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F5 · derivative.exercise_date: 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 932 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 6

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Underlying: Common Stock · 932 shares

Expires 2028-10-17

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F4 · derivative.exercise_date: 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 932 Not disclosed Strike: $25.77 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 5

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 932 shares

Expires 2028-10-17

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F4 · derivative.exercise_date: 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
GrantStock Option (right to buy) · Derivative 3,000 Not disclosed Strike: $5.50 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 4

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-07-05

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F3 · derivative.exercise_date: 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.

Read SEC document
May 17, 2022 Filed May 20, 2022 00:39 UTC
Hahne VickyChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 3,000 Not disclosed Strike: $23.48 Not disclosed
Disclosure

SEC source: 0001437749-22-013128 · rdgdoc.xml · derivative · entry 3

Hahne Vicky · CIK 0001716043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2028-07-05

F14 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option.

F3 · derivative.exercise_date: 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:11 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
PurchaseWarrants (right to buy) · Derivative 10,434 $0.00 Strike: $80.50 $0.00
Disclosure

SEC source: 0001437749-22-012833 · rdgdoc.xml · derivative · entry 3

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,434

Underlying: Series A Preferred Stock · 10,434 shares

Expires not disclosed

F1 · shares: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · derivative.exercise_date: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · derivative.expiration_date: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:11 UTC
Sullivan Brian F.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock (right to buy) · Derivative 260,869 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001437749-22-012833 · rdgdoc.xml · derivative · entry 2

Sullivan Brian F. · CIK 0000940454 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,869

Underlying: Common Stock · 260,869 shares

Expires not disclosed

F1 · shares: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · derivative.exercise_date: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

F1 · derivative.expiration_date: Represents the right to acquire the security pursuant to a securities purchase agreement entered into with the Company on May 15, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.