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Nasdaq · USD

CDLX

Cardlytics, Inc.

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7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2024 Filed Jul 24, 2024 22:57 UTC
Gupta AmitChief Operating Officer
SaleCommon Stock 22,699 $8.67 $196,686.84
Disclosure

SEC source: 0001666071-24-000123 · wk-form4_1721861831.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,569

F2 · kind: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on July 23, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $8.335 to $9.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
July 23, 2024 Filed Jul 24, 2024 22:57 UTC
Gupta AmitChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000123 · wk-form4_1721861831.xml · derivative · entry 3

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.

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July 23, 2024 Filed Jul 24, 2024 22:57 UTC
Gupta AmitChief Operating Officer
Exercise / conversionCommon Stock 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000123 · wk-form4_1721861831.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
July 02, 2024 Filed Jul 2, 2024 23:11 UTC
DeSieno AlexisChief Financial Officer
SaleCommon Stock 7,451 $7.95 $59,257.80
Disclosure

SEC source: 0001666071-24-000117 · wk-form4_1719961853.xml · nonDerivative · entry 2

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,898

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on July 1, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
July 02, 2024 Filed Jul 2, 2024 23:12 UTC
Gupta AmitChief Operating Officer
SaleCommon Stock 7,507 $7.95 $59,703.17
Disclosure

SEC source: 0001666071-24-000119 · wk-form4_1719961919.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,518

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on July 1, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
July 02, 2024 Filed Jul 2, 2024 23:13 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
SaleCommon Stock 5,956 $7.95 $47,368.07
Disclosure

SEC source: 0001666071-24-000121 · wk-form4_1719961980.xml · nonDerivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,593

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on July 1, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:11 UTC
DeSieno AlexisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 14,349 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000117 · wk-form4_1719961853.xml · derivative · entry 3

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,447

Underlying: Common Stock · 14,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:11 UTC
DeSieno AlexisChief Financial Officer
GrantCommon Stock 14,349 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000117 · wk-form4_1719961853.xml · nonDerivative · entry 1

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,349

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:12 UTC
Gupta AmitChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 14,349 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000119 · wk-form4_1719961919.xml · derivative · entry 3

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,447

Underlying: Common Stock · 14,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:12 UTC
Gupta AmitChief Operating Officer
Exercise / conversionCommon Stock 14,349 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000119 · wk-form4_1719961919.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Unit · Derivative 581 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000121 · wk-form4_1719961980.xml · derivative · entry 7

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,069

Underlying: Common Stock · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F6 · derivative.expiration_date: The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,578 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000121 · wk-form4_1719961980.xml · derivative · entry 6

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,669

Underlying: Common Stock · 1,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: This RSU award was originally for 38,222 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F5 · derivative.expiration_date: This RSU award was originally for 38,222 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Unit · Derivative 10,629 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000121 · wk-form4_1719961980.xml · derivative · entry 5

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,406

Underlying: Common Stock · 10,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 581 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000121 · wk-form4_1719961980.xml · nonDerivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 1,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000121 · wk-form4_1719961980.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:13 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 10,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000121 · wk-form4_1719961980.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 19:07 UTC OtherCommon Stock 45,126 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-001531 · form412609002_07022024.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,419,733

F2 · kind: On June 28, 2024, Sosin Master engaged in a pro rata distribution of 45,126 shares of Common Stock to its partners for no consideration (the "Sosin Master Distribution"). Represents the distribution of 45,126 shares of Common Stock held by Sosin Master pursuant to the Sosin Master Distribution.

F2 · price: On June 28, 2024, Sosin Master engaged in a pro rata distribution of 45,126 shares of Common Stock to its partners for no consideration (the "Sosin Master Distribution"). Represents the distribution of 45,126 shares of Common Stock held by Sosin Master pursuant to the Sosin Master Distribution.

F1 · ownership.nature: 4,230,250 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F3 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F4 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

Read SEC document
June 04, 2024 Filed Jun 4, 2024 20:11 UTC
Temsamani Karim SaadDirector · Chief Executive Officer
SaleCommon Stock 43,129 $8.66 $373,281.50
Disclosure

SEC source: 0001666071-24-000115 · wk-form4_1717546262.xml · nonDerivative · entry 2

Temsamani Karim Saad · CIK 0001944491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,530

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on June 1, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $8.55 to $8.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:11 UTC
Temsamani Karim SaadDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 84,079 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000115 · wk-form4_1717546262.xml · derivative · entry 3

Temsamani Karim Saad · CIK 0001944491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,710

Underlying: Common Stock · 84,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer or, at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: 25% of the RSUs vested on September 1, 2023, with the remaining 75% having vested or vesting in equal amounts over the subsequent three years quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: 25% of the RSUs vested on September 1, 2023, with the remaining 75% having vested or vesting in equal amounts over the subsequent three years quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:11 UTC
Temsamani Karim SaadDirector · Chief Executive Officer
Exercise / conversionCommon Stock 84,079 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000115 · wk-form4_1717546262.xml · nonDerivative · entry 1

Temsamani Karim Saad · CIK 0001944491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of common stock of the Issuer or, at the election of the Issuer, its cash equivalent.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:38 UTC GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000111 · wk-form4_1716496692.xml · derivative · entry 1

Francis Jonathan Edward · CIK 0002004714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:39 UTC
Hill Scott ADirector
GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000113 · wk-form4_1716496745.xml · derivative · entry 1

Hill Scott A · CIK 0001397778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:37 UTC GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000110 · wk-form4_1716496655.xml · derivative · entry 1

Fernandez Andre J · CIK 0001447718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:38 UTC GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000112 · wk-form4_1716496721.xml · derivative · entry 1

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:36 UTC GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000108 · wk-form4_1716496609.xml · derivative · entry 3

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 28,547 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000108 · wk-form4_1716496609.xml · derivative · entry 2

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

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May 23, 2024 Filed May 23, 2024 20:36 UTC Exercise / conversionCommon Stock 28,547 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000108 · wk-form4_1716496609.xml · nonDerivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 28,547 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000107 · wk-form4_1716496579.xml · derivative · entry 2

Jensen Jessica · CIK 0001820211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:36 UTC Exercise / conversionCommon Stock 28,547 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000107 · wk-form4_1716496579.xml · nonDerivative · entry 1

Jensen Jessica · CIK 0001820211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 28,547 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000106 · wk-form4_1716496529.xml · derivative · entry 2

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 23, 2024 Filed May 23, 2024 20:36 UTC Exercise / conversionCommon Stock 28,547 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000106 · wk-form4_1716496529.xml · nonDerivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 13, 2024 Filed May 13, 2024 18:13 UTC PurchaseCommon Stock 3,746 $8.99 $33,661.56
Disclosure

SEC source: 0000921895-24-001134 · form412609002_05132024.xml · nonDerivative · entry 3

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,464,859

F1 · ownership.nature: 4,275,376 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F2 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

Read SEC document
May 13, 2024 Filed May 14, 2024 12:53 UTC Amendment PurchaseCommon Stock 3,746 $8.99 $33,661.56
Disclosure

SEC source: 0000921895-24-001147 · form4a12609002_05142024.xml · nonDerivative · entry 3

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,464,859

F1 · ownership.nature: 4,275,376 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F2 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

Read SEC document
May 10, 2024 Filed May 13, 2024 18:13 UTC PurchaseCommon Stock 100,000 $8.79 $878,540.00
Disclosure

SEC source: 0000921895-24-001134 · form412609002_05132024.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,461,113

F1 · ownership.nature: 4,275,376 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F2 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

Read SEC document
May 10, 2024 Filed May 14, 2024 12:53 UTC Amendment PurchaseCommon Stock 100,000 $8.79 $878,540.00
Disclosure

SEC source: 0000921895-24-001147 · form4a12609002_05142024.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,461,113

F1 · ownership.nature: 4,275,376 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F2 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

Read SEC document
May 09, 2024 Filed May 13, 2024 18:13 UTC Purchase4.25% Convertible Senior Notes due 2029 · Derivative 4,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-001134 · form412609002_05132024.xml · derivative · entry 4

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 24,000,000

Underlying: Common Stock · 72,080 shares

Expires not disclosed

F2 · derivative.exercise_price: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · derivative.exercise_price: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · shares: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · shares: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · price: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · price: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · derivative.exercise_date: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · derivative.exercise_date: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · derivative.expiration_date: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · derivative.expiration_date: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · derivative.underlying_shares: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · derivative.underlying_shares: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · balance_after: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · balance_after: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F1 · ownership.nature: 4,275,376 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F2 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

Read SEC document
May 09, 2024 Filed May 13, 2024 18:13 UTC PurchaseCommon Stock 225,000 $8.73 $1,963,687.50
Disclosure

SEC source: 0000921895-24-001134 · form412609002_05132024.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,361,113

F1 · ownership.nature: 4,275,376 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F2 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

Read SEC document
May 09, 2024 Filed May 14, 2024 12:53 UTC Amendment Purchase4.25% Convertible Senior Notes due 2029 · Derivative 4,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-001147 · form4a12609002_05142024.xml · derivative · entry 4

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 24,000,000

Underlying: Common Stock · 72,080 shares

Expires not disclosed

F2 · derivative.exercise_price: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · derivative.exercise_price: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · shares: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · shares: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · price: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · price: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · derivative.exercise_date: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · derivative.exercise_date: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · derivative.expiration_date: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · derivative.expiration_date: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · derivative.underlying_shares: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · derivative.underlying_shares: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F2 · balance_after: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · balance_after: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

F1 · ownership.nature: 4,275,376 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F2 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

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May 09, 2024 Filed May 14, 2024 12:53 UTC Amendment PurchaseCommon Stock 225,000 $8.73 $1,963,687.50
Disclosure

SEC source: 0000921895-24-001147 · form4a12609002_05142024.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,361,113

F1 · ownership.nature: 4,275,376 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR.

F2 · ownership.nature: Sosin Master directly holds $16,498,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, holders of the Notes have the right to convert all or any portion of such Notes into shares of Common Stock at an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture.

F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, as the Reporting Person, Sosin Master and CSWR do not have the right to acquire such underlying shares of Common Stock.

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April 24, 2024 Filed Apr 24, 2024 23:20 UTC
Gupta AmitChief Operating Officer
SaleCommon Stock 23,416 $11.91 $278,884.56
Disclosure

SEC source: 0001666071-24-000083 · wk-form4_1714000806.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,676

F2 · kind: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 23, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $11.71 to $12.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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April 23, 2024 Filed Apr 23, 2024 23:03 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
SaleCommon Stock 276 $12.76 $3,521.21
Disclosure

SEC source: 0001666071-24-000081 · wk-form4_1713913369.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,761

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 20, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $12.38 to $12.925, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

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April 23, 2024 Filed Apr 24, 2024 23:20 UTC
Gupta AmitChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000083 · wk-form4_1714000806.xml · derivative · entry 3

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.

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April 23, 2024 Filed Apr 24, 2024 23:20 UTC
Gupta AmitChief Operating Officer
Exercise / conversionCommon Stock 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000083 · wk-form4_1714000806.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

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April 22, 2024 Filed Apr 23, 2024 23:03 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000081 · wk-form4_1713913369.xml · derivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: This RSU award was originally for 2,727 shares. 25% of the shares underlying the RSU award vested or will vest on each of April 20, 2022, April 20, 2023, April 20, 2024, and April 20, 2025.

F4 · derivative.expiration_date: This RSU award was originally for 2,727 shares. 25% of the shares underlying the RSU award vested or will vest on each of April 20, 2022, April 20, 2023, April 20, 2024, and April 20, 2025.

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April 22, 2024 Filed Apr 23, 2024 23:03 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 682 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000081 · wk-form4_1713913369.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

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April 09, 2024 Filed Apr 9, 2024 20:08 UTC GrantRestricted Stock Unit · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000065 · wk-form4_1712693308.xml · derivative · entry 1

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Common Stock · 1,326 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

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April 02, 2024 Filed Apr 2, 2024 20:22 UTC
Temsamani Karim SaadDirector · Chief Executive Officer
SaleCommon Stock 32,564 $13.69 $445,801.16
Disclosure

SEC source: 0001666071-24-000057 · wk-form4_1712103752.xml · nonDerivative · entry 2

Temsamani Karim Saad · CIK 0001944491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,734

F2 · shares: Shares were sold solely to satisfy withholding tax obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 1, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.40 to $14.375, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) and (4).

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April 02, 2024 Filed Apr 3, 2024 00:23 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
SaleCommon Stock 59 $14.41 $850.19
Disclosure

SEC source: 0001666071-24-000058 · wk-form4_1712103783.xml · nonDerivative · entry 6

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,355

F2 · shares: Shares were sold solely to satisfy withholding tax obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 1, 2024. The Reporting Person did not sell shares for any other purpose.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $14.40 to $14.41, inclusive.

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April 02, 2024 Filed Apr 3, 2024 00:23 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
SaleCommon Stock 12,401 $13.69 $169,769.69
Disclosure

SEC source: 0001666071-24-000058 · wk-form4_1712103783.xml · nonDerivative · entry 5

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,414

F2 · shares: Shares were sold solely to satisfy withholding tax obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 1, 2024. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.40 to $14.375, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) and (4).

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April 01, 2024 Filed Apr 2, 2024 20:22 UTC
Temsamani Karim SaadDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-24-000057 · wk-form4_1712103752.xml · derivative · entry 4

Temsamani Karim Saad · CIK 0001944491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: This RSU award was originally for 200,000 shares. 25% of the RSU award vested on each of July 1, 2023, October 1, 2023 and January 1, 2024 and April 1, 2024.

F5 · derivative.expiration_date: This RSU award was originally for 200,000 shares. 25% of the RSU award vested on each of July 1, 2023, October 1, 2023 and January 1, 2024 and April 1, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.