Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CS Disco, Inc.LAW · Entity 6054 | Director | June 10, 2026 | June 11, 2026 |
| Cardlytics, Inc.CDLX · Entity 7603 | Director | May 20, 2026 | August 24, 2026 |
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Chief Financial Officer | April 19, 2021 | April 21, 2021 |
| Wise Group plcWSE · Entity 3428 | Director | May 08, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CS Disco, Inc.
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 264,326 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 41,096 · Balance 264,326 F1: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 10, 2026, and shall become fully vested as of the day immediately preceding the Issuer's 2027 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 50,000 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 10, 2026, and shall become fully vested as of the day immediately preceding the Issuer's 2027 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.
Cardlytics, Inc.
Report date May 20, 2026 · Filed August 24, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,200 |
Reported balance
After 2026-05-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 2,200 · Balance 2,200 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026. F3: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
F2: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.
F3: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.
Intercontinental Exchange, Inc.
Report date April 19, 2021 · Filed April 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 160,490 |
Reported balance
After 2021-04-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-19 · Exercise / conversion · Acquired 17,095 · Balance 160,490 F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 143,395 |
Reported balance
After 2021-04-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-04-19 · Sale · Disposed 17,095 · Balance 143,395 F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2: The price range for the aggregate amount sold by the direct holder is $120.00 - $120.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 144,887 |
Reported balance
After 2021-04-20 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-04-20 · Exercise / conversion · Acquired 1,492 · Balance 144,887 F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 172,792 |
Reported balance
After 2021-04-20 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-04-20 · Exercise / conversion · Acquired 27,905 · Balance 172,792 F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 144,887 |
Reported balance
After 2021-04-20 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-04-20 · Sale · Disposed 27,905 · Balance 144,887 F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3: The price range for the aggregate amount sold by the direct holder is $120.00 - $120.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 141,452 |
Reported balance
After 2021-04-21 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-04-21 · Gift · Disposed 3,435 · Balance 141,452 F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F4: The transaction involved a gift of 3,435 shares of the Issuer's common stock by the reporting person to philanthropic organizations. F5: The common stock number referred in Table I is an aggregate number and represents 119,168 shares of common stock and 22,284 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting. |
| Employee Stock Option (right to buy) HoldingSEC Table II · derivative / convertible security · Conversion / exercise price $41.59 · Expires 2025-01-20 | Direct | 71,990 |
Reported balance
After 2021-04-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-04-19 · Exercise / conversion · Disposed 17,095 · Balance 71,990 F6: These options are fully vested. |
| Employee Stock Option (right to buy) HoldingSEC Table II · derivative / convertible security · Conversion / exercise price $41.59 · Expires 2025-01-20 | Direct | 44,085 |
Reported balance
After 2021-04-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-04-20 · Exercise / conversion · Disposed 27,905 · Balance 44,085 F6: These options are fully vested. |
| Employee Stock Option (right to buy) HoldingSEC Table II · derivative / convertible security · Conversion / exercise price $67.00 · Expires 2028-02-08 | Direct | 46,433 |
Reported balance
After 2021-04-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-04-20 · Exercise / conversion · Disposed 1,492 · Balance 46,433 F6: These options are fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $120.00 - $120.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $120.00 - $120.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The transaction involved a gift of 3,435 shares of the Issuer's common stock by the reporting person to philanthropic organizations.
F5: The common stock number referred in Table I is an aggregate number and represents 119,168 shares of common stock and 22,284 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting.
F6: These options are fully vested.
Wise Group plc
Report date May 08, 2026 · Filed May 08, 2026
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 11, 2026 22:14 UTC | CS Disco, Inc. LAW · Entity 6054 | GrantCommon Stock | 41,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001625641-26-000148 · wk-form4_1781216076.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,326 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 10, 2026, and shall become fully vested as of the day immediately preceding the Issuer's 2027 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| May 20, 2026 Filed May 21, 2026 20:29 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037312 · wk-form4_1779395338.xml · derivative · entry 3 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F3 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant. F3 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant. Read SEC document |
| May 20, 2026 Filed May 21, 2026 20:29 UTC | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037312 · wk-form4_1779395338.xml · derivative · entry 2 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| May 20, 2026 Filed May 21, 2026 20:29 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037312 · wk-form4_1779395338.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. Read SEC document |
| May 20, 2026 Filed Aug 24, 2026 20:03 UTC Amendment | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Unit · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-058608 · wk-form4a_1787601803.xml · derivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026. F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.underlying_shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026. F2 · balance_after: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 21:18 UTC | CS Disco, Inc. LAW · Entity 6054 | PurchaseCommon Stock | 8,918 | $3.73 | $33,264.14 |
DisclosureSEC source: 0001625641-26-000071 · wk-form4_1772659078.xml · nonDerivative · entry 2 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 50,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.65 to $3.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:18 UTC | CS Disco, Inc. LAW · Entity 6054 | PurchaseCommon Stock | 41,082 | $3.31 | $135,981.42 |
DisclosureSEC source: 0001625641-26-000071 · wk-form4_1772659078.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 41,082 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.24 to $3.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 20:46 UTC | CS Disco, Inc. LAW · Entity 6054 | GrantCommon Stock | 34,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001625641-25-000103 · wk-form4_1749761156.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,230 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 10, 2025, and shall become fully vested as of the day immediately preceding the Issuer's 2026 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| May 23, 2025 Filed May 23, 2025 11:37 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000099 · wk-form4_1748000237.xml · derivative · entry 2 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant. Read SEC document |
| May 23, 2025 Filed May 23, 2025 11:37 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000099 · wk-form4_1748000237.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. Read SEC document |
| May 20, 2025 Filed May 20, 2025 20:06 UTC | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000079 · wk-form4_1747771577.xml · derivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 20:02 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionRestricted Stock Units · Derivative | 6,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000144 · wk-form4_1725912167.xml · derivative · entry 2 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSU award was originally for 6,748 shares. The RSUs vested in full on the one-year anniversary of the date of grant. F2 · derivative.expiration_date: The RSU award was originally for 6,748 shares. The RSUs vested in full on the one-year anniversary of the date of grant. Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 20:02 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionCommon Stock | 6,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000144 · wk-form4_1725912167.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. Read SEC document |
| August 14, 2024 Filed Aug 15, 2024 21:02 UTC | CS Disco, Inc. LAW · Entity 6054 | PurchaseCommon Stock | 1,446 | $5.43 | $7,851.78 |
DisclosureSEC source: 0001625641-24-000124 · wk-form4_1723755768.xml · nonDerivative · entry 2 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,061 Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 21:02 UTC | CS Disco, Inc. LAW · Entity 6054 | PurchaseCommon Stock | 23,554 | $5.39 | $126,956.06 |
DisclosureSEC source: 0001625641-24-000124 · wk-form4_1723755768.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,615 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.24 to $5.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| August 12, 2024 Filed Aug 12, 2024 21:46 UTC | Cardlytics, Inc. CDLX · Entity 7603 | PurchaseCommon Stock | 40,000 | $3.58 | $143,200.00 |
DisclosureSEC source: 0001666071-24-000136 · wk-form4_1723499191.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| June 13, 2024 Filed Jun 13, 2024 22:54 UTC | CS Disco, Inc. LAW · Entity 6054 | GrantCommon Stock | 24,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001625641-24-000094 · wk-form4_1718319268.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,061 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 13, 2024, and shall become fully vested as of the day immediately preceding the Issuer's 2025 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| May 23, 2024 Filed May 23, 2024 20:39 UTC | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000113 · wk-form4_1716496745.xml · derivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:20 UTC | CS Disco, Inc. LAW · Entity 6054 | SaleCommon Stock | 73,296 | $6.65 | $487,418.40 |
DisclosureSEC source: 0001625641-24-000085 · wk-form4_1716322814.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,103 F1 · shares: Represents the aggregate number of shares sold by the Reporting Person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: On May 11, 2024, the Reporting Person's employment as the Chief Executive Officer of the Issuer ended, resulting in the forfeiture of 72,828 RSUs. This amount represents the number of shares held by the Reporting Person after the transaction described in footnote (1) and the forfeiture described in this footnote. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 21:21 UTC | CS Disco, Inc. LAW · Entity 6054 | GrantCommon Stock | 218,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001625641-24-000033 · wk-form4_1708636820.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,227 F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on the first Quarterly Date (as defined below), May 16, 2024, equal to the product of 18,207 and the number of months of Mr. Hill's service as Chief Executive Officer and shall vest on each Quarterly Date thereafter equal to the product of 18,207 and the number of months of Mr. Hill's service as Chief Executive Officer since the last Quarterly Date (prorated with respect to any partial calendar month of service based on the number of days served during such month). "Quarterly Date" means February 16, May 16, August 16, and November 16. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:14 UTC | CS Disco, Inc. LAW · Entity 6054 | GrantCommon Stock | 32,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001625641-23-000100 · wk-form4_1694636066.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,743 F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in a single installment, on the first Quarterly Date (as defined below) following Mr. Hill's last day of service as Chief Executive Officer, for that number of shares equal to the product of 5,342 and the total number of months of Executive's service as Chief Executive Officer (prorated with respect to any partial calendar month of service based on the number of days served during such month). "Quarterly Date" means February 16, March 16, August 16, and November 16. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 20:12 UTC | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Units · Derivative | 6,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-23-000124 · wk-form4_1694031149.xml · derivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,748 Underlying: Common Stock · 6,748 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:11 UTC | CS Disco, Inc. LAW · Entity 6054 | GrantCommon Stock | 18,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001625641-23-000074 · wk-form4_1686946271.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,691 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 15, 2023, and shall become fully vested as of the day immediately preceding the Issuer's 2024 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 20:28 UTC | CS Disco, Inc. LAW · Entity 6054 | GrantCommon Stock | 6,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001625641-22-000081 · wf-form4_165783051540536.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,218 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from July 12, 2022, provided that the RSUs shall become fully vested as of the day immediately preceding the Issuer's 2023 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 20:28 UTC | CS Disco, Inc. LAW · Entity 6054 | GrantCommon Stock | 7,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059837 · doc4.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,384 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 12 equal quarterly installments measured from July 21, 2021, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 23:24 UTC | CS Disco, Inc. LAW · Entity 6054 | PurchaseCommon Stock | 700 | $32.00 | $22,400.00 |
DisclosureSEC source: 0001209191-21-048356 · doc4.xml · nonDerivative · entry 2 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 700 Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 23:24 UTC | CS Disco, Inc. LAW · Entity 6054 | PurchaseCommon Stock | 2,044 | $32.00 | $65,408.00 |
DisclosureSEC source: 0001209191-21-048356 · doc4.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,044 Read SEC document |
| April 21, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GiftCommon Stock | 3,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · nonDerivative · entry 6 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,452 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F4 · shares: The transaction involved a gift of 3,435 shares of the Issuer's common stock by the reporting person to philanthropic organizations. F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 119,168 shares of common stock and 22,284 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 1,492 | $0.00 Strike: $67.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · derivative · entry 9 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,433 Underlying: Common Stock · 1,492 shares Expires 2028-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 27,905 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · derivative · entry 8 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,085 Underlying: Common Stock · 27,905 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 27,905 | $120.09 | $3,351,024.94 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · nonDerivative · entry 5 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,887 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $120.00 - $120.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 27,905 | $41.59 | $1,160,568.95 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · nonDerivative · entry 4 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,492 | $67.00 | $99,964.00 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · nonDerivative · entry 3 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 17,095 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · derivative · entry 7 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,990 Underlying: Common Stock · 17,095 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 17,095 | $120.07 | $2,052,678.71 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · nonDerivative · entry 2 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,395 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $120.00 - $120.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 17,095 | $41.59 | $710,981.05 |
DisclosureSEC source: 0001209191-21-027791 · doc4.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:34 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,433 | $111.35 | $159,562.69 |
DisclosureSEC source: 0001209191-21-013802 · doc4.xml · nonDerivative · entry 4 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,395 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F5 · price: The price range for the aggregate amount sold by the direct holder is $111.06 - $111.53. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F6 · balance_after: The common stock number referred in Table I is an aggregate number and represents 121,111 shares of common stock and 22,284 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:34 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,336 | $110.22 | $257,477.66 |
DisclosureSEC source: 0001209191-21-013802 · doc4.xml · nonDerivative · entry 3 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,828 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F4 · price: The price range for the aggregate amount sold by the direct holder is $109.72 - $110.71. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:34 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 365 | $111.92 | $40,850.76 |
DisclosureSEC source: 0001209191-21-013802 · doc4.xml · nonDerivative · entry 2 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,164 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $111.85 - $112.01. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:34 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 3,853 | $111.55 | $429,788.66 |
DisclosureSEC source: 0001209191-21-013802 · doc4.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,529 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $110.85 - $111.83. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2021 Filed Feb 18, 2021 22:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,832 | $113.78 | $322,228.08 |
DisclosureSEC source: 0001209191-21-011975 · doc4.xml · nonDerivative · entry 6 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,504 F3 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F7 · price: The price range for the aggregate amount sold by the direct holder is $113.37 - $114.11. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F8 · balance_after: The common stock number referred in Table I is an aggregate number and represents 125,329 shares of common stock and 29,175 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting. Read SEC document |
| February 18, 2021 Filed Feb 18, 2021 22:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 3,310 | $112.85 | $373,538.13 |
DisclosureSEC source: 0001209191-21-011975 · doc4.xml · nonDerivative · entry 5 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,336 F3 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F6 · price: The price range for the aggregate amount sold by the direct holder is $112.37 - $113.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 3,122 | $113.86 | $355,470.92 |
DisclosureSEC source: 0001209191-21-012719 · doc4.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,382 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2019. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2019 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 18, 2020, 1/3 on February 18, 2021 and 1/3 on February 18, 2022). Of the 13,782 shares remaining, 6,891 were issued on February 18, 2021, of which 3,122 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 6,891 shares are scheduled to be issued on February 18, 2022 and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 129,098 shares of common stock and 22,284 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 6,056 | $112.05 | $678,599.02 |
DisclosureSEC source: 0001209191-21-011975 · doc4.xml · nonDerivative · entry 4 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,646 F3 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F5 · price: The price range for the aggregate amount sold by the direct holder is $111.74 - $112.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 4,881 | $111.20 | $542,765.25 |
DisclosureSEC source: 0001209191-21-011975 · doc4.xml · nonDerivative · entry 3 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,702 F3 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F4 · price: The price range for the aggregate amount sold by the direct holder is $110.74 - $111.72. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 3,479 | $112.42 | $391,109.18 |
DisclosureSEC source: 0001209191-21-011975 · doc4.xml · nonDerivative · entry 2 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,583 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 23,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011975 · doc4.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,062 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 7, 2020. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2020 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2021, 1/3 on February 16, 2022 and 1/3 on February 16, 2023). Of the 23,090 shares, 7,697 were issued on February 16, 2021, of which 3,479 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 15,393 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 21:50 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 5,089 | $111.30 | $566,405.70 |
DisclosureSEC source: 0001209191-21-010795 · doc4.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,972 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2018. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2018 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 11, 2019, 1/3 on February 11, 2020 and 1/3 on February 11, 2021). Of the 11,231 shares that vested, 5,089 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 138,190 shares of common stock and 13,782 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 00:56 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 9,063 | $113.46 | $1,028,287.98 |
DisclosureSEC source: 0001209191-21-009048 · doc4.xml · nonDerivative · entry 2 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,061 F3 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 132,048 shares of common stock and 25,013 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 00:56 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009048 · doc4.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,124 F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 8, 2018. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2020 and was based on the total shareholder return from January 1, 2018 through December 31, 2020 relative to the S&P 500. F2 · balance_after: Amount of securities beneficially owned includes 132 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.