Last 12 months
Inside the activity.
2 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2025 Filed Jan 6, 2025 22:51 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
SaleCommon Stock | 6,464 | $3.67 | $23,703.49 |
DisclosureSEC source: 0001666071-25-000008 · wk-form4_1736203902.xml · nonDerivative · entry 4 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,771 F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on January 1, 2025. The Reporting Person did not sell shares for any other purpose. F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.555 to $3.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| January 03, 2025 Filed Jan 6, 2025 22:48 UTC |
Gupta AmitDirector · Chief Executive Officer
|
SaleCommon Stock | 5,964 | $3.67 | $21,869.99 |
DisclosureSEC source: 0001666071-25-000002 · wk-form4_1736203724.xml · nonDerivative · entry 2 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,904 F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on January 1, 2025. The Reporting Person did not sell shares for any other purpose. F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.555 to $3.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:49 UTC |
Francis Jonathan EdwardDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000004 · wk-form4_1736203793.xml · derivative · entry 2 Francis Jonathan Edward · CIK 0002004714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: This RSU award was for 4,310 shares with a grant date of January 1, 2024. The RSUs vested in full on the one-year anniversary of the grant date. F2 · derivative.expiration_date: This RSU award was for 4,310 shares with a grant date of January 1, 2024. The RSUs vested in full on the one-year anniversary of the grant date. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:49 UTC |
Francis Jonathan EdwardDirector
|
Exercise / conversionCommon Stock | 4,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-25-000004 · wk-form4_1736203793.xml · nonDerivative · entry 1 Francis Jonathan Edward · CIK 0002004714 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:52 UTC |
DeSieno AlexisChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000010 · wk-form4_1736203958.xml · derivative · entry 3 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,748 Underlying: Common Stock · 14,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. F4 · derivative.expiration_date: The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:52 UTC |
DeSieno AlexisChief Financial Officer
|
Exercise / conversionCommon Stock | 14,349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-25-000010 · wk-form4_1736203958.xml · nonDerivative · entry 1 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:51 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000008 · wk-form4_1736203902.xml · derivative · entry 7 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,147 Underlying: Common Stock · 10,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The RSU award was originally for 85,035 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. F6 · derivative.expiration_date: The RSU award was originally for 85,035 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:51 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000008 · wk-form4_1736203902.xml · derivative · entry 6 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,468 Underlying: Common Stock · 1,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: This RSU award was originally for 25,247 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date. F5 · derivative.expiration_date: This RSU award was originally for 25,247 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:51 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000008 · wk-form4_1736203902.xml · derivative · entry 5 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,906 Underlying: Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date. F4 · derivative.expiration_date: The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:51 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionCommon Stock | 10,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-25-000008 · wk-form4_1736203902.xml · nonDerivative · entry 3 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:51 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionCommon Stock | 1,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-25-000008 · wk-form4_1736203902.xml · nonDerivative · entry 2 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:51 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionCommon Stock | 582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-25-000008 · wk-form4_1736203902.xml · nonDerivative · entry 1 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:50 UTC |
Fernandez Andre JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000006 · wk-form4_1736203843.xml · derivative · entry 2 Fernandez Andre J · CIK 0001447718 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: This RSU award was for 4,310 shares with a grant date of January 1, 2024. The RSUs vested in full on the one-year anniversary of the grant date. F2 · derivative.expiration_date: This RSU award was for 4,310 shares with a grant date of January 1, 2024. The RSUs vested in full on the one-year anniversary of the grant date. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:50 UTC |
Fernandez Andre JDirector
|
Exercise / conversionCommon Stock | 4,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-25-000006 · wk-form4_1736203843.xml · nonDerivative · entry 1 Fernandez Andre J · CIK 0001447718 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:48 UTC |
Gupta AmitDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-25-000002 · wk-form4_1736203724.xml · derivative · entry 3 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,748 Underlying: Common Stock · 14,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. F4 · derivative.expiration_date: The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| January 01, 2025 Filed Jan 6, 2025 22:48 UTC |
Gupta AmitDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-25-000002 · wk-form4_1736203724.xml · nonDerivative · entry 1 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 19:25 UTC |
SOSIN CLIFFORD10% owner
|
SaleCommon Stock | 15,650 | $3.77 | $58,939.47 |
DisclosureSEC source: 0000921895-25-000013 · form412609002_01022025.xml · nonDerivative · entry 2 SOSIN CLIFFORD · CIK 0001697919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 6,368,910 F1 · ownership.nature: 4,179,427 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 19:58 UTC |
SOSIN CLIFFORD10% owner
|
OtherCommon Stock | 754,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000042 · form412609002_01032025.xml · nonDerivative · entry 1 SOSIN CLIFFORD · CIK 0001697919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,614,878 F2 · kind: Represents a pro rata distribution of 754,032 shares of Common Stock by Sosin Master to its partners for no consideration. F2 · price: Represents a pro rata distribution of 754,032 shares of Common Stock by Sosin Master to its partners for no consideration. F1 · ownership.nature: 3,425,395 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 19:25 UTC |
SOSIN CLIFFORD10% owner
|
SaleCommon Stock | 15,650 | $3.78 | $59,131.96 |
DisclosureSEC source: 0000921895-25-000013 · form412609002_01022025.xml · nonDerivative · entry 1 SOSIN CLIFFORD · CIK 0001697919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 6,384,560 F1 · ownership.nature: 4,179,427 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR. Read SEC document |
| December 19, 2024 Filed Dec 23, 2024 18:53 UTC |
SOSIN CLIFFORD10% owner
|
Sale4.25% Convertible Senior Notes due 2029 · Derivative | 2,700,000 | $1,518,750.00 | $4,100,625,000,000.00 |
DisclosureSEC source: 0000921895-24-003015 · form412609002_12232024.xml · derivative · entry 2 SOSIN CLIFFORD · CIK 0001697919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 21,300,000 Underlying: Common Stock · 149,833 shares Expires not disclosed F2 · derivative.exercise_price: Sosin Master directly holds $13,798,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, the Notes have an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture. F3 · derivative.exercise_price: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: Sosin Master directly holds $13,798,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, the Notes have an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture. F3 · derivative.exercise_date: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. F2 · derivative.expiration_date: Sosin Master directly holds $13,798,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, the Notes have an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture. F3 · derivative.expiration_date: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. F2 · derivative.underlying_shares: Sosin Master directly holds $13,798,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, the Notes have an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture. F3 · derivative.underlying_shares: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Sosin Master directly holds $13,798,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, the Notes have an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture. F3 · balance_after: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: 4,210,727 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR. F2 · ownership.nature: Sosin Master directly holds $13,798,366 principal amount of the Issuer's 4.25% Convertible Senior Notes due April 1, 2029 (the "Notes") and CSWR directly holds $7,501,634 principal amount of the Notes. Subject to conditions described in the indenture governing the Notes, the Notes have an initial conversion rate of 55.4939 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as described in the indenture. F3 · ownership.nature: As the Issuer has the option, at its sole discretion, to settle conversions of the Notes in cash, shares of Common Stock or a combination of cash and shares of Common Stock, none of the Reporting Person, Sosin Master or CSWR are deemed to be beneficial owners of any shares of Common Stock underlying the Notes for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 18:42 UTC |
SOSIN CLIFFORD10% owner
|
SaleCommon Stock | 19,523 | $3.95 | $77,174.42 |
DisclosureSEC source: 0000921895-24-002888 · form412609002_12052024.xml · nonDerivative · entry 1 SOSIN CLIFFORD · CIK 0001697919 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 6,400,210 F1 · ownership.nature: 4,210,727 shares of the Issuer's Common Stock (the "Common Stock") are owned directly by Sosin Master, L.P. ("Sosin Master"). The Reporting Person, as the Managing Member of CAS Investment Partners, LLC ("CAS"), the investment manager to Sosin Master, may be deemed to beneficially own the securities directly owned by Sosin Master. The remaining 2,189,483 shares of Common Stock are owned directly by CSWR Partners, L.P. ("CSWR"). The Reporting Person, as the Managing Member of CAS, the investment manager to CSWR, may be deemed to beneficially own the securities directly owned by CSWR. Read SEC document |
| November 15, 2024 Filed Nov 15, 2024 23:30 UTC |
DeSieno AlexisChief Financial Officer
|
SaleCommon Stock | 25,118 | $3.43 | $86,154.74 |
DisclosureSEC source: 0001666071-24-000171 · wk-form4_1731713436.xml · nonDerivative · entry 2 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,481 F2 · shares: Shares were sold solely to satisfy withholding tax obligations that resulted from the delivery of shares of common stock for RSUs that vested on November 15, 2024. The Reporting Person did not sell shares for any other purpose. F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.32 to $3.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 23:30 UTC |
DeSieno AlexisChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000171 · wk-form4_1731713436.xml · derivative · entry 3 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,250 Underlying: Common Stock · 43,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% having vested or vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date. F4 · derivative.expiration_date: The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% having vested or vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 23:30 UTC |
DeSieno AlexisChief Financial Officer
|
Exercise / conversionCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000171 · wk-form4_1731713436.xml · nonDerivative · entry 1 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| October 30, 2024 Filed Nov 4, 2024 21:06 UTC |
Gupta Srishti A.Director
|
GrantRestricted Stock Unit · Derivative | 6,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000160 · wk-form4_1730754366.xml · derivative · entry 1 Gupta Srishti A. · CIK 0002043227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,148 Underlying: Common Stock · 6,148 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| October 24, 2024 Filed Oct 25, 2024 00:01 UTC |
Gupta AmitDirector · Chief Executive Officer
|
SaleCommon Stock | 22,607 | $3.85 | $86,923.92 |
DisclosureSEC source: 0001666071-24-000154 · wk-form4_1729814488.xml · nonDerivative · entry 2 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,519 F2 · kind: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on October 23, 2024. The Reporting Person did not sell shares for any other purpose. F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| October 23, 2024 Filed Oct 25, 2024 00:01 UTC |
Gupta AmitDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000154 · wk-form4_1729814488.xml · derivative · entry 3 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,750 Underlying: Common Stock · 43,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date. F4 · derivative.expiration_date: The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| October 23, 2024 Filed Oct 25, 2024 00:01 UTC |
Gupta AmitDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 43,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-24-000154 · wk-form4_1729814488.xml · nonDerivative · entry 1 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| October 02, 2024 Filed Oct 3, 2024 11:09 UTC |
DeSieno AlexisChief Financial Officer
|
SaleCommon Stock | 7,487 | $3.09 | $23,097.40 |
DisclosureSEC source: 0001666071-24-000150 · wk-form4_1727953768.xml · nonDerivative · entry 2 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,849 F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on October 1, 2024. The Reporting Person did not sell shares for any other purpose. F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| October 02, 2024 Filed Oct 3, 2024 11:07 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
SaleCommon Stock | 5,936 | $3.09 | $18,312.56 |
DisclosureSEC source: 0001666071-24-000148 · wk-form4_1727953640.xml · nonDerivative · entry 4 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,445 F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on October 1, 2024. The Reporting Person did not sell shares for any other purpose. F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| October 02, 2024 Filed Oct 3, 2024 11:06 UTC |
Gupta AmitDirector · Chief Executive Officer
|
SaleCommon Stock | 7,543 | $3.09 | $23,270.16 |
DisclosureSEC source: 0001666071-24-000146 · wk-form4_1727953563.xml · nonDerivative · entry 2 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,376 F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on October 1, 2024. The Reporting Person did not sell shares for any other purpose. F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:09 UTC |
DeSieno AlexisChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000150 · wk-form4_1727953768.xml · derivative · entry 3 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,097 Underlying: Common Stock · 14,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. F4 · derivative.expiration_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:09 UTC |
DeSieno AlexisChief Financial Officer
|
Exercise / conversionCommon Stock | 14,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-24-000150 · wk-form4_1727953768.xml · nonDerivative · entry 1 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:07 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000148 · wk-form4_1727953640.xml · derivative · entry 7 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,777 Underlying: Common Stock · 10,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. F6 · derivative.expiration_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:07 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000148 · wk-form4_1727953640.xml · derivative · entry 6 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,091 Underlying: Common Stock · 1,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: This RSU award was originally for 38,222 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date. F5 · derivative.expiration_date: This RSU award was originally for 38,222 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:07 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000148 · wk-form4_1727953640.xml · derivative · entry 5 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,488 Underlying: Common Stock · 581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date. F4 · derivative.expiration_date: The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:07 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionCommon Stock | 10,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-24-000148 · wk-form4_1727953640.xml · nonDerivative · entry 3 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:07 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionCommon Stock | 1,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-24-000148 · wk-form4_1727953640.xml · nonDerivative · entry 2 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:07 UTC |
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
|
Exercise / conversionCommon Stock | 581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-24-000148 · wk-form4_1727953640.xml · nonDerivative · entry 1 Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:06 UTC |
Gupta AmitDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000146 · wk-form4_1727953563.xml · derivative · entry 3 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,097 Underlying: Common Stock · 14,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. F4 · derivative.expiration_date: The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 11:06 UTC |
Gupta AmitDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-24-000146 · wk-form4_1727953563.xml · nonDerivative · entry 1 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 20:02 UTC |
Hill Scott ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000144 · wk-form4_1725912167.xml · derivative · entry 2 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSU award was originally for 6,748 shares. The RSUs vested in full on the one-year anniversary of the date of grant. F2 · derivative.expiration_date: The RSU award was originally for 6,748 shares. The RSUs vested in full on the one-year anniversary of the date of grant. Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 20:02 UTC |
Hill Scott ADirector
|
Exercise / conversionCommon Stock | 6,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000144 · wk-form4_1725912167.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 20:52 UTC |
Gupta AmitDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000142 · wk-form4_1724359919.xml · derivative · entry 1 Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSU award is for 500,000 shares that were granted on August 21, 2024. The RSUs will vest in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date. F2 · derivative.expiration_date: The RSU award is for 500,000 shares that were granted on August 21, 2024. The RSUs will vest in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:22 UTC |
DeSieno AlexisChief Financial Officer
|
SaleCommon Stock | 90,912 | $3.71 | $337,101.70 |
DisclosureSEC source: 0001666071-24-000138 · wk-form4_1723839735.xml · nonDerivative · entry 2 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,986 F2 · shares: Shares were sold solely to satisfy withholding tax obligations that resulted from the delivery of shares of common stock for RSUs that vested on August 14, 2024. The Reporting Person did not sell shares for any other purpose. F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.535 to $3.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 20:22 UTC |
DeSieno AlexisChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000138 · wk-form4_1723839735.xml · derivative · entry 3 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date. F4 · derivative.expiration_date: The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 20:22 UTC |
DeSieno AlexisChief Financial Officer
|
Exercise / conversionCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-24-000138 · wk-form4_1723839735.xml · nonDerivative · entry 1 DeSieno Alexis · CIK 0001987391 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| August 12, 2024 Filed Aug 12, 2024 21:46 UTC |
Hill Scott ADirector
|
PurchaseCommon Stock | 40,000 | $3.58 | $143,200.00 |
DisclosureSEC source: 0001666071-24-000136 · wk-form4_1723499191.xml · nonDerivative · entry 1 Hill Scott A · CIK 0001397778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| August 12, 2024 Filed Aug 12, 2024 21:45 UTC |
Hornsey LianeDirector
|
PurchaseCommon Stock | 10,000 | $3.59 | $35,900.00 |
DisclosureSEC source: 0001666071-24-000135 · wk-form4_1723499150.xml · nonDerivative · entry 1 Hornsey Liane · CIK 0002018790 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| August 12, 2024 Filed Aug 12, 2024 21:39 UTC |
Klinck John L. Jr.Director
|
PurchaseCommon Stock | 14,000 | $3.49 | $48,860.00 |
DisclosureSEC source: 0001666071-24-000134 · wk-form4_1723498752.xml · nonDerivative · entry 1 Klinck John L. Jr. · CIK 0001302674 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,593 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.