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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2025 Filed May 23, 2025 11:33 UTC Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000091 · wk-form4_1748000009.xml · nonDerivative · entry 1

Fernandez Andre J · CIK 0001447718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 20, 2025 Filed May 20, 2025 20:05 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000077 · wk-form4_1747771528.xml · derivative · entry 1

Gupta Srishti A. · CIK 0002043227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2025 Filed May 20, 2025 20:09 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000083 · wk-form4_1747771747.xml · derivative · entry 1

Francis Jonathan Edward · CIK 0002004714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2025 Filed May 20, 2025 20:11 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000087 · wk-form4_1747771871.xml · derivative · entry 1

Fernandez Andre J · CIK 0001447718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2025 Filed May 20, 2025 20:10 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000085 · wk-form4_1747771814.xml · derivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2025 Filed May 20, 2025 20:07 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000081 · wk-form4_1747771633.xml · derivative · entry 1

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2025 Filed May 20, 2025 20:06 UTC
Hill Scott ADirector
GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000079 · wk-form4_1747771577.xml · derivative · entry 1

Hill Scott A · CIK 0001397778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:03 UTC
DeSieno AlexisChief Financial Officer
SaleCommon Stock 26,217 $1.94 $50,808.55
Disclosure

SEC source: 0001666071-25-000071 · wk-form4_1747425789.xml · nonDerivative · entry 2

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,833

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on May 14, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.88 to $2.035, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 14, 2025 Filed May 16, 2025 20:03 UTC
DeSieno AlexisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000071 · wk-form4_1747425789.xml · derivative · entry 3

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:03 UTC
DeSieno AlexisChief Financial Officer
Exercise / conversionCommon Stock 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000071 · wk-form4_1747425789.xml · nonDerivative · entry 1

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 22, 2025 Filed Apr 23, 2025 00:27 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
SaleCommon Stock 303 $1.51 $458.44
Disclosure

SEC source: 0001666071-25-000058 · wk-form4_1745368027.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,119

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 20, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.485 to $1.535, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
April 20, 2025 Filed Apr 23, 2025 00:27 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000058 · wk-form4_1745368027.xml · derivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: This RSU award was originally for 2,727 shares. 25% of the shares underlying the RSU award vested on each of April 20, 2022, April 20, 2023, April 20, 2024, and April 20, 2025.

F4 · derivative.expiration_date: This RSU award was originally for 2,727 shares. 25% of the shares underlying the RSU award vested on each of April 20, 2022, April 20, 2023, April 20, 2024, and April 20, 2025.

Read SEC document
April 20, 2025 Filed Apr 23, 2025 00:27 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 682 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000058 · wk-form4_1745368027.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
April 09, 2025 Filed Apr 9, 2025 20:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000056 · wk-form4_1744229065.xml · derivative · entry 2

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: This RSU award was for 1,326 shares with a grant date of April 9, 2024. The RSUs vested in full on the one-year anniversary of the grant date.

F2 · derivative.expiration_date: This RSU award was for 1,326 shares with a grant date of April 9, 2024. The RSUs vested in full on the one-year anniversary of the grant date.

Read SEC document
April 09, 2025 Filed Apr 9, 2025 20:04 UTC Exercise / conversionCommon Stock 1,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000056 · wk-form4_1744229065.xml · nonDerivative · entry 1

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:11 UTC
DeSieno AlexisChief Financial Officer
SaleCommon Stock 7,998 $1.81 $14,444.39
Disclosure

SEC source: 0001666071-25-000052 · wk-form4_1743711105.xml · nonDerivative · entry 2

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,300

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 1, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.78 to $1.865, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:12 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 7,342 $1.81 $13,259.65
Disclosure

SEC source: 0001666071-25-000054 · wk-form4_1743711157.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,080

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 1, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.78 to $1.865, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
SaleCommon Stock 5,754 $1.81 $10,391.72
Disclosure

SEC source: 0001666071-25-000050 · wk-form4_1743711006.xml · nonDerivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,740

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 1, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.78 to $1.865, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:11 UTC
DeSieno AlexisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 14,350 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000052 · wk-form4_1743711105.xml · derivative · entry 3

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,398

Underlying: Common Stock · 14,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:11 UTC
DeSieno AlexisChief Financial Officer
Exercise / conversionCommon Stock 14,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000052 · wk-form4_1743711105.xml · nonDerivative · entry 1

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:12 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 14,350 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000054 · wk-form4_1743711157.xml · derivative · entry 3

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,398

Underlying: Common Stock · 14,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:12 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000054 · wk-form4_1743711157.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,578 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000050 · wk-form4_1743711006.xml · derivative · entry 7

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,890

Underlying: Common Stock · 1,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: This RSU award was originally for 25,247 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F6 · derivative.expiration_date: This RSU award was originally for 25,247 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Unit · Derivative 581 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000050 · wk-form4_1743711006.xml · derivative · entry 6

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,325

Underlying: Common Stock · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F5 · derivative.expiration_date: The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Unit · Derivative 10,629 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000050 · wk-form4_1743711006.xml · derivative · entry 5

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,518

Underlying: Common Stock · 10,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award was originally for 85,035 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award was originally for 85,035 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 1,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000050 · wk-form4_1743711006.xml · nonDerivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 581 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000050 · wk-form4_1743711006.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 10,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000050 · wk-form4_1743711006.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
March 19, 2025 Filed Mar 22, 2025 00:54 UTC
DeSieno AlexisChief Financial Officer
GrantRestricted Stock Unit · Derivative 135,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000039 · wk-form4_1742604834.xml · derivative · entry 2

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 135,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: 50% of the shares underlying the RSU award will vest on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F4 · derivative.expiration_date: 50% of the shares underlying the RSU award will vest on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Read SEC document
March 19, 2025 Filed Mar 22, 2025 00:54 UTC
DeSieno AlexisChief Financial Officer
GrantPerformance Stock Unit · Derivative 50,625 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000039 · wk-form4_1742604834.xml · derivative · entry 1

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The PSU vests in specified percentages upon achievement of specified price per share targets, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F2 · derivative.expiration_date: The PSU vests in specified percentages upon achievement of specified price per share targets, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Read SEC document
March 19, 2025 Filed Mar 22, 2025 00:53 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
GrantRestricted Stock Unit · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000038 · wk-form4_1742604806.xml · derivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: 50% of the shares underlying the RSU award will vest on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F4 · derivative.expiration_date: 50% of the shares underlying the RSU award will vest on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Read SEC document
March 19, 2025 Filed Mar 22, 2025 00:53 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
GrantPerformance Stock Unit · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000038 · wk-form4_1742604806.xml · derivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The PSU vests in specified percentages upon achievement of specified price per share targets, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F2 · derivative.expiration_date: The PSU vests in specified percentages upon achievement of specified price per share targets, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Read SEC document
February 19, 2025 Filed Feb 19, 2025 23:28 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 54,565 $3.18 $173,462.14
Disclosure

SEC source: 0001666071-25-000025 · wk-form4_1740007701.xml · nonDerivative · entry 4

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,072

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on February 16, 2025. The Reporting Person did not sell shares for any other purpose.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.12 to $3.31, inclusive.

Read SEC document
February 18, 2025 Filed Feb 18, 2025 23:39 UTC
DeSieno AlexisChief Financial Officer
SaleCommon Stock 24,778 $3.40 $84,195.64
Disclosure

SEC source: 0001666071-25-000022 · wk-form4_1739921943.xml · nonDerivative · entry 2

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,948

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on February 14, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.285 to $3.515, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:28 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 46,857 $3.40 $159,220.09
Disclosure

SEC source: 0001666071-25-000025 · wk-form4_1740007701.xml · nonDerivative · entry 3

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,637

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on February 16, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.285 to $3.515, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4) in this Form 4.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 23:28 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000025 · wk-form4_1740007701.xml · derivative · entry 6

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F6 · derivative.exercise_date: The RSU award is for 500,000 shares that were granted on January 29, 2025. The RSUs will vest and have vested in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F6 · derivative.expiration_date: The RSU award is for 500,000 shares that were granted on January 29, 2025. The RSUs will vest and have vested in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 23:28 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000025 · wk-form4_1740007701.xml · derivative · entry 5

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSU award is for 500,000 shares that were granted on August 21, 2024. The RSUs will vest and have vested in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F5 · derivative.expiration_date: The RSU award is for 500,000 shares that were granted on August 21, 2024. The RSUs will vest and have vested in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 23:28 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000025 · wk-form4_1740007701.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 23:28 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000025 · wk-form4_1740007701.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 23:39 UTC
DeSieno AlexisChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000022 · wk-form4_1739921943.xml · derivative · entry 3

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 23:39 UTC
DeSieno AlexisChief Financial Officer
Exercise / conversionCommon Stock 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000022 · wk-form4_1739921943.xml · nonDerivative · entry 1

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 00:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
SaleCommon Stock 3,377 $3.19 $10,776.01
Disclosure

SEC source: 0001666071-25-000020 · wk-form4_1738282240.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,706

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for PSUs that were granted and vested on January 29, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
January 29, 2025 Filed Jan 31, 2025 00:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionPerformance Stock Unit · Derivative 6,312 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000020 · wk-form4_1738282240.xml · derivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: On January 29, 2025 the Compensation Committee of the Issuer's Board of Directors certified that a certain achievement of a milestone related to the installation of the Company's Ad Server at the Company's FI Partners was met, resulting in the immediate vesting of this award.

F4 · derivative.expiration_date: On January 29, 2025 the Compensation Committee of the Issuer's Board of Directors certified that a certain achievement of a milestone related to the installation of the Company's Ad Server at the Company's FI Partners was met, resulting in the immediate vesting of this award.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 00:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
GrantPerformance Stock Unit · Derivative 6,312 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000020 · wk-form4_1738282240.xml · derivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,312

Underlying: Common Stock · 6,312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: On January 29, 2025 the Compensation Committee of the Issuer's Board of Directors certified that a certain achievement of a milestone related to the installation of the Company's Ad Server at the Company's FI Partners was met, resulting in the immediate vesting of this award.

F4 · derivative.expiration_date: On January 29, 2025 the Compensation Committee of the Issuer's Board of Directors certified that a certain achievement of a milestone related to the installation of the Company's Ad Server at the Company's FI Partners was met, resulting in the immediate vesting of this award.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 00:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 6,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000020 · wk-form4_1738282240.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 00:09 UTC
Gupta AmitDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000018 · wk-form4_1738282146.xml · derivative · entry 1

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSU award is for 500,000 shares that were granted on January 29, 2025. The RSUs will vest in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSU award is for 500,000 shares that were granted on January 29, 2025. The RSUs will vest in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
January 24, 2025 Filed Jan 25, 2025 00:57 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 15,160 $3.92 $59,427.20
Disclosure

SEC source: 0001666071-25-000016 · wk-form4_1737766668.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,494

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on January 23, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.80 to $4.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
January 23, 2025 Filed Jan 25, 2025 00:57 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001666071-25-000016 · wk-form4_1737766668.xml · derivative · entry 3

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date.

F4 · derivative.expiration_date: The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date.

Read SEC document
January 23, 2025 Filed Jan 25, 2025 00:57 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-25-000016 · wk-form4_1737766668.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 22:52 UTC
DeSieno AlexisChief Financial Officer
SaleCommon Stock 8,854 $3.67 $32,467.62
Disclosure

SEC source: 0001666071-25-000010 · wk-form4_1736203958.xml · nonDerivative · entry 2

DeSieno Alexis · CIK 0001987391 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,976

F2 · shares: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on January 1, 2025. The Reporting Person did not sell shares for any other purpose.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.555 to $3.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.