Tapewire

Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 2, 2026 21:30 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 7,382 $2.53 $18,698.61
Disclosure

SEC source: 0001628280-26-064668 · wk-form4_1790976643.xml · nonDerivative · entry 4

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,906

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.635, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:30 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064668 · wk-form4_1790976643.xml · derivative · entry 6

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F5 · derivative.expiration_date: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:30 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064668 · wk-form4_1790976643.xml · derivative · entry 5

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F4 · derivative.expiration_date: The RSUs vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:30 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 10,351 $2.71 $28,051.21
Disclosure

SEC source: 0001628280-26-064668 · wk-form4_1790976643.xml · nonDerivative · entry 3

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,288

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:30 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064668 · wk-form4_1790976643.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:30 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064668 · wk-form4_1790976643.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 18, 2026 Filed Aug 18, 2026 21:27 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 6,676 $4.03 $26,910.96
Disclosure

SEC source: 0001628280-26-057772 · wk-form4_1787088440.xml · nonDerivative · entry 4

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,389

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $4.000 to $4.105, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:27 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 6,785 $3.97 $26,909.31
Disclosure

SEC source: 0001628280-26-057772 · wk-form4_1787088440.xml · nonDerivative · entry 3

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,065

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.860 to $4.150, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

Read SEC document
August 16, 2026 Filed Aug 18, 2026 21:27 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-057772 · wk-form4_1787088440.xml · derivative · entry 6

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSU award is for 50,000 shares that were granted on January 29, 2025. The RSUs will vest in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F5 · derivative.expiration_date: The RSU award is for 50,000 shares that were granted on January 29, 2025. The RSUs will vest in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
August 16, 2026 Filed Aug 18, 2026 21:27 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-057772 · wk-form4_1787088440.xml · derivative · entry 5

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSU award is for 50,000 shares that were granted on August 21, 2024. The RSUs will vest and have vested in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F4 · derivative.expiration_date: The RSU award is for 50,000 shares that were granted on August 21, 2024. The RSUs will vest and have vested in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
August 16, 2026 Filed Aug 18, 2026 21:27 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-057772 · wk-form4_1787088440.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 16, 2026 Filed Aug 18, 2026 21:27 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-057772 · wk-form4_1787088440.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 23:01 UTC
Cheng Christopher Chi-KitChief Legal & Privacy Officer
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-052827 · wk-form4_1785884494.xml · derivative · entry 1

Cheng Christopher Chi-Kit · CIK 0002147591 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall vest over a period of 24 months, with 25,000 shares vesting on September 1, 2027 and the remaining shares vesting quarterly over the subsequent 12 months, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F2 · derivative.expiration_date: The restricted stock units shall vest over a period of 24 months, with 25,000 shares vesting on September 1, 2027 and the remaining shares vesting quarterly over the subsequent 12 months, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Read SEC document
July 06, 2026 Filed Jul 6, 2026 21:52 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 9,640 $4.39 $42,358.16
Disclosure

SEC source: 0001628280-26-047392 · wk-form4_1783374763.xml · nonDerivative · entry 4

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,850

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $4.280 to $4.510, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4).

Read SEC document
July 02, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
SaleCommon Stock 2,151 $4.40 $9,453.65
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · nonDerivative · entry 5

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,353

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $4.260 to $4.540, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

F3 · acquired: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on July 1, 2026. The Reporting Person did not sell shares for any other purpose.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 21:52 UTC
Gupta AmitDirector · Chief Executive Officer
SaleCommon Stock 6,498 $4.40 $28,558.71
Disclosure

SEC source: 0001628280-26-047392 · wk-form4_1783374763.xml · nonDerivative · entry 3

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,490

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $4.260 to $4.540, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · derivative · entry 9

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,250

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F7 · derivative.exercise_date: RSU award will vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F7 · derivative.expiration_date: RSU award will vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F2 · balance_after: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · derivative · entry 8

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F6 · derivative.exercise_date: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F6 · derivative.expiration_date: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F2 · balance_after: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · derivative · entry 7

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F6 · derivative.exercise_date: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F6 · derivative.expiration_date: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F2 · balance_after: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 157 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · derivative · entry 6

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F5 · derivative.exercise_date: 25% of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F5 · derivative.expiration_date: 25% of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · nonDerivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 312 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · nonDerivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:39 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 157 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-047389 · wk-form4_1783373948.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:52 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047392 · wk-form4_1783374763.xml · derivative · entry 6

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F6 · derivative.exercise_date: The RSU award will vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F6 · derivative.expiration_date: The RSU award will vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F2 · balance_after: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:52 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047392 · wk-form4_1783374763.xml · derivative · entry 5

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F5 · derivative.exercise_date: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F5 · derivative.expiration_date: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F2 · balance_after: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:52 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-047392 · wk-form4_1783374763.xml · nonDerivative · entry 2

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:52 UTC
Gupta AmitDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-047392 · wk-form4_1783374763.xml · nonDerivative · entry 1

Gupta Amit · CIK 0001961238 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037320 · wk-form4_1779395516.xml · derivative · entry 3

Gupta Srishti A. · CIK 0002043227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:31 UTC GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037320 · wk-form4_1779395516.xml · derivative · entry 2

Gupta Srishti A. · CIK 0002043227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:31 UTC Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037320 · wk-form4_1779395516.xml · nonDerivative · entry 1

Gupta Srishti A. · CIK 0002043227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037315 · wk-form4_1779395417.xml · derivative · entry 3

Francis Jonathan Edward · CIK 0002004714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:30 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037315 · wk-form4_1779395417.xml · derivative · entry 2

Francis Jonathan Edward · CIK 0002004714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:30 UTC Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037315 · wk-form4_1779395417.xml · nonDerivative · entry 1

Francis Jonathan Edward · CIK 0002004714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:29 UTC
Hill Scott ADirector
Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037312 · wk-form4_1779395338.xml · derivative · entry 3

Hill Scott A · CIK 0001397778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:29 UTC
Hill Scott ADirector
GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037312 · wk-form4_1779395338.xml · derivative · entry 2

Hill Scott A · CIK 0001397778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:29 UTC
Hill Scott ADirector
Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037312 · wk-form4_1779395338.xml · nonDerivative · entry 1

Hill Scott A · CIK 0001397778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:27 UTC Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037309 · wk-form4_1779395266.xml · derivative · entry 3

Fernandez Andre J · CIK 0001447718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:27 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037309 · wk-form4_1779395266.xml · derivative · entry 2

Fernandez Andre J · CIK 0001447718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:27 UTC Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037309 · wk-form4_1779395266.xml · nonDerivative · entry 1

Fernandez Andre J · CIK 0001447718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037306 · wk-form4_1779395165.xml · derivative · entry 3

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:26 UTC GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037306 · wk-form4_1779395165.xml · derivative · entry 2

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:26 UTC Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037306 · wk-form4_1779395165.xml · nonDerivative · entry 1

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037302 · wk-form4_1779395081.xml · derivative · entry 3

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:24 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037302 · wk-form4_1779395081.xml · derivative · entry 2

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:24 UTC Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037302 · wk-form4_1779395081.xml · nonDerivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 20, 2026 Filed Aug 24, 2026 20:06 UTC Amendment GrantRestricted Stock Unit · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-058617 · wk-form4a_1787601969.xml · derivative · entry 1

Gupta Srishti A. · CIK 0002043227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.underlying_shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

F2 · balance_after: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

Read SEC document
May 20, 2026 Filed Aug 24, 2026 20:05 UTC Amendment GrantRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-058616 · wk-form4a_1787601928.xml · derivative · entry 1

Francis Jonathan Edward · CIK 0002004714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.underlying_shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

F2 · balance_after: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

Read SEC document
May 20, 2026 Filed Aug 24, 2026 20:07 UTC Amendment GrantRestricted Stock Unit · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-058621 · wk-form4a_1787602038.xml · derivative · entry 1

Hornsey Liane · CIK 0002018790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.underlying_shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

F2 · balance_after: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

Read SEC document
May 20, 2026 Filed Aug 24, 2026 20:04 UTC Amendment GrantRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-058613 · wk-form4a_1787601884.xml · derivative · entry 1

Fernandez Andre J · CIK 0001447718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.underlying_shares: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

F2 · balance_after: On May 21, 2026, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares underlying the RSU awarded to the reporting person. As reported in this amendment, the reporting person was awarded RSUs representing a right to receive 2,200 shares of the Issuer's common stock. The number of securities reported within this footnote have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock, which was effective June 5, 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.