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Cardiff Lexington Corp

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8421
SEC CIK
0000811222
Parsed reports
28

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2026 Filed Sep 15, 2026 20:15 UTC GrantStock Option · Derivative 500,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-26-007167 · ownership.xml · derivative · entry 1

Staley Louis Jack Sr. · CIK 0002021563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2031-09-08

Read SEC document
September 08, 2026 Filed Sep 15, 2026 20:15 UTC GrantStock Option · Derivative 500,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-26-007166 · ownership.xml · derivative · entry 1

Pennington Catherine B. · CIK 0002022011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2031-09-08

Read SEC document
September 08, 2026 Filed Sep 15, 2026 20:15 UTC GrantStock Option · Derivative 500,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001683168-26-007165 · ownership.xml · derivative · entry 1

Johnson Gillard B. III · CIK 0002020536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2031-09-08

Read SEC document
April 01, 2026 Filed Apr 3, 2026 19:27 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-002660 · ownership.xml · nonDerivative · entry 1

Staley Louis Jack Sr. · CIK 0002021563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,668

F1 · kind: On April 1, 2026, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on July 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 19:23 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-002658 · ownership.xml · nonDerivative · entry 1

Pennington Catherine B. · CIK 0002022011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,668

F1 · kind: On April 1, 2026, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on July 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 19:22 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-002657 · ownership.xml · nonDerivative · entry 1

Johnson Gillard B. III · CIK 0002020536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,668

F1 · kind: On April 1, 2026, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on July 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Read SEC document
January 29, 2026 Filed Feb 2, 2026 21:37 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
OtherCommon Stock 556,528 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000671 · ownership.xml · nonDerivative · entry 1

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,914,230

F1 · kind: On January 29, 2026, the Reporting Person entered into a conversion agreement with the Issuer, pursuant to which deferred compensation in the amount of $2,365,242 owed by the Issuer to the Reporting Person was cancelled in exchange for 556,528 shares of common stock.

Read SEC document
January 13, 2026 Filed Jan 16, 2026 14:07 UTC
Shafer Matthew TChief Financial Officer
GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000354 · ownership.xml · nonDerivative · entry 1

Shafer Matthew T · CIK 0001684933 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,168

F1 · kind: On January 13, 2026, the Reporting Person was granted a restricted stock award for 62,500 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, of which 31,250 shares vested on the date of grant and 15,625 shares shall vest on each of January 2, 2027 and January 2, 2028, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Read SEC document
December 11, 2025 Filed Dec 15, 2025 23:24 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $1.73 $0.00
Disclosure

SEC source: 0001683168-25-009170 · ownership.xml · derivative · entry 3

Staley Louis Jack Sr. · CIK 0002021563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-12-11

F3 · kind: On December 11, 2025, the Reporting Person was granted a stock option for the purchase of 50,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on January 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan)

F3 · derivative.exercise_date: On December 11, 2025, the Reporting Person was granted a stock option for the purchase of 50,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on January 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan)

Read SEC document
December 11, 2025 Filed Dec 15, 2025 23:23 UTC
Shafer Matthew TChief Financial Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009169 · ownership.xml · nonDerivative · entry 2

Shafer Matthew T · CIK 0001684933 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F2 · kind: On December 11, 2025, the Reporting Person was granted a restricted stock award for 25,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shares shall vest in full on December 11, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Read SEC document
December 11, 2025 Filed Dec 15, 2025 23:23 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $1.73 $0.00
Disclosure

SEC source: 0001683168-25-009168 · ownership.xml · derivative · entry 3

Pennington Catherine B. · CIK 0002022011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-12-11

F3 · kind: On December 11, 2025, the Reporting Person was granted a stock option for the purchase of 50,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on January 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan)

F3 · derivative.exercise_date: On December 11, 2025, the Reporting Person was granted a stock option for the purchase of 50,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on January 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan)

Read SEC document
December 11, 2025 Filed Dec 15, 2025 23:22 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $1.73 $0.00
Disclosure

SEC source: 0001683168-25-009167 · ownership.xml · derivative · entry 3

Johnson Gillard B. III · CIK 0002020536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-12-11

F3 · kind: On December 11, 2025, the Reporting Person was granted a stock option for the purchase of 50,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on January 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan)

F3 · derivative.exercise_date: On December 11, 2025, the Reporting Person was granted a stock option for the purchase of 50,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on January 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan)

Read SEC document
November 19, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
ConversionSeries I Preferred Stock · Derivative 4,596,046 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 20

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,192,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F8 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F12 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

Read SEC document
November 19, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
ConversionCommon Stock 9,192,092 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 6

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,666,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
November 19, 2025 Filed Dec 15, 2025 23:23 UTC
Shafer Matthew TChief Financial Officer
ConversionSeries I Preferred Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009169 · ownership.xml · derivative · entry 3

Shafer Matthew T · CIK 0001684933 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 31, 2024, the Reporting Person received 5,000 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Financial Officer of the Issuer. Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F1 · kind: On January 31, 2024, the Reporting Person received 5,000 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Financial Officer of the Issuer. Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F1 · derivative.expiration_date: On January 31, 2024, the Reporting Person received 5,000 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Financial Officer of the Issuer. Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
November 19, 2025 Filed Dec 15, 2025 23:23 UTC
Shafer Matthew TChief Financial Officer
ConversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009169 · ownership.xml · nonDerivative · entry 1

Shafer Matthew T · CIK 0001684933 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 31, 2024, the Reporting Person received 5,000 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Financial Officer of the Issuer. Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
November 19, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
ConversionSeries I Preferred Stock · Derivative 5,036,546 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 14

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,073,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F6 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F7 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

Read SEC document
November 19, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
ConversionCommon Stock 10,073,092 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 6

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,073,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
September 26, 2025 Filed Dec 15, 2025 23:24 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009170 · ownership.xml · nonDerivative · entry 2

Staley Louis Jack Sr. · CIK 0002021563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F2 · kind: On September 26, 2025, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, with 1,250 shares vesting on the date of grant and the remaining shares vesting quarterly for three (3) quarters commencing on October 1, 2025, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Read SEC document
September 26, 2025 Filed Dec 15, 2025 23:24 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009170 · ownership.xml · nonDerivative · entry 1

Staley Louis Jack Sr. · CIK 0002021563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: On September 26, 2025, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shares vested in full on the date of grant.

Read SEC document
September 26, 2025 Filed Dec 15, 2025 23:23 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009168 · ownership.xml · nonDerivative · entry 2

Pennington Catherine B. · CIK 0002022011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F2 · kind: On September 26, 2025, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, with 1,250 shares vesting on the date of grant and the remaining shares vesting quarterly for three (3) quarters commencing on October 1, 2025, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Read SEC document
September 26, 2025 Filed Dec 15, 2025 23:23 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009168 · ownership.xml · nonDerivative · entry 1

Pennington Catherine B. · CIK 0002022011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: On September 26, 2025, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shares vested in full on the date of grant.

Read SEC document
September 26, 2025 Filed Dec 15, 2025 23:22 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009167 · ownership.xml · nonDerivative · entry 2

Johnson Gillard B. III · CIK 0002020536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F2 · kind: On September 26, 2025, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, with 1,250 shares vesting on the date of grant and the remaining shares vesting quarterly for three (3) quarters commencing on October 1, 2025, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Read SEC document
September 26, 2025 Filed Dec 15, 2025 23:22 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009167 · ownership.xml · nonDerivative · entry 1

Johnson Gillard B. III · CIK 0002020536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: On September 26, 2025, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shares vested in full on the date of grant.

Read SEC document
September 08, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
OtherCommon Stock 2,496,834 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 5

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Alexander Hunt Cunningham, Sr. Revocable Trust

Disclosed balance after: 2,496,834

F5 · kind: On September 8, 2025, the Reporting Person transferred 2,496,834 shares of Common Stock to Alexander Hunt Cunningham, Sr. Revocable Trust, of which the Reporting Person is the Trustee.

Read SEC document
September 08, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
OtherCommon Stock 2,496,834 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 4

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4

F5 · kind: On September 8, 2025, the Reporting Person transferred 2,496,834 shares of Common Stock to Alexander Hunt Cunningham, Sr. Revocable Trust, of which the Reporting Person is the Trustee.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
ConversionSeries E Preferred Stock · Derivative 77,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 19

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F7 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F11 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
ConversionSeries C Preferred Stock · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 18

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 270,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

F6 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F10 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
ConversionSeries B Preferred Stock · Derivative 525,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 17

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,050,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

F5 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
ConversionCommon Stock 154,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 5

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,474,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
ConversionCommon Stock 270,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 4

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,320,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
ConversionCommon Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 3

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,050,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
ConversionSeries E Preferred Stock · Derivative 77,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 13

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F4 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F10 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
ConversionSeries C Preferred Stock · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 12

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 270,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

F3 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F9 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
ConversionSeries B Preferred Stock · Derivative 525,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 11

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,050,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

F2 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F8 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
ConversionCommon Stock 154,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 3

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,496,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
ConversionCommon Stock 270,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 2

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,342,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
ConversionCommon Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 1

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,072,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
OtherSeries E Preferred Stock · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 16

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,000

Underlying: Common Stock · 54,000 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F4 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F11 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
OtherSeries C Preferred Stock · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 15

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F10 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

F4 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F10 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
OtherSeries B Preferred Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 14

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

F4 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:24 UTC
THOMPSON DANIELDirector · Chairman of the Board · 10% owner
OtherSeries I Preferred Stock · Derivative 195,750 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 13

THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,596,046

Underlying: Common Stock · 391,500 shares

Expires not disclosed

F12 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F4 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F12 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
OtherSeries E Preferred Stock · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 10

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,000

Underlying: Common Stock · 54,000 shares

Expires not disclosed

F10 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F10 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
OtherSeries C Preferred Stock · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 9

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F9 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
OtherSeries B Preferred Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 8

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F8 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:21 UTC
Cunningham Alex H.Director · Chief Executive Officer · 10% owner
OtherSeries I Preferred Stock · Derivative 195,750 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 7

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,036,546

Underlying: Common Stock · 391,500 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F7 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

Read SEC document
November 20, 2024 Filed Dec 4, 2024 19:24 UTC
Cunningham Alex H.Director · President and CEO · 10% owner
OtherSeries E Preferred Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 8

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person.

F9 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F9 · derivative.underlying_shares: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

Read SEC document
November 20, 2024 Filed Dec 4, 2024 19:24 UTC
Cunningham Alex H.Director · President and CEO · 10% owner
OtherSeries C Preferred Stock · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 7

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined by dividing the stated value ($4.00 per share) by a conversion price of $0.0004.

F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person.

F5 · derivative.expiration_date: The Series C Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series C Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined by dividing the stated value ($4.00 per share) by a conversion price of $0.0004.

Read SEC document
November 20, 2024 Filed Dec 4, 2024 19:24 UTC
Cunningham Alex H.Director · President and CEO · 10% owner
OtherSeries B Preferred Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 6

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into two (2) shares of Common Stock.

F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person.

F4 · derivative.expiration_date: The Series B Preferred Stock has no expiration date.

F7 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into two (2) shares of Common Stock.

Read SEC document
November 20, 2024 Filed Dec 4, 2024 19:24 UTC
Cunningham Alex H.Director · President and CEO · 10% owner
OtherSeries I Preferred Stock · Derivative 510,704 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 5

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,232,296

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person.

F6 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F6 · derivative.underlying_shares: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.