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Cunningham Alex H.

Disclosed activity across 1 company

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68292
SEC CIK
0002013098

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cardiff Lexington CorpCDIX · Entity 8421Director · Chief Executive Officer · 10% ownerJanuary 29, 2026February 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cardiff Lexington Corp

Report date January 29, 2026 · Filed February 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,914,230 Reported balance After 2026-01-29 transaction · row 1
1 source row

Row 1 · 2026-01-29 · Other · Acquired 556,528 · Balance 3,914,230

F1: On January 29, 2026, the Reporting Person entered into a conversion agreement with the Issuer, pursuant to which deferred compensation in the amount of $2,365,242 owed by the Issuer to the Reporting Person was cancelled in exchange for 556,528 shares of common stock.

Common StockSEC Table I · non-derivativeIndirectHeld by Alexander Hunt Cunningham, Sr. Revocable Trust889,398 Reported balance Holding disclosure · report date 2026-01-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 889,398

Filing footnotes · ownership attribution and instrument terms

F1: On January 29, 2026, the Reporting Person entered into a conversion agreement with the Issuer, pursuant to which deferred compensation in the amount of $2,365,242 owed by the Issuer to the Reporting Person was cancelled in exchange for 556,528 shares of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2026 Filed Feb 2, 2026 21:37 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherCommon Stock 556,528 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-000671 · ownership.xml · nonDerivative · entry 1

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,914,230

F1 · kind: On January 29, 2026, the Reporting Person entered into a conversion agreement with the Issuer, pursuant to which deferred compensation in the amount of $2,365,242 owed by the Issuer to the Reporting Person was cancelled in exchange for 556,528 shares of common stock.

Read SEC document
November 19, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionSeries I Preferred Stock · Derivative 5,036,546 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 14

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,073,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F6 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F7 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

Read SEC document
November 19, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionCommon Stock 10,073,092 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 6

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,073,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
September 08, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherCommon Stock 2,496,834 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 5

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Alexander Hunt Cunningham, Sr. Revocable Trust

Disclosed balance after: 2,496,834

F5 · kind: On September 8, 2025, the Reporting Person transferred 2,496,834 shares of Common Stock to Alexander Hunt Cunningham, Sr. Revocable Trust, of which the Reporting Person is the Trustee.

Read SEC document
September 08, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherCommon Stock 2,496,834 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 4

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4

F5 · kind: On September 8, 2025, the Reporting Person transferred 2,496,834 shares of Common Stock to Alexander Hunt Cunningham, Sr. Revocable Trust, of which the Reporting Person is the Trustee.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionSeries E Preferred Stock · Derivative 77,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 13

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F4 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F10 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionSeries C Preferred Stock · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 12

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 270,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

F3 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F9 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionSeries B Preferred Stock · Derivative 525,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 11

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,050,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

F2 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

F8 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionCommon Stock 154,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 3

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,496,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionCommon Stock 270,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 2

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,342,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 24, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionCommon Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 1

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,072,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries E Preferred Stock · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 10

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,000

Underlying: Common Stock · 54,000 shares

Expires not disclosed

F10 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F10 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries C Preferred Stock · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 9

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F9 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries B Preferred Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 8

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F8 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

Read SEC document
April 09, 2025 Filed Dec 15, 2025 23:21 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries I Preferred Stock · Derivative 195,750 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 7

Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,036,546

Underlying: Common Stock · 391,500 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

F7 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

Read SEC document
November 20, 2024 Filed Dec 4, 2024 19:24 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries E Preferred Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 8

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person.

F9 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

F9 · derivative.underlying_shares: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.

Read SEC document
November 20, 2024 Filed Dec 4, 2024 19:24 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries C Preferred Stock · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 7

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined by dividing the stated value ($4.00 per share) by a conversion price of $0.0004.

F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person.

F5 · derivative.expiration_date: The Series C Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series C Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined by dividing the stated value ($4.00 per share) by a conversion price of $0.0004.

Read SEC document
November 20, 2024 Filed Dec 4, 2024 19:24 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries B Preferred Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 6

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into two (2) shares of Common Stock.

F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person.

F4 · derivative.expiration_date: The Series B Preferred Stock has no expiration date.

F7 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into two (2) shares of Common Stock.

Read SEC document
November 20, 2024 Filed Dec 4, 2024 19:24 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries I Preferred Stock · Derivative 510,704 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 5

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,232,296

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person.

F6 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F6 · derivative.underlying_shares: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

Read SEC document
October 25, 2024 Filed Dec 4, 2024 19:24 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionSeries C Preferred Stock · Derivative 1 $0.00 Strike: $10,000.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 4

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On October 25, 2024, the reporting person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock.

F5 · derivative.expiration_date: The Series C Preferred Stock has no expiration date.

Read SEC document
October 25, 2024 Filed Dec 4, 2024 19:24 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionSeries B Preferred Stock · Derivative 6,250 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 3

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 25, 2024, the reporting person converted 6,250 shares of Series B Preferred Stock into 12,500 shares of Common Stock.

F4 · derivative.expiration_date: The Series B Preferred Stock has no expiration date.

Read SEC document
October 25, 2024 Filed Dec 4, 2024 19:24 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionCommon Stock 10,000 $10,000.00 $100,000,000.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · nonDerivative · entry 2

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,022,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On October 25, 2024, the reporting person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock.

Read SEC document
October 25, 2024 Filed Dec 4, 2024 19:24 UTC Cardiff Lexington Corp CDIX · Entity 8421 ConversionCommon Stock 12,500 $2.00 $25,000.00
Disclosure

SEC source: 0001683168-24-008513 · ownership.xml · nonDerivative · entry 1

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,012,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 25, 2024, the reporting person converted 6,250 shares of Series B Preferred Stock into 12,500 shares of Common Stock.

Read SEC document
January 19, 2024 Filed Feb 27, 2024 19:02 UTC Cardiff Lexington Corp CDIX · Entity 8421 OtherSeries I Preferred Stock · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-001201 · ownership.xml · derivative · entry 2

Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,743,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Executive Officer of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F1 · kind: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Executive Officer of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F1 · derivative.expiration_date: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Executive Officer of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Executive Officer of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.