Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cardiff Lexington CorpCDIX · Entity 8421 | Director · Chief Executive Officer · 10% owner | January 29, 2026 | February 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cardiff Lexington Corp
Report date January 29, 2026 · Filed February 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,914,230 |
Reported balance
After 2026-01-29 transaction · row 1
1 source rowRow 1 · 2026-01-29 · Other · Acquired 556,528 · Balance 3,914,230 F1: On January 29, 2026, the Reporting Person entered into a conversion agreement with the Issuer, pursuant to which deferred compensation in the amount of $2,365,242 owed by the Issuer to the Reporting Person was cancelled in exchange for 556,528 shares of common stock. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Alexander Hunt Cunningham, Sr. Revocable Trust | 889,398 |
Reported balance
Holding disclosure · report date 2026-01-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 889,398 |
Filing footnotes · ownership attribution and instrument terms
F1: On January 29, 2026, the Reporting Person entered into a conversion agreement with the Issuer, pursuant to which deferred compensation in the amount of $2,365,242 owed by the Issuer to the Reporting Person was cancelled in exchange for 556,528 shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2026 Filed Feb 2, 2026 21:37 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherCommon Stock | 556,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-26-000671 · ownership.xml · nonDerivative · entry 1 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,914,230 F1 · kind: On January 29, 2026, the Reporting Person entered into a conversion agreement with the Issuer, pursuant to which deferred compensation in the amount of $2,365,242 owed by the Issuer to the Reporting Person was cancelled in exchange for 556,528 shares of common stock. Read SEC document |
| November 19, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries I Preferred Stock · Derivative | 5,036,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 14 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,073,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F6 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. F7 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. Read SEC document |
| November 19, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 10,073,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 6 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,073,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Read SEC document |
| September 08, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherCommon Stock | 2,496,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 5 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Alexander Hunt Cunningham, Sr. Revocable Trust Disclosed balance after: 2,496,834 F5 · kind: On September 8, 2025, the Reporting Person transferred 2,496,834 shares of Common Stock to Alexander Hunt Cunningham, Sr. Revocable Trust, of which the Reporting Person is the Trustee. Read SEC document |
| September 08, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherCommon Stock | 2,496,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 4 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4 F5 · kind: On September 8, 2025, the Reporting Person transferred 2,496,834 shares of Common Stock to Alexander Hunt Cunningham, Sr. Revocable Trust, of which the Reporting Person is the Trustee. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries E Preferred Stock · Derivative | 77,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 13 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 154,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F4 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. F10 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries C Preferred Stock · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 12 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 270,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F3 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. F9 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries B Preferred Stock · Derivative | 525,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 11 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,050,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F2 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. F8 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 154,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 3 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,496,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 2 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,342,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 1,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · nonDerivative · entry 1 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,072,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Read SEC document |
| April 09, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries E Preferred Stock · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 10 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,000 Underlying: Common Stock · 54,000 shares Expires not disclosed F10 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. F10 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. Read SEC document |
| April 09, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries C Preferred Stock · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 9 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27 Underlying: Common Stock · 30,000 shares Expires not disclosed F9 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. F9 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. Read SEC document |
| April 09, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries B Preferred Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 8 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 525,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. F8 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| April 09, 2025 Filed Dec 15, 2025 23:21 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries I Preferred Stock · Derivative | 195,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009166 · ownership.xml · derivative · entry 7 Cunningham Alex H. · CIK 0002013098 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,036,546 Underlying: Common Stock · 391,500 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F1 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. F7 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. Read SEC document |
| November 20, 2024 Filed Dec 4, 2024 19:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries E Preferred Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 8 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F9 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person. F9 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F9 · derivative.underlying_shares: Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. Read SEC document |
| November 20, 2024 Filed Dec 4, 2024 19:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries C Preferred Stock · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 7 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24 Underlying: Common Stock · Not disclosed shares Expires not disclosed F8 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined by dividing the stated value ($4.00 per share) by a conversion price of $0.0004. F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person. F5 · derivative.expiration_date: The Series C Preferred Stock has no expiration date. F8 · derivative.underlying_shares: Each share of Series C Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined by dividing the stated value ($4.00 per share) by a conversion price of $0.0004. Read SEC document |
| November 20, 2024 Filed Dec 4, 2024 19:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries B Preferred Stock · Derivative | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 6 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F7 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into two (2) shares of Common Stock. F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person. F4 · derivative.expiration_date: The Series B Preferred Stock has no expiration date. F7 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into two (2) shares of Common Stock. Read SEC document |
| November 20, 2024 Filed Dec 4, 2024 19:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries I Preferred Stock · Derivative | 510,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 5 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,232,296 Underlying: Common Stock · Not disclosed shares Expires not disclosed F6 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F3 · kind: On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person. F6 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F6 · derivative.underlying_shares: Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. Read SEC document |
| October 25, 2024 Filed Dec 4, 2024 19:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries C Preferred Stock · Derivative | 1 | $0.00 Strike: $10,000.00 | $0.00 |
DisclosureSEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 4 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On October 25, 2024, the reporting person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock. F5 · derivative.expiration_date: The Series C Preferred Stock has no expiration date. Read SEC document |
| October 25, 2024 Filed Dec 4, 2024 19:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries B Preferred Stock · Derivative | 6,250 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001683168-24-008513 · ownership.xml · derivative · entry 3 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 25, 2024, the reporting person converted 6,250 shares of Series B Preferred Stock into 12,500 shares of Common Stock. F4 · derivative.expiration_date: The Series B Preferred Stock has no expiration date. Read SEC document |
| October 25, 2024 Filed Dec 4, 2024 19:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 10,000 | $10,000.00 | $100,000,000.00 |
DisclosureSEC source: 0001683168-24-008513 · ownership.xml · nonDerivative · entry 2 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,022,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On October 25, 2024, the reporting person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock. Read SEC document |
| October 25, 2024 Filed Dec 4, 2024 19:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 12,500 | $2.00 | $25,000.00 |
DisclosureSEC source: 0001683168-24-008513 · ownership.xml · nonDerivative · entry 1 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,012,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 25, 2024, the reporting person converted 6,250 shares of Series B Preferred Stock into 12,500 shares of Common Stock. Read SEC document |
| January 19, 2024 Filed Feb 27, 2024 19:02 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries I Preferred Stock · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-001201 · ownership.xml · derivative · entry 2 Cunningham Alex H. · CIK 0002013098 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,743,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Executive Officer of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F1 · kind: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Executive Officer of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F1 · derivative.expiration_date: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Executive Officer of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F1 · derivative.underlying_shares: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Executive Officer of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.