Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cardiff Lexington CorpCDIX · Entity 8421 | Director · Chairman of the Board · 10% owner | October 25, 2024 | December 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cardiff Lexington Corp
Report date October 25, 2024 · Filed December 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by 2007 Thompson Family Trust | 26,128 |
Reported balance
After 2024-10-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-25 · Conversion · Acquired 26,124 · Balance 26,128 F1: On October 25, 2024, the Reporting Person converted 13,062 shares of Series B Preferred Stock into 26,124 shares of Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectHeld by 2007 Thompson Family Trust | 36,128 |
Reported balance
After 2024-10-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-10-25 · Conversion · Acquired 10,000 · Balance 36,128 F2: On October 25, 2024, the Reporting Person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 11,666,429 |
Ending reported balance
After 2025-11-19 transaction · row 6
4 source rows · reconciled sequenceRow 3 · 2025-04-24 · Conversion · Acquired 1,050,000 · Balance 2,050,337 F5: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Row 4 · 2025-04-24 · Conversion · Acquired 270,000 · Balance 2,320,337 F6: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Row 5 · 2025-04-24 · Conversion · Acquired 154,000 · Balance 2,474,337 F7: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Row 6 · 2025-11-19 · Conversion · Acquired 9,192,092 · Balance 11,666,429 F8: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectHeld by 2007 Thompson Family Trust | 0 |
Reported balance
After 2024-10-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-10-25 · Conversion · Disposed 13,062 · Balance 0 F9: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F1: On October 25, 2024, the Reporting Person converted 13,062 shares of Series B Preferred Stock into 26,124 shares of Common Stock. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectHeld by 2007 Thompson Family Trust | 0 |
Reported balance
After 2024-10-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-10-25 · Conversion · Disposed 1 · Balance 0 F10: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F2: On October 25, 2024, the Reporting Person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock. |
| Series I Preferred StockSEC Table II · derivative / convertible security | Direct | 4,791,796 |
Reported balance
After 2024-11-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-11-20 · Other · Disposed 510,704 · Balance 4,791,796 F12: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F3: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person. |
| Series I Preferred StockSEC Table II · derivative / convertible security | Direct | 4,596,046 |
Reported balance
After 2025-04-09 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-04-09 · Other · Disposed 195,750 · Balance 4,596,046 F12: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F4: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. |
| Series I Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-11-19 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2025-11-19 · Conversion · Disposed 4,596,046 · Balance 0 F12: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F8: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 375,000 |
Reported balance
After 2024-11-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-11-20 · Other · Acquired 375,000 · Balance 375,000 F9: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F3: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 525,000 |
Reported balance
After 2025-04-09 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2025-04-09 · Other · Acquired 150,000 · Balance 525,000 F9: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F4: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-24 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-04-24 · Conversion · Disposed 525,000 · Balance 0 F9: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F5: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 24 |
Reported balance
After 2024-11-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-11-20 · Other · Acquired 24 · Balance 24 F10: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F3: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 27 |
Reported balance
After 2025-04-09 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-04-09 · Other · Acquired 3 · Balance 27 F10: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F4: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-24 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-04-24 · Conversion · Disposed 27 · Balance 0 F10: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F6: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. |
| Series E Preferred StockSEC Table II · derivative / convertible security | Direct | 50,000 |
Reported balance
After 2024-11-20 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-11-20 · Other · Acquired 50,000 · Balance 50,000 F11: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F3: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person. |
| Series E Preferred StockSEC Table II · derivative / convertible security | Direct | 77,000 |
Reported balance
After 2025-04-09 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-04-09 · Other · Acquired 27,000 · Balance 77,000 F11: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F4: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. |
| Series E Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-24 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-04-24 · Conversion · Disposed 77,000 · Balance 0 F11: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F7: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 25, 2024, the Reporting Person converted 13,062 shares of Series B Preferred Stock into 26,124 shares of Common Stock.
F2: On October 25, 2024, the Reporting Person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock.
F3: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person.
F4: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.
F5: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F6: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F7: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F8: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F9: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.
F10: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.
F11: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.
F12: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries I Preferred Stock · Derivative | 4,596,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 20 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,192,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F8 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. F12 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. Read SEC document |
| November 19, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 9,192,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 6 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,666,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries E Preferred Stock · Derivative | 77,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 19 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 154,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F7 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. F11 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries C Preferred Stock · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 18 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 270,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F6 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. F10 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries B Preferred Stock · Derivative | 525,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 17 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,050,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F5 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 154,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 5 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,474,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 4 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,320,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Read SEC document |
| April 24, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 1,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 3 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,050,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock. Read SEC document |
| April 09, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries E Preferred Stock · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 16 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,000 Underlying: Common Stock · 54,000 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F4 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. F11 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. Read SEC document |
| April 09, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries C Preferred Stock · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 15 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27 Underlying: Common Stock · 30,000 shares Expires not disclosed F10 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F4 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. F10 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. Read SEC document |
| April 09, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries B Preferred Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 14 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 525,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F4 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| April 09, 2025 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries I Preferred Stock · Derivative | 195,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 13 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,596,046 Underlying: Common Stock · 391,500 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F4 · kind: On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person. F12 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. Read SEC document |
| November 20, 2024 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries E Preferred Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 12 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. F3 · kind: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person. F11 · derivative.expiration_date: Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. Read SEC document |
| November 20, 2024 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries C Preferred Stock · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 11 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24 Underlying: Common Stock · 24,000 shares Expires not disclosed F10 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F3 · kind: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person. F10 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. Read SEC document |
| November 20, 2024 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries B Preferred Stock · Derivative | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 10 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 750,000 shares Expires not disclosed F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F3 · kind: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person. F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| November 20, 2024 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | OtherSeries I Preferred Stock · Derivative | 510,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 9 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,791,796 Underlying: Common Stock · 1,021,408 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F3 · kind: On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person. F12 · derivative.expiration_date: Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. Read SEC document |
| October 25, 2024 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries C Preferred Stock · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 8 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by 2007 Thompson Family Trust Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. F2 · kind: On October 25, 2024, the Reporting Person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock. F10 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date. Read SEC document |
| October 25, 2024 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionSeries B Preferred Stock · Derivative | 13,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · derivative · entry 7 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by 2007 Thompson Family Trust Disclosed balance after: 0 Underlying: Common Stock · 26,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. F1 · kind: On October 25, 2024, the Reporting Person converted 13,062 shares of Series B Preferred Stock into 26,124 shares of Common Stock. F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| October 25, 2024 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 2 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by 2007 Thompson Family Trust Disclosed balance after: 36,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On October 25, 2024, the Reporting Person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock. Read SEC document |
| October 25, 2024 Filed Dec 15, 2025 23:24 UTC | Cardiff Lexington Corp CDIX · Entity 8421 | ConversionCommon Stock | 26,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-009171 · ownership.xml · nonDerivative · entry 1 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by 2007 Thompson Family Trust Disclosed balance after: 26,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 25, 2024, the Reporting Person converted 13,062 shares of Series B Preferred Stock into 26,124 shares of Common Stock. Read SEC document |
| January 19, 2024 Filed Mar 13, 2024 17:35 UTC | Cardiff Lexington Corp CDIF.OB · Entity 8421 | OtherSeries I Preferred Stock · Derivative | 62,500 | $0.00 | $62.50 |
DisclosureSEC source: 0001683168-24-001452 · ownership.xml · derivative · entry 3 THOMPSON DANIEL · CIK 0001342918 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,302,500 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chairman of the Board of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share,then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F1 · kind: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chairman of the Board of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share,then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F1 · derivative.expiration_date: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chairman of the Board of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share,then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. F1 · derivative.underlying_shares: On January 19, 2024, the Reporting Person received 62,500 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chairman of the Board of the Issuer. Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share,then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.