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Coeur Mining, Inc.

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3250
SEC CIK
0000215466
Parsed reports
447

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202603
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 22:21 UTC Tax withholdingCommon Stock, par value $0.01 per share 10,254 $10.40 $106,641.60
Disclosure

SEC source: 0000215466-21-000058 · wf-form4_161437807819199.xml · nonDerivative · entry 1

Whelan Thomas S · CIK 0001763578 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,560

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 60,503 unvested shares of restricted stock.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:16 UTC
Watkinson Kenneth JVP, Corporate Controller & CAO
Tax withholdingCommon Stock, par value $0.01 per share 2,869 $10.40 $29,837.60
Disclosure

SEC source: 0000215466-21-000056 · wf-form4_161437775017925.xml · nonDerivative · entry 2

Watkinson Kenneth J · CIK 0001729647 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,852

F2 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F3 · balance_after: Includes 29,292 unvested shares of restricted stock.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:16 UTC
Watkinson Kenneth JVP, Corporate Controller & CAO
SaleCommon Stock, par value $0.01 per share 10,000 $9.99 $99,900.00
Disclosure

SEC source: 0000215466-21-000056 · wf-form4_161437775017925.xml · nonDerivative · entry 1

Watkinson Kenneth J · CIK 0001729647 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.95 to $10.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:10 UTC Tax withholdingCommon Stock, par value $0.01 per share 5,240 $10.40 $54,496.00
Disclosure

SEC source: 0000215466-21-000054 · wf-form4_161437735629456.xml · nonDerivative · entry 1

Schouten Emilie C. · CIK 0001738348 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,250

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 44,647 unvested shares of restricted stock.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:03 UTC
MELLOR ROBERT EDirector · Chairman (non-executive)
PurchaseCommon Stock, par value $0.01 per share 1,000 $10.53 $10,530.00
Disclosure

SEC source: 0000215466-21-000052 · wf-form4_161437694746031.xml · nonDerivative · entry 1

MELLOR ROBERT E · CIK 0001199569 · Director · Chairman (non-executive)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,233

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:51 UTC
KREBS MITCHELL JDirector · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 25,092 $10.40 $260,956.80
Disclosure

SEC source: 0000215466-21-000050 · wf-form4_161437628811377.xml · nonDerivative · entry 1

KREBS MITCHELL J · CIK 0001236501 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,764

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 166,429 unvested shares of restricted stock.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:48 UTC
Rasmussen Hans JohnSVP, Exploration
Tax withholdingCommon Stock 7,124 $10.40 $74,089.60
Disclosure

SEC source: 0000215466-21-000048 · wf-form4_161437608546919.xml · nonDerivative · entry 2

Rasmussen Hans John · CIK 0001515894 · SVP, Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,061

F2 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F3 · balance_after: Includes 47,121 unvested shares of restricted stock.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:48 UTC
Rasmussen Hans JohnSVP, Exploration
SaleCommon Stock 10,000 $10.06 $100,600.00
Disclosure

SEC source: 0000215466-21-000048 · wf-form4_161437608546919.xml · nonDerivative · entry 1

Rasmussen Hans John · CIK 0001515894 · SVP, Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,185

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:40 UTC
Nault Casey M.SVP & General Counsel
Tax withholdingCommon Stock, par value $0.01 per share 9,735 $10.40 $101,244.00
Disclosure

SEC source: 0000215466-21-000046 · wf-form4_161437554676873.xml · nonDerivative · entry 1

Nault Casey M. · CIK 0001548280 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,868

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 66,089 unvested shares of restricted stock.

Read SEC document
February 22, 2021 Filed Feb 22, 2021 22:06 UTC
Rasmussen Hans JohnSVP, Exploration
SaleCommon Stock 3,700 $8.91 $32,967.00
Disclosure

SEC source: 0000215466-21-000028 · wf-form4_161403157643149.xml · nonDerivative · entry 2

Rasmussen Hans John · CIK 0001515894 · SVP, Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,185

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on August 12, 2020 (as disclosed in the Registrant's Current Report on Form 10-Q filed on October 28, 2020).

F3 · balance_after: Includes 63,202 unvested shares of restricted stock

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:44 UTC GrantRestricted Stock Units · Derivative 9,944 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000044 · wf-form4_161412026432346.xml · derivative · entry 2

Edwards Sebastian · CIK 0001399083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,944

Underlying: Common Stock · 9,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Coeur Mining, Inc.

F2 · shares: These restricted stock units were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

F3 · derivative.exercise_date: Shares of common stock of Coeur Mining, Inc. equal to the number of restricted stock units held by the reporting person will be delivered to the reporting person on the 60th day after separation from board service.

F3 · derivative.expiration_date: Shares of common stock of Coeur Mining, Inc. equal to the number of restricted stock units held by the reporting person will be delivered to the reporting person on the 60th day after separation from board service.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:38 UTC GrantRestricted Stock Units · Derivative 9,944 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000042 · wf-form4_161411987908083.xml · derivative · entry 2

McDonald Jessica · CIK 0001729550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,522

Underlying: Common Stock · 9,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Coeur Mining, Inc.

F2 · shares: These restricted stock units were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

F3 · derivative.exercise_date: Shares of common stock of Coeur Mining, Inc. equal to the number of restricted stock units held by the reporting person will be delivered to the reporting person on the 60th day after separation from board service.

F3 · derivative.expiration_date: Shares of common stock of Coeur Mining, Inc. equal to the number of restricted stock units held by the reporting person will be delivered to the reporting person on the 60th day after separation from board service.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:34 UTC GrantCommon Stock, par value $0.01 per share 9,944 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000040 · wf-form4_161411962637291.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,147

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:29 UTC GrantCommon Stock, par value $0.01 per share 9,944 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000038 · wf-form4_161411936379189.xml · nonDerivative · entry 1

ROBINSON JOHN H · CIK 0001187759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,567

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:25 UTC
Luna EduardoDirector
GrantCommon Stock 9,944 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000036 · wf-form4_161411914070182.xml · nonDerivative · entry 1

Luna Eduardo · CIK 0001729601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,886

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:15 UTC
Gress RandyDirector
GrantCommon Stock, par value $0.01 per share 9,944 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000032 · wf-form4_161411852023763.xml · nonDerivative · entry 1

Gress Randy · CIK 0001379626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,427

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:21 UTC
MELLOR ROBERT EDirector · Chairman (non-executive)
GrantCommon Stock, par value $0.01 per share 9,944 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000034 · wf-form4_161411884529253.xml · nonDerivative · entry 1

MELLOR ROBERT E · CIK 0001199569 · Director · Chairman (non-executive)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,233

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:09 UTC GrantCommon Stock, par value $0.01 per share 9,944 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000030 · wf-form4_161411817364877.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,167

F1 · shares: These shares were issued to the reporting person pursuant to the 2018 Long-Term Incentive Plan as a portion of the reporting person's retainer fee.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:06 UTC
Rasmussen Hans JohnSVP, Exploration
SaleCommon Stock 11,300 $8.52 $96,276.00
Disclosure

SEC source: 0000215466-21-000028 · wf-form4_161403157643149.xml · nonDerivative · entry 1

Rasmussen Hans John · CIK 0001515894 · SVP, Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,885

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on August 12, 2020 (as disclosed in the Registrant's Current Report on Form 10-Q filed on October 28, 2020).

F2 · price: The reported transaction was executed in multiple trades at prices ranging from $8.500 to $8.555. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the reported transaction was effected.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:57 UTC
Rasmussen Hans JohnSVP, Exploration
Tax withholdingCommon Stock 7,241 $9.44 $68,355.04
Disclosure

SEC source: 0000215466-21-000016 · wf-form4_161291145089596.xml · nonDerivative · entry 2

Rasmussen Hans John · CIK 0001515894 · SVP, Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,185

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 63,202 unvested shares of restricted stock

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:57 UTC
Rasmussen Hans JohnSVP, Exploration
Tax withholdingCommon Stock 4,229 $9.44 $39,921.76
Disclosure

SEC source: 0000215466-21-000016 · wf-form4_161291145089596.xml · nonDerivative · entry 1

Rasmussen Hans John · CIK 0001515894 · SVP, Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,426

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:54 UTC Tax withholdingCommon Stock, par value $0.01 per share 5,910 $9.44 $55,790.40
Disclosure

SEC source: 0000215466-21-000012 · wf-form4_161291128008857.xml · nonDerivative · entry 2

Schouten Emilie C. · CIK 0001738348 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,490

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 59,491 unvested shares of restricted stock

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:54 UTC Tax withholdingCommon Stock, par value $0.01 per share 1,770 $9.44 $16,708.80
Disclosure

SEC source: 0000215466-21-000012 · wf-form4_161291128008857.xml · nonDerivative · entry 1

Schouten Emilie C. · CIK 0001738348 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,400

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:56 UTC
Watkinson Kenneth JVP, Corporate Controller & CAO
Tax withholdingCommon Stock, par value $0.01 per share 3,297 $9.44 $31,123.68
Disclosure

SEC source: 0000215466-21-000014 · wf-form4_161291136546942.xml · nonDerivative · entry 2

Watkinson Kenneth J · CIK 0001729647 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,721

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 39,175 unvested shares of restricted stock

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:56 UTC
Watkinson Kenneth JVP, Corporate Controller & CAO
Tax withholdingCommon Stock, par value $0.01 per share 2,026 $9.44 $19,125.44
Disclosure

SEC source: 0000215466-21-000014 · wf-form4_161291136546942.xml · nonDerivative · entry 1

Watkinson Kenneth J · CIK 0001729647 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,018

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:50 UTC
Nault Casey M.SVP & General Counsel
Tax withholdingCommon Stock, par value $0.01 per share 10,387 $9.44 $98,053.28
Disclosure

SEC source: 0000215466-21-000008 · wf-form4_161291102251242.xml · nonDerivative · entry 2

Nault Casey M. · CIK 0001548280 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,603

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 88,062 unvested shares of restricted stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:50 UTC
Nault Casey M.SVP & General Counsel
Tax withholdingCommon Stock, par value $0.01 per share 6,301 $9.44 $59,481.44
Disclosure

SEC source: 0000215466-21-000008 · wf-form4_161291102251242.xml · nonDerivative · entry 1

Nault Casey M. · CIK 0001548280 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,990

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:53 UTC
KREBS MITCHELL JDirector · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 23,932 $9.44 $225,918.08
Disclosure

SEC source: 0000215466-21-000010 · wf-form4_161291116085951.xml · nonDerivative · entry 2

KREBS MITCHELL J · CIK 0001236501 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221,856

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 223,070 unvested shares of restricted stock

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:53 UTC
KREBS MITCHELL JDirector · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 15,122 $9.44 $142,751.68
Disclosure

SEC source: 0000215466-21-000010 · wf-form4_161291116085951.xml · nonDerivative · entry 1

KREBS MITCHELL J · CIK 0001236501 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245,788

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:46 UTC Tax withholdingCommon Stock, par value $0.01 per share 10,680 $9.44 $100,819.20
Disclosure

SEC source: 0000215466-21-000006 · wf-form4_161291075167714.xml · nonDerivative · entry 1

Whelan Thomas S · CIK 0001763578 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,814

F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.

F2 · balance_after: Includes 81,011 unvested shares of restricted stock

Read SEC document
February 01, 2021 Filed Feb 2, 2021 22:45 UTC
Nault Casey M.SVP & General Counsel
SaleCommon Stock, par value $0.01 per share 50,000 $12.24 $612,000.00
Disclosure

SEC source: 0000215466-21-000002 · wf-form4_161230590108436.xml · nonDerivative · entry 1

Nault Casey M. · CIK 0001548280 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,291

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on May 2, 2020 (as disclosed in the Registrant's Current Report on Form 10-Q filed on July 29, 2020).

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 124,430 unvested shares of restricted stock.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 22:48 UTC
Nault Casey M.SVP & General Counsel
SaleCommon Stock, par value $0.01 per share 50,000 $10.02 $501,000.00
Disclosure

SEC source: 0000215466-20-000158 · wf-form4_160824529586358.xml · nonDerivative · entry 1

Nault Casey M. · CIK 0001548280 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,291

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on May 2, 2020 (as disclosed in the Registrant's Current Report on Form 10-Q filed on July 29, 2020).

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.000 to $10.045. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 124,430 unvested shares of restricted stock.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:00 UTC
Rasmussen Hans JohnSVP, Exploration
SaleCommon Stock 15,000 $7.83 $117,450.00
Disclosure

SEC source: 0000215466-20-000150 · wf-form4_160582323282317.xml · nonDerivative · entry 1

Rasmussen Hans John · CIK 0001515894 · SVP, Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,655

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on August 12, 2020 (as disclosed in the Registrant's Current Report on Form 10-Q filed on October 28, 2020).

F2 · price: The reported transaction was executed in multiple trades at prices ranging from $7.820 to $7.845. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the reported transaction was effected.

F3 · balance_after: Includes 87,770 unvested shares of restricted stock

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:49 UTC
MELLOR ROBERT EDirector · Chairman (non-executive)
PurchaseCommon Stock, par value $0.01 per share 2,000 $7.07 $14,140.00
Disclosure

SEC source: 0000215466-20-000148 · wf-form4_160444014953603.xml · nonDerivative · entry 1

MELLOR ROBERT E · CIK 0001199569 · Director · Chairman (non-executive)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,289

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:29 UTC
Smith Terrence F.SVP Operations, CDO
Exercise / conversionIncentive Stock Options (right to buy) · Derivative 21,219 $0.00 Strike: $5.57 $0.00
Disclosure

SEC source: 0000215466-20-000132 · wf-form4_160037817348037.xml · derivative · entry 5

Smith Terrence F. · CIK 0001759560 · SVP Operations, CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,219 shares

Expires 2025-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:29 UTC
Smith Terrence F.SVP Operations, CDO
SaleCommon Stock 30,000 $8.24 $247,080.00
Disclosure

SEC source: 0000215466-20-000132 · wf-form4_160037817348037.xml · nonDerivative · entry 3

Smith Terrence F. · CIK 0001759560 · SVP Operations, CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,130

F2 · shares: This transaction was executed in multiple trades at prices ranging from $8.200 to $8.290. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 85,872 unvested shares of restricted stock

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:29 UTC
Smith Terrence F.SVP Operations, CDO
SaleCommon Stock 21,219 $8.24 $174,887.00
Disclosure

SEC source: 0000215466-20-000132 · wf-form4_160037817348037.xml · nonDerivative · entry 2

Smith Terrence F. · CIK 0001759560 · SVP Operations, CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,130

F1 · shares: This transaction was executed in multiple trades at prices ranging from $8.210 to $8.295. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 15, 2020 Filed Sep 17, 2020 21:29 UTC
Smith Terrence F.SVP Operations, CDO
Exercise / conversionCommon Stock 21,219 $5.57 $118,189.83
Disclosure

SEC source: 0000215466-20-000132 · wf-form4_160037817348037.xml · nonDerivative · entry 1

Smith Terrence F. · CIK 0001759560 · SVP Operations, CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2020 Filed Feb 4, 2021 21:21 UTC GiftCommon Stock, par value $0.01 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0000215466-21-000004 · wf-form5_161247368606992.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,223

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August 07, 2020 Filed Aug 10, 2020 21:05 UTC
MELLOR ROBERT EDirector · Chairman (non-executive)
PurchaseCommon Stock, par value $0.01 per share 1,000 $8.48 $8,475.00
Disclosure

SEC source: 0000215466-20-000126 · wf-form4_159709351259462.xml · nonDerivative · entry 1

MELLOR ROBERT E · CIK 0001199569 · Director · Chairman (non-executive)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,289

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July 31, 2020 Filed Aug 3, 2020 20:28 UTC
MELLOR ROBERT EDirector · Chairman (non-executive)
PurchaseCommon Stock, par value $0.01 per share 1,000 $7.92 $7,915.00
Disclosure

SEC source: 0000215466-20-000124 · wf-form4_159648649584497.xml · nonDerivative · entry 1

MELLOR ROBERT E · CIK 0001199569 · Director · Chairman (non-executive)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,289

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July 27, 2020 Filed Jul 29, 2020 22:06 UTC
Nault Casey M.SVP & General Counsel
SaleCommon Stock, par value $0.01 per share 30,000 $8.01 $240,300.00
Disclosure

SEC source: 0000215466-20-000122 · wf-form4_159606033204126.xml · nonDerivative · entry 1

Nault Casey M. · CIK 0001548280 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,291

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on May 2, 2020 (as disclosed in the Registrant's Current Report on Form 10-Q filed on July 29, 2020).

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.000 to $8.070. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 124,430 unvested shares of restricted stock.

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June 03, 2020 Filed Jun 5, 2020 21:04 UTC
Routledge MichaelSVP & Chief Operating Officer
GrantCommon Stock, par value $0.01 per share 82,518 $0.00 $0.00
Disclosure

SEC source: 0000215466-20-000112 · wf-form4_159139106726141.xml · nonDerivative · entry 1

Routledge Michael · CIK 0001814027 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,518

F1 · balance_after: Includes 82,518 unvested shares of restricted stock.

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May 21, 2020 Filed May 21, 2020 21:09 UTC
Watkinson Kenneth JVP, Corporate Controller & CAO
SaleCommon Stock, par value $0.01 per share 3,805 $5.51 $20,973.16
Disclosure

SEC source: 0000215466-20-000108 · wf-form4_159009532964747.xml · nonDerivative · entry 1

Watkinson Kenneth J · CIK 0001729647 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,044

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.5101 to $5.5150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 55,044 unvested shares of restricted stock

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April 24, 2020 Filed Apr 28, 2020 20:50 UTC
MELLOR ROBERT EDirector · Chairman (non-executive)
PurchaseCommon Stock, par value $0.01 per share 1,000 $3.58 $3,575.00
Disclosure

SEC source: 0000215466-20-000104 · wf-form4_158810698391186.xml · nonDerivative · entry 1

MELLOR ROBERT E · CIK 0001199569 · Director · Chairman (non-executive)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,289

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March 16, 2020 Filed Mar 17, 2020 21:19 UTC
Rasmussen Hans JohnSVP, Exploration
PurchaseCommon Stock 17,500 $2.00 $35,000.00
Disclosure

SEC source: 0000215466-20-000093 · wf-form4_158447993064769.xml · nonDerivative · entry 1

Rasmussen Hans John · CIK 0001515894 · SVP, Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,655

F1 · price: The reported transaction was executed in multiple trades at prices ranging from $1.99 to $2.00. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the reported transaction was effected.

F2 · balance_after: Includes 87,770 unvested shares of restricted stock

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March 16, 2020 Filed Mar 17, 2020 21:20 UTC PurchaseCommon Stock 1,130 $2.18 $2,457.75
Disclosure

SEC source: 0000215466-20-000095 · wf-form4_158448002852158.xml · nonDerivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,012

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March 16, 2020 Filed Mar 17, 2020 21:17 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $2.61 $26,100.00
Disclosure

SEC source: 0000215466-20-000091 · wf-form4_158447980433741.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,223

F1 · price: The reported transaction was executed in multiple trades at prices ranging from $2.602 to $2.622. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the reported transaction was effected.

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March 16, 2020 Filed Mar 19, 2020 20:51 UTC
Smith Terrence F.SVP, Operations
PurchaseCommon Stock 12,000 $2.06 $24,720.00
Disclosure

SEC source: 0000215466-20-000097 · wf-form4_158465109404403.xml · nonDerivative · entry 1

Smith Terrence F. · CIK 0001759560 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,130

F1 · balance_after: Includes 85,872 unvested shares of restricted stock

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March 13, 2020 Filed Mar 16, 2020 20:27 UTC
Gress RandyDirector
PurchaseCommon Stock, par value $0.01 per share 10,000 $2.57 $25,700.00
Disclosure

SEC source: 0000215466-20-000087 · wf-form4_158439043811800.xml · nonDerivative · entry 3

Gress Randy · CIK 0001379626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,483

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.