Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coeur Mining, Inc.CDE · Entity 3250 | SVP Operations, CDO | September 15, 2020 | September 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coeur Mining, Inc.
Report date September 15, 2020 · Filed September 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 199,349 |
Reported balance
After 2020-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-09-15 · Exercise / conversion · Acquired 21,219 · Balance 199,349 |
| Common StockSEC Table I · non-derivative | Direct | 178,130 |
Reported balance
After 2020-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-09-15 · Sale · Disposed 21,219 · Balance 178,130 F1: This transaction was executed in multiple trades at prices ranging from $8.210 to $8.295. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Direct | 148,130 |
Reported balance
After 2020-09-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-09-15 · Sale · Disposed 30,000 · Balance 148,130 F2: This transaction was executed in multiple trades at prices ranging from $8.200 to $8.290. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Includes 85,872 unvested shares of restricted stock |
| Incentive Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.57 · Expires 2025-05-13 | Direct | 0 |
Reported balance
After 2020-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-09-15 · Exercise / conversion · Disposed 21,219 · Balance 0 F4: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| Incentive Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.31 · Expires 2024-03-26 | Direct | 7,042 |
Reported balance
Holding disclosure · report date 2020-09-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,042 F4: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $8.210 to $8.295. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $8.200 to $8.290. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 85,872 unvested shares of restricted stock
F4: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2020 Filed Sep 17, 2020 21:29 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Exercise / conversionIncentive Stock Options (right to buy) · Derivative | 21,219 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0000215466-20-000132 · wf-form4_160037817348037.xml · derivative · entry 5 Smith Terrence F. · CIK 0001759560 · SVP Operations, CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,219 shares Expires 2025-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:29 UTC | Coeur Mining, Inc. CDE · Entity 3250 | SaleCommon Stock | 30,000 | $8.24 | $247,080.00 |
DisclosureSEC source: 0000215466-20-000132 · wf-form4_160037817348037.xml · nonDerivative · entry 3 Smith Terrence F. · CIK 0001759560 · SVP Operations, CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,130 F2 · shares: This transaction was executed in multiple trades at prices ranging from $8.200 to $8.290. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 85,872 unvested shares of restricted stock Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:29 UTC | Coeur Mining, Inc. CDE · Entity 3250 | SaleCommon Stock | 21,219 | $8.24 | $174,887.00 |
DisclosureSEC source: 0000215466-20-000132 · wf-form4_160037817348037.xml · nonDerivative · entry 2 Smith Terrence F. · CIK 0001759560 · SVP Operations, CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,130 F1 · shares: This transaction was executed in multiple trades at prices ranging from $8.210 to $8.295. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:29 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Exercise / conversionCommon Stock | 21,219 | $5.57 | $118,189.83 |
DisclosureSEC source: 0000215466-20-000132 · wf-form4_160037817348037.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP Operations, CDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 20:51 UTC | Coeur Mining, Inc. CDE · Entity 3250 | PurchaseCommon Stock | 12,000 | $2.06 | $24,720.00 |
DisclosureSEC source: 0000215466-20-000097 · wf-form4_158465109404403.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,130 F1 · balance_after: Includes 85,872 unvested shares of restricted stock Read SEC document |
| March 07, 2020 Filed Mar 10, 2020 21:02 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock | 3,632 | $4.44 | $16,126.08 |
DisclosureSEC source: 0000215466-20-000083 · wf-form4_158387414985970.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,130 F1 · balance_after: Includes 85,872 unvested shares of restricted stock Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:17 UTC | Coeur Mining, Inc. CDE · Entity 3250 | GrantCommon Stock | 51,953 | $0.00 | $0.00 |
DisclosureSEC source: 0000215466-20-000067 · wf-form4_158275544378282.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,762 F1 · balance_after: Includes 98,266 unvested shares of restricted stock Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:35 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock | 4,245 | $6.16 | $26,149.20 |
DisclosureSEC source: 0000215466-20-000019 · wf-form4_158111130510205.xml · nonDerivative · entry 2 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,809 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2 · balance_after: Includes 46,313 unvested shares of restricted stock Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:35 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock | 3,411 | $6.16 | $21,011.76 |
DisclosureSEC source: 0000215466-20-000019 · wf-form4_158111130510205.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,054 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:02 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock | 1,714 | $4.84 | $8,295.76 |
DisclosureSEC source: 0000215466-19-000108 · wf-form4_156477972465752.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,465 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2 · balance_after: Includes 69,406 unvested shares of restricted stock Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 20:37 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock | 2,870 | $4.65 | $13,345.50 |
DisclosureSEC source: 0000215466-19-000083 · wf-form4_155328704047535.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,179 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2 · balance_after: Includes 75,253 unvested shares of restricted stock Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 21:44 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock | 3,520 | $4.56 | $16,051.20 |
DisclosureSEC source: 0000215466-19-000073 · wf-form4_155208145754686.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,049 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2 · balance_after: Includes 85,356 unvested shares of restricted stock Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:46 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock | 4,245 | $5.16 | $21,904.20 |
DisclosureSEC source: 0000215466-19-000042 · wf-form4_154949317121352.xml · nonDerivative · entry 2 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,569 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2 · balance_after: Includes 97,750 unvested shares of restricted stock Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:46 UTC | Coeur Mining, Inc. CDE · Entity 3250 | GrantCommon Stock | 32,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000215466-19-000042 · wf-form4_154949317121352.xml · nonDerivative · entry 1 Smith Terrence F. · CIK 0001759560 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,814 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.