Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2018 Filed Feb 15, 2018 19:54 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 8,567 | $68.73 | $588,851.89 |
DisclosureSEC source: 0001127602-18-006292 · form4.xml · nonDerivative · entry 2 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,797.7372 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:54 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
GrantCommon Stock | 8,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006292 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,364.7372 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:51 UTC |
Bernstein DavidCFO & CAO
|
SaleCommon Stock | 5,999 | $68.73 | $412,340.67 |
DisclosureSEC source: 0001127602-18-006290 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,776 F3 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:51 UTC |
Bernstein DavidCFO & CAO
|
GrantCommon Stock | 15,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006290 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,775 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 14:00 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 700 | $72.18 | $50,524.81 |
DisclosureSEC source: 0001127602-18-003875 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 373,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $72.13 to $72.24. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 14:00 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 7,300 | $71.61 | $522,753.00 |
DisclosureSEC source: 0001127602-18-003875 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 374,425 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.09 to $72.08. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 13:21 UTC |
GLASIER RICHARDDirector
|
SaleCommon Stock | 4,234 | $68.23 | $288,873.96 |
DisclosureSEC source: 0001127602-18-002314 · form4.xml · nonDerivative · entry 1 GLASIER RICHARD · CIK 0001239605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,290.685 F1 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:14 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
GrantCommon Stock | 5,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002032 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,797.7372 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:13 UTC |
KRUSE STEINCEO, Holland America Group
|
GrantCommon Stock | 12,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002031 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,086.5464 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:11 UTC |
DONALD ARNOLD WDirector · President & CEO
|
GrantCommon Stock | 31,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002030 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,289.814 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:08 UTC |
BAND SIR JONATHONDirector
|
SaleCommon Stock | 3,840 | $69.59 | $267,225.60 |
DisclosureSEC source: 0001127602-18-002029 · form4.xml · nonDerivative · entry 1 BAND SIR JONATHON · CIK 0001489421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,071.467 F1 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:06 UTC |
Bernstein DavidCFO & CAO
|
SaleCommon Stock | 2,600 | $69.59 | $180,934.00 |
DisclosureSEC source: 0001127602-18-002028 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,601 Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:06 UTC |
Bernstein DavidCFO & CAO
|
Tax withholdingCommon Stock | 3,419 | $68.52 | $234,269.88 |
DisclosureSEC source: 0001127602-18-002028 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,201 F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:06 UTC |
Bernstein DavidCFO & CAO
|
GrantCommon Stock | 8,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002028 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,620 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 19:21 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 10,369 | $69.11 | $716,649.29 |
DisclosureSEC source: 0001127602-18-001797 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,474.7372 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.810 to $69.581. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 19:19 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 16,226 | $69.11 | $1,121,453.50 |
DisclosureSEC source: 0001127602-18-001795 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,350.814 F1 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.810 to $69.581. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 19:16 UTC |
KRUSE STEINCEO, Holland America Group
|
SaleCommon Stock | 21,602 | $69.11 | $1,493,013.59 |
DisclosureSEC source: 0001127602-18-001794 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,331.5464 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.810 to $69.581. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 19:14 UTC |
Bernstein DavidCFO & CAO
|
SaleCommon Stock | 4,340 | $69.11 | $299,957.36 |
DisclosureSEC source: 0001127602-18-001793 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,103 F1 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.810 to $69.581. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 16:30 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 3,000 | $68.00 | $204,000.00 |
DisclosureSEC source: 0001127602-18-001590 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 352,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 19:52 UTC |
Bernstein DavidCFO & CAO
|
SaleCommon Stock | 11,000 | $66.50 | $731,453.80 |
DisclosureSEC source: 0001127602-18-001239 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,443 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.48 to $66.52. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:20 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 5,000 | $66.90 | $334,518.00 |
DisclosureSEC source: 0001127602-18-000937 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $66.61 to $67.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 15:56 UTC |
Bernstein DavidCFO & CAO
|
SaleCommon Stock | 25,928 | $66.93 | $1,735,361.04 |
DisclosureSEC source: 0001127602-17-035608 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,443 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 15:59 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 15,166 | $66.59 | $1,009,903.94 |
DisclosureSEC source: 0001127602-17-035612 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,841.1972 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.04 to $66.765. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 15:57 UTC |
KRUSE STEINCEO, Holland America Group
|
SaleCommon Stock | 60,665 | $66.59 | $4,039,682.35 |
DisclosureSEC source: 0001127602-17-035609 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,907.2644 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.04 to $66.765. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 15:56 UTC |
Bernstein DavidCFO & CAO
|
SaleCommon Stock | 25,526 | $66.59 | $1,699,776.34 |
DisclosureSEC source: 0001127602-17-035608 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,371 F1 · shares: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance Restricted Stock Units previously reported on December 29, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $66.04 to $66.765. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 17:25 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 6,000 | $68.00 | $408,000.00 |
DisclosureSEC source: 0001127602-17-035301 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 360,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:46 UTC |
Bernstein DavidCFO & CAO
|
Tax withholdingCommon Stock | 11,507 | $66.60 | $766,366.20 |
DisclosureSEC source: 0001127602-17-035247 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,897 F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock and restricted stock units released on December 18, 2017 as a result of the Reporting Person becoming eligible for retirement due to his age. F2 · balance_after: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:44 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 5,000 | $65.57 | $327,871.50 |
DisclosureSEC source: 0001127602-17-033896 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 366,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.09 to $65.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:42 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 5,000 | $65.43 | $327,155.50 |
DisclosureSEC source: 0001127602-17-031448 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 371,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.22 to $65.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 17:54 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 90,903 | $67.41 | $6,127,589.42 |
DisclosureSEC source: 0001127602-17-030000 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,600.918 F1 · shares: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance Restricted Stock Units previously reported on October 18, 2016. F2 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 12:27 UTC |
BUCKELEW ALANChief Information Officer
|
SaleCommon Stock | 15,000 | $67.02 | $1,005,352.50 |
DisclosureSEC source: 0001127602-17-024433 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,860.1685 F1 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 21, 2017 Filed Jul 21, 2017 19:39 UTC |
BUCKELEW ALANChief Information Officer
|
SaleCommon Stock | 15,000 | $67.52 | $1,012,807.50 |
DisclosureSEC source: 0001127602-17-024007 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,860.1685 F1 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:12 UTC |
PARKER SIR JOHNDirector
|
SaleCommon Stock | 19,965 | $60.98 | $1,217,465.70 |
DisclosureSEC source: 0001127602-17-016289 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,798.1752 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:48 UTC |
GLASIER RICHARDDirector
|
SaleCommon Stock | 2,160 | $58.28 | $125,891.06 |
DisclosureSEC source: 0001127602-17-014833 · form4.xml · nonDerivative · entry 2 GLASIER RICHARD · CIK 0001239605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,524.167 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:48 UTC |
GLASIER RICHARDDirector
|
SaleCommon Stock | 3,840 | $58.30 | $223,878.14 |
DisclosureSEC source: 0001127602-17-014833 · form4.xml · nonDerivative · entry 1 GLASIER RICHARD · CIK 0001239605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,684.167 Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:36 UTC |
WEISENBURGER RANDALL JDirector
|
GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014576 · form4.xml · nonDerivative · entry 1 WEISENBURGER RANDALL J · CIK 0001031609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,422.0431 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:35 UTC |
WEIL LAURA ADirector
|
GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014575 · form4.xml · nonDerivative · entry 1 WEIL LAURA A · CIK 0001191885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,306.502 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:33 UTC |
SUBOTNICK STUARTDirector
|
GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014574 · form4.xml · nonDerivative · entry 1 SUBOTNICK STUART · CIK 0001052438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,597.3659 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:31 UTC |
PARKER SIR JOHNDirector
|
GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014572 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,763.1752 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:30 UTC |
KELLY ENNIS DEBRA JDirector
|
GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014571 · form4.xml · nonDerivative · entry 1 KELLY ENNIS DEBRA J · CIK 0001231237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,015.6269 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:28 UTC |
GLASIER RICHARDDirector
|
GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014570 · form4.xml · nonDerivative · entry 1 GLASIER RICHARD · CIK 0001239605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,524.167 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:24 UTC |
BAND SIR JONATHONDirector
|
GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014568 · form4.xml · nonDerivative · entry 1 BAND SIR JONATHON · CIK 0001489421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690.767 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:26 UTC |
Deeble HelenDirector
|
GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014569 · form4.xml · nonDerivative · entry 1 Deeble Helen · CIK 0001677805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:40 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 13,004 | $55.88 | $726,710.33 |
DisclosureSEC source: 0001127602-17-006834 · form4.xml · nonDerivative · entry 2 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,957.2362 F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:40 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
GrantCommon Stock | 13,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006834 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,961.2362 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:39 UTC |
KRUSE STEINCEO, Holland America Group
|
SaleCommon Stock | 31,158 | $55.88 | $1,741,221.21 |
DisclosureSEC source: 0001127602-17-006833 · form4.xml · nonDerivative · entry 2 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,178.0284 F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:39 UTC |
KRUSE STEINCEO, Holland America Group
|
GrantCommon Stock | 31,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006833 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,336.0284 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:37 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 32,049 | $55.88 | $1,791,013.50 |
DisclosureSEC source: 0001127602-17-006830 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,864.04 F3 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of the Performance RSUs. F4 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:37 UTC |
DONALD ARNOLD WDirector · President & CEO
|
GrantCommon Stock | 75,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006830 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,913.04 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:35 UTC |
BUCKELEW ALANChief Information Officer
|
SaleCommon Stock | 31,158 | $55.88 | $1,741,221.21 |
DisclosureSEC source: 0001127602-17-006829 · form4.xml · nonDerivative · entry 2 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,362.3084 F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.