Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVALONBAY COMMUNITIES INCAVB · Entity 23068 | Director | May 26, 2022 | May 31, 2022 |
| CARNIVAL PLCCUK · Entity 49172 | Chief Information Officer | July 31, 2017 | August 01, 2017 |
| Carnival Corp Ltd.CCL · Entity 3136 | Chief Information Officer | July 31, 2017 | August 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVALONBAY COMMUNITIES INC
Report date May 26, 2022 · Filed May 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 9,994 |
Reported balance
After 2022-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-26 · Grant · Acquired 852 · Balance 9,994 F1: Reflects grant of shares of restricted stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of shares of restricted stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements.
F2: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.
CARNIVAL PLC
Report date July 31, 2017 · Filed August 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest In Special Voting Share)SEC Table I · non-derivative | Direct | 150,860.1685 |
Reported balance
After 2017-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-07-31 · Sale · Disposed 15,000 · Balance 150,860.1685 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Carnival Corp Ltd.
Report date July 31, 2017 · Filed August 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,860.1685 |
Reported balance
After 2017-07-31 transaction · row 1
1 source rowRow 1 · 2017-07-31 · Sale · Disposed 15,000 · Balance 150,860.1685 F1: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2022 Filed May 31, 2022 21:21 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032903 · doc4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,994 F1 · shares: Reflects grant of shares of restricted stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 22:46 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036945 · doc4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,142 F1 · shares: Reflects grant of shares of restricted stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. Read SEC document |
| May 19, 2020 Filed May 21, 2020 18:54 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031201 · doc4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,309 F1 · shares: Reflects grant of shares of restricted stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:07 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032892 · doc4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,210 F1 · shares: Reflects grant of shares of restricted stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:35 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034924 · doc4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,425 F1 · shares: Reflects grant of shares of restricted stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 12:27 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 15,000 | $67.02 | $1,005,352.50 |
DisclosureSEC source: 0001127602-17-024433 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,860.1685 F1 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 12:28 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 15,000 | $67.02 | $1,005,352.50 |
DisclosureSEC source: 0001127602-17-024434 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,860.1685 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 21, 2017 Filed Jul 21, 2017 19:39 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 15,000 | $67.52 | $1,012,807.50 |
DisclosureSEC source: 0001127602-17-024007 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,860.1685 F1 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| July 21, 2017 Filed Jul 21, 2017 19:41 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 15,000 | $67.52 | $1,012,807.50 |
DisclosureSEC source: 0001127602-17-024008 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,860.1685 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:37 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036061 · doc4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579 F1 · price: Reflects grant of shares of restricted stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:35 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 31,158 | $55.88 | $1,741,221.21 |
DisclosureSEC source: 0001127602-17-006829 · form4.xml · nonDerivative · entry 2 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,362.3084 F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:35 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 31,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006829 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,520.3084 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:44 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 31,158 | $55.88 | $1,741,221.21 |
DisclosureSEC source: 0001127602-17-006836 · form4.xml · nonDerivative · entry 2 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,362.3084 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:44 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 31,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006836 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,520.3084 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 9,273 | $52.95 | $491,015.55 |
DisclosureSEC source: 0001127602-17-002009 · form4.xml · nonDerivative · entry 3 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,362.3084 F4 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 5,493 | $53.09 | $291,623.37 |
DisclosureSEC source: 0001127602-17-002009 · form4.xml · nonDerivative · entry 2 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,635.3084 F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 14,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002009 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,128.3084 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:48 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 9,273 | $52.95 | $491,015.55 |
DisclosureSEC source: 0001127602-17-002015 · form4.xml · nonDerivative · entry 3 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,362.3084 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F5 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:48 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 5,493 | $53.09 | $291,623.37 |
DisclosureSEC source: 0001127602-17-002015 · form4.xml · nonDerivative · entry 2 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,635.3084 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:48 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 14,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002015 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,128.3084 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 16:54 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 60,664 | $52.11 | $3,161,201.04 |
DisclosureSEC source: 0001127602-17-000026 · form4.xml · nonDerivative · entry 2 BUCKELEW ALAN · CIK 0001280888 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,766.3084 F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 16:54 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 121,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000026 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,430.3084 F1 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017. F2 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 17:00 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 60,664 | $52.11 | $3,161,201.04 |
DisclosureSEC source: 0001127602-17-000030 · form4.xml · nonDerivative · entry 2 BUCKELEW ALAN · CIK 0001280888 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,766.3084 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 17:00 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 121,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000030 · form4.xml · nonDerivative · entry 1 BUCKELEW ALAN · CIK 0001280888 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,430.3084 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017. F3 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.