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CCEL

CRYO CELL INTERNATIONAL INC

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7400
SEC CIK
0000862692
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173

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2019 Filed Jan 13, 2020 21:18 UTC
Mikulinsky OlegChief Information Officer
GrantCommon Stock 9,729 $4.15 $40,375.35
Disclosure

SEC source: 0000899243-20-001060 · doc4.xml · nonDerivative · entry 1

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,349

F1 · shares: Shares of restricted stock awarded per the December 1, 2015 Employment Agreement. The shares were issued on December 3, 2019 as a result the ratification of stock issuances and equity awards at the Company's annual meeting on November 21, 2019.

Read SEC document
December 03, 2019 Filed Mar 2, 2020 22:10 UTC
Mikulinsky OlegChief Information Officer
GrantCommon Stock 5,000 $8.08 $40,400.00
Disclosure

SEC source: 0000899243-20-006534 · doc4.xml · nonDerivative · entry 2

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,349

F1 · shares: Shares of restricted stock awarded per the December 1, 2015 Employment Agreement. The shares were issued on December 3, 2019 as a result the ratification of stock issuances and equity awards at the Company's annual meeting on November 21, 2019.

Read SEC document
December 03, 2019 Filed Mar 2, 2020 22:10 UTC
Mikulinsky OlegChief Information Officer
GrantCommon Stock 9,729 $4.15 $40,375.35
Disclosure

SEC source: 0000899243-20-006534 · doc4.xml · nonDerivative · entry 1

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,349

F1 · shares: Shares of restricted stock awarded per the December 1, 2015 Employment Agreement. The shares were issued on December 3, 2019 as a result the ratification of stock issuances and equity awards at the Company's annual meeting on November 21, 2019.

Read SEC document
November 25, 2019 Filed Dec 12, 2019 22:32 UTC GrantStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0000899243-19-029063 · doc4.xml · derivative · entry 9

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2026-11-25

F7 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
November 25, 2019 Filed Dec 12, 2019 22:32 UTC GrantStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0000899243-19-029062 · doc4.xml · derivative · entry 9

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2026-11-25

F7 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
November 25, 2019 Filed Dec 12, 2019 22:32 UTC GrantStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0000899243-19-029061 · doc4.xml · derivative · entry 3

SHEEHY BRIAN L. · CIK 0001646597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,300

Underlying: Common Stock · 5,300 shares

Expires 2026-11-25

F3 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
November 25, 2019 Filed Dec 12, 2019 22:30 UTC GrantStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0000899243-19-029057 · doc4.xml · derivative · entry 10

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2026-11-25

F7 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
November 25, 2019 Filed Dec 13, 2019 15:11 UTC
Ellis ArthurDirector
GrantStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0000899243-19-029115 · doc4.xml · derivative · entry 5

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2026-11-25

F2 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
November 25, 2019 Filed Jun 16, 2020 21:26 UTC GrantStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0000899243-20-016676 · doc4.xml · derivative · entry 10

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2026-11-25

F6 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
November 25, 2019 Filed Jul 15, 2020 21:29 UTC GrantStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0000899243-20-019190 · doc4.xml · derivative · entry 8

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2026-11-25

F6 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 22:30 UTC
PORTNOY DAVIDDirector · Co-Chief Executive Officer
SaleCommon stock 27,572 $4.00 $110,288.00
Disclosure

SEC source: 0000899243-19-028074 · doc4.xml · nonDerivative · entry 11

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,661

F7 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 22:30 UTC
PORTNOY DAVIDDirector · Co-Chief Executive Officer
SaleCommon stock 40,390 $3.20 $129,248.00
Disclosure

SEC source: 0000899243-19-028074 · doc4.xml · nonDerivative · entry 10

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,233

F7 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 22:30 UTC
PORTNOY DAVIDDirector · Co-Chief Executive Officer
SaleCommon stock 89,510 $3.30 $295,383.00
Disclosure

SEC source: 0000899243-19-028074 · doc4.xml · nonDerivative · entry 9

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,623

F7 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 22:32 UTC
Portnoy Mark L.Director · Co-Chief Executive Officer
SaleCommon Stock 22,020 $4.00 $88,080.00
Disclosure

SEC source: 0000899243-19-028076 · doc4.xml · nonDerivative · entry 5

Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,514

F5 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 22:32 UTC
Portnoy Mark L.Director · Co-Chief Executive Officer
SaleCommon Stock 35,122 $3.20 $112,390.40
Disclosure

SEC source: 0000899243-19-028076 · doc4.xml · nonDerivative · entry 4

Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,534

F5 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 22:32 UTC
Portnoy Mark L.Director · Co-Chief Executive Officer
SaleCommon Stock 77,835 $3.30 $256,855.50
Disclosure

SEC source: 0000899243-19-028076 · doc4.xml · nonDerivative · entry 3

Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,656

F5 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Dec 12, 2019 22:32 UTC OtherStock Option · Derivative 7,500 $7.00 Strike: $7.00 $52,500.00
Disclosure

SEC source: 0000899243-19-029063 · doc4.xml · derivative · entry 8

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2027-07-18

F6 · kind: Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Dec 12, 2019 22:32 UTC OtherStock Option · Derivative 7,500 $3.50 Strike: $3.50 $26,250.00
Disclosure

SEC source: 0000899243-19-029063 · doc4.xml · derivative · entry 7

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2026-07-06

F6 · kind: Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Dec 12, 2019 22:32 UTC OtherStock Option · Derivative 7,500 $7.00 Strike: $7.00 $52,500.00
Disclosure

SEC source: 0000899243-19-029062 · doc4.xml · derivative · entry 8

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2027-07-18

F6 · kind: Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Dec 12, 2019 22:32 UTC OtherStock Option · Derivative 7,500 $3.50 Strike: $3.50 $26,250.00
Disclosure

SEC source: 0000899243-19-029062 · doc4.xml · derivative · entry 7

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2026-07-06

F6 · kind: Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Dec 12, 2019 22:30 UTC OtherStock Option · Derivative 7,500 $7.00 Strike: $7.00 $52,500.00
Disclosure

SEC source: 0000899243-19-029057 · doc4.xml · derivative · entry 9

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2027-07-18

F6 · kind: Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
November 21, 2019 Filed Dec 12, 2019 22:30 UTC OtherStock Option · Derivative 7,500 $3.50 Strike: $3.50 $26,250.00
Disclosure

SEC source: 0000899243-19-029057 · doc4.xml · derivative · entry 8

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2026-07-06

F6 · kind: Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 20:15 UTC
Portnoy Mark L.Director · Co-Chief Executive Officer
SaleCommon Stock 20,000 $7.54 $150,800.00
Disclosure

SEC source: 0000899243-19-023993 · doc4.xml · nonDerivative · entry 3

Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by partnership

Disclosed balance after: 71,529

F1 · ownership.nature: Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 20:15 UTC
Portnoy Mark L.Director · Co-Chief Executive Officer
PurchaseCommon Stock 20,000 $7.54 $150,800.00
Disclosure

SEC source: 0000899243-19-023993 · doc4.xml · nonDerivative · entry 1

Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,491

Read SEC document
September 04, 2019 Filed Sep 4, 2019 21:35 UTC
Mikulinsky OlegChief Information Officer
GrantStock Option · Derivative 4,444 $7.13 Strike: $7.13 $31,685.72
Disclosure

SEC source: 0000899243-19-022754 · doc4.xml · derivative · entry 5

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,444

Underlying: Common Stock · 4,444 shares

Expires 2029-09-04

F3 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020.

F3 · derivative.expiration_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:17 UTC GrantStock Option · Derivative 7,500 $7.53 Strike: $7.53 $56,475.00
Disclosure

SEC source: 0000899243-19-022752 · doc4.xml · derivative · entry 9

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-08-30

F7 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:16 UTC
Portnoy Mark L.Director · Co-Chief Executive Officer
GrantStock Option · Derivative 22,222 $7.53 Strike: $7.53 $167,331.66
Disclosure

SEC source: 0000899243-19-022751 · doc4.xml · derivative · entry 8

Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

Underlying: Common Stock · 22,222 shares

Expires 2029-08-30

F4 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:16 UTC
Ellis ArthurDirector
GrantStock Option · Derivative 20,000 $7.53 Strike: $7.53 $150,600.00
Disclosure

SEC source: 0000899243-19-022750 · doc4.xml · derivative · entry 4

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-08-30

F1 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on August 30, 2020 and 1/3 on August 30, 2021.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:15 UTC
PORTNOY DAVIDDirector · Co-Chief Executive Officer
GrantStock Option · Derivative 26,243 $7.53 Strike: $7.53 $197,609.79
Disclosure

SEC source: 0000899243-19-022749 · doc4.xml · derivative · entry 14

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,243

Underlying: Common Stock · 26,243 shares

Expires 2029-08-30

F6 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:15 UTC GrantStock Option · Derivative 20,000 $7.53 Strike: $7.53 $150,600.00
Disclosure

SEC source: 0000899243-19-022748 · doc4.xml · derivative · entry 2

SHEEHY BRIAN L. · CIK 0001646597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-08-30

F2 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on August 30, 2020 and 1/3 on August 30, 2021.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:15 UTC GrantStock Option · Derivative 7,500 $7.53 Strike: $7.53 $56,475.00
Disclosure

SEC source: 0000899243-19-022747 · doc4.xml · derivative · entry 8

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-08-30

F7 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:15 UTC GrantStock Option · Derivative 7,500 $7.53 Strike: $7.53 $56,475.00
Disclosure

SEC source: 0000899243-19-022746 · doc4.xml · derivative · entry 8

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-08-30

F7 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019

Read SEC document
August 30, 2019 Filed Nov 25, 2019 22:30 UTC
PORTNOY DAVIDDirector · Co-Chief Executive Officer
GrantStock Option · Derivative 26,243 $7.53 Strike: $7.53 $197,609.79
Disclosure

SEC source: 0000899243-19-028074 · doc4.xml · derivative · entry 16

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,243

Underlying: Common Stock · 26,243 shares

Expires 2029-08-30

F6 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:43 UTC PurchaseCommon Stock 10,000 $7.00 $70,000.00
Disclosure

SEC source: 0000899243-19-011805 · doc4.xml · nonDerivative · entry 1

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Read SEC document
April 30, 2019 Filed Sep 4, 2019 21:15 UTC PurchaseCommon Stock 10,000 $7.00 $70,000.00
Disclosure

SEC source: 0000899243-19-022746 · doc4.xml · nonDerivative · entry 1

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Read SEC document
April 17, 2019 Filed Apr 24, 2019 20:30 UTC
Ellis ArthurDirector
PurchaseCommon Stock 3,853 $6.90 $26,585.70
Disclosure

SEC source: 0000899243-19-011038 · doc4.xml · nonDerivative · entry 1

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,078

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:00 UTC PurchaseCommon Stock 10,750 $7.14 $76,755.00
Disclosure

SEC source: 0000899243-19-003171 · doc4.xml · nonDerivative · entry 1

SHEEHY BRIAN L. · CIK 0001646597 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 484,199

F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:00 UTC
PORTNOY DAVIDDirector · Co-Chief Executive Officer
PurchaseCommon Stock 800 $6.74 $5,392.00
Disclosure

SEC source: 0000899243-19-002469 · doc4.xml · nonDerivative · entry 7

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,133

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:00 UTC
PORTNOY DAVIDDirector · Co-Chief Executive Officer
PurchaseCommon Stock 1,800 $6.75 $12,150.00
Disclosure

SEC source: 0000899243-19-002469 · doc4.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,333

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:00 UTC
PORTNOY DAVIDDirector · Co-Chief Executive Officer
PurchaseCommon Stock 1,200 $6.75 $8,100.00
Disclosure

SEC source: 0000899243-19-002469 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,533

Read SEC document
January 10, 2019 Filed Jan 11, 2019 13:00 UTC PurchaseCommon Stock 2,100 $7.00 $14,700.00
Disclosure

SEC source: 0000899243-19-001008 · doc4.xml · nonDerivative · entry 1

SHEEHY BRIAN L. · CIK 0001646597 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 473,449

F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:00 UTC PurchaseCommon Stock 2,280 $7.00 $15,960.00
Disclosure

SEC source: 0000899243-18-028708 · doc4.xml · nonDerivative · entry 1

SHEEHY BRIAN L. · CIK 0001646597 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 471,349

F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund.

Read SEC document
October 23, 2018 Filed Oct 23, 2018 21:00 UTC
Ellis ArthurDirector
PurchaseCommon Stock 5,000 $6.80 $34,000.00
Disclosure

SEC source: 0000899243-18-027298 · doc4.xml · nonDerivative · entry 1

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,225

Read SEC document
October 17, 2018 Filed Oct 19, 2018 20:33 UTC PurchaseCommon Stock 14,100 $6.73 $94,893.00
Disclosure

SEC source: 0000899243-18-027088 · doc4.xml · nonDerivative · entry 1

SHEEHY BRIAN L. · CIK 0001646597 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 469,069

F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund.

Read SEC document
August 30, 2018 Filed Aug 30, 2018 21:22 UTC Exercise / conversionStock Options · Derivative 20,000 $2.70 Strike: $2.70 $54,000.00
Disclosure

SEC source: 0000899243-18-023562 · doc4.xml · derivative · entry 3

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Stock options vest at a rate of 1/3 per year commencing on August 30, 2011.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 21:00 UTC PurchaseCommon Stock 100 $7.95 $795.00
Disclosure

SEC source: 0000899243-18-023732 · doc4.xml · nonDerivative · entry 4

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,053,200

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August 30, 2018 Filed Sep 4, 2018 21:00 UTC PurchaseCommon Stock 2,700 $8.00 $21,600.00
Disclosure

SEC source: 0000899243-18-023732 · doc4.xml · nonDerivative · entry 3

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,053,100

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August 30, 2018 Filed Sep 4, 2018 21:00 UTC
Ellis ArthurDirector
PurchaseCommon Stock 1,975 $7.90 $15,602.50
Disclosure

SEC source: 0000899243-18-023731 · doc4.xml · nonDerivative · entry 2

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,225

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August 30, 2018 Filed Sep 4, 2018 21:00 UTC
Ellis ArthurDirector
PurchaseCommon Stock 1,000 $8.00 $8,000.00
Disclosure

SEC source: 0000899243-18-023731 · doc4.xml · nonDerivative · entry 1

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

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August 29, 2018 Filed Aug 29, 2018 21:12 UTC Exercise / conversionStock Options · Derivative 20,000 $2.70 Strike: $2.70 $54,000.00
Disclosure

SEC source: 0000899243-18-023487 · doc4.xml · derivative · entry 2

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options vest at a rate of 1/3 per year commencing on August 30, 2011.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.