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person · Reporting owner

Ellis Arthur

Disclosed activity across 1 company

Tapewire entity
146457
SEC CIK
0001750387

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CRYO CELL INTERNATIONAL INC

Report date September 22, 2020 · Filed September 24, 2020

Section 16 reporting ended · disclosed 2020-09-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,078 Reported balance Holding disclosure · report date 2020-09-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 30,078

Common StockSEC Table I · non-derivativeIndirectJoint with Spouse71,693 Reported balance Holding disclosure · report date 2020-09-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 71,693

Common StockSEC Table I · non-derivativeIndirectBy IRA15,100 Reported balance Holding disclosure · report date 2020-09-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,100

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.53 · Expires 2029-08-30Direct20,000 Reported balance Holding disclosure · report date 2020-09-22 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 20,000

F1: On August 30, 2019, the reporting person was granted 20,000 stock options, vesting in three equal installments beginning on the date of grant. Effective September 15, 2020, the Compensation Committee accelerated the vesting of 6,667 stock options in connection with the reporting person not being nominated to the Company's board of directors

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.74 · Expires 2029-11-25Direct5,300 Reported balance Holding disclosure · report date 2020-09-22 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,300

F2: On November 25, 2019, the reporting person was granted 5,300 stock options, vesting in twelve equal installments beginning on the date of grant. Effective September 15, 2020, the Compensation Committee accelerated the vesting of 883 stock options in connection with the reporting person not being nominated to the Company's board of directors

Filing footnotes · ownership attribution and instrument terms

F1: On August 30, 2019, the reporting person was granted 20,000 stock options, vesting in three equal installments beginning on the date of grant. Effective September 15, 2020, the Compensation Committee accelerated the vesting of 6,667 stock options in connection with the reporting person not being nominated to the Company's board of directors

F2: On November 25, 2019, the reporting person was granted 5,300 stock options, vesting in twelve equal installments beginning on the date of grant. Effective September 15, 2020, the Compensation Committee accelerated the vesting of 883 stock options in connection with the reporting person not being nominated to the Company's board of directors

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2019 Filed Dec 13, 2019 15:11 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0000899243-19-029115 · doc4.xml · derivative · entry 5

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2026-11-25

F2 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:16 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantStock Option · Derivative 20,000 $7.53 Strike: $7.53 $150,600.00
Disclosure

SEC source: 0000899243-19-022750 · doc4.xml · derivative · entry 4

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-08-30

F1 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on August 30, 2020 and 1/3 on August 30, 2021.

Read SEC document
April 17, 2019 Filed Apr 24, 2019 20:30 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 3,853 $6.90 $26,585.70
Disclosure

SEC source: 0000899243-19-011038 · doc4.xml · nonDerivative · entry 1

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,078

Read SEC document
October 23, 2018 Filed Oct 23, 2018 21:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 5,000 $6.80 $34,000.00
Disclosure

SEC source: 0000899243-18-027298 · doc4.xml · nonDerivative · entry 1

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,225

Read SEC document
August 30, 2018 Filed Sep 4, 2018 21:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,975 $7.90 $15,602.50
Disclosure

SEC source: 0000899243-18-023731 · doc4.xml · nonDerivative · entry 2

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,225

Read SEC document
August 30, 2018 Filed Sep 4, 2018 21:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,000 $8.00 $8,000.00
Disclosure

SEC source: 0000899243-18-023731 · doc4.xml · nonDerivative · entry 1

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Read SEC document
August 24, 2018 Filed Aug 27, 2018 20:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 40 $8.00 $320.00
Disclosure

SEC source: 0000899243-18-023300 · doc4.xml · nonDerivative · entry 1

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

Read SEC document
August 21, 2018 Filed Aug 22, 2018 20:30 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 550 $8.00 $4,400.00
Disclosure

SEC source: 0000899243-18-023025 · doc4.xml · nonDerivative · entry 2

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,210

Read SEC document
August 21, 2018 Filed Aug 22, 2018 20:30 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,500 $8.05 $12,075.00
Disclosure

SEC source: 0000899243-18-023025 · doc4.xml · nonDerivative · entry 1

Ellis Arthur · CIK 0001750387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,660

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.