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Nasdaq · USD

CCCC

C4 Therapeutics, Inc.

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5503
SEC CIK
0001662579
Parsed reports
295

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2022 Filed Jun 23, 2022 16:15 UTC
DOWNEY BRUCEDirector
GrantStock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-22-038861 · doc4.xml · derivative · entry 1

DOWNEY BRUCE · CIK 0001237257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2032-06-21

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 22, 2023 and (ii) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 16:16 UTC
Dubin GlennDirector
GrantStock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-22-038864 · doc4.xml · derivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2032-06-21

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 22, 2023 and (ii) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:16 UTC GrantStock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-22-038865 · doc4.xml · derivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2032-06-21

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 22, 2023 and (ii) the next annual meeting of the Issuer's stockholders.

Read SEC document
May 26, 2022 Filed Jun 14, 2022 16:45 UTC Amendment
Boyle Scott NChief Business Officer
Tax withholdingCommon Stock 1,102 $7.01 $7,725.02
Disclosure

SEC source: 0001209191-22-036711 · doc4a.xml · nonDerivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of performance restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 26, 2022 Filed Jun 14, 2022 20:45 UTC Amendment
White LaurenChief Financial Officer
Tax withholdingCommon Stock 1,102 $7.01 $7,725.02
Disclosure

SEC source: 0001209191-22-036714 · doc4a.xml · nonDerivative · entry 1

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of performance restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 26, 2022 Filed Jun 14, 2022 20:45 UTC Amendment
Hirsch AndrewDirector · President & CEO
Tax withholdingCommon Stock 3,675 $7.01 $25,761.75
Disclosure

SEC source: 0001209191-22-036716 · doc4a.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,825

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of performance restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 26, 2022 Filed Jun 14, 2022 20:45 UTC Amendment
Siegel JolieChief Legal Officer
Tax withholdingCommon Stock 1,102 $7.01 $7,725.02
Disclosure

SEC source: 0001209191-22-036718 · doc4a.xml · nonDerivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of performance restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 26, 2022 Filed Jun 14, 2022 20:45 UTC Amendment
Fisher StewartChief Scientific Officer
Tax withholdingCommon Stock 1,102 $7.01 $7,725.02
Disclosure

SEC source: 0001209191-22-036715 · doc4a.xml · nonDerivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,038

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of performance restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 26, 2022 Filed Jun 14, 2022 20:45 UTC Amendment
Schick KellyChief People Officer
Tax withholdingCommon Stock 1,102 $7.01 $7,725.02
Disclosure

SEC source: 0001209191-22-036713 · doc4a.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of performance restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 26, 2022 Filed Jun 14, 2022 20:45 UTC Amendment
Crystal AdamChief Medical Officer
Tax withholdingCommon Stock 1,102 $7.01 $7,725.02
Disclosure

SEC source: 0001209191-22-036712 · doc4a.xml · nonDerivative · entry 1

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,648

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of performance restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 25, 2022 Filed May 27, 2022 16:15 UTC
Boyle Scott NChief Business Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032510 · doc4.xml · derivative · entry 2

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 16:15 UTC
Boyle Scott NChief Business Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-032510 · doc4.xml · nonDerivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:15 UTC
White LaurenChief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032509 · doc4.xml · derivative · entry 2

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:15 UTC
White LaurenChief Financial Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-032509 · doc4.xml · nonDerivative · entry 1

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:15 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032508 · doc4.xml · derivative · entry 2

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:15 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-032508 · doc4.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:16 UTC
Siegel JolieChief Legal Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032515 · doc4.xml · derivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:16 UTC
Siegel JolieChief Legal Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-032515 · doc4.xml · nonDerivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:16 UTC
Crystal AdamChief Medical Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032514 · doc4.xml · derivative · entry 2

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:16 UTC
Crystal AdamChief Medical Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-032514 · doc4.xml · nonDerivative · entry 1

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:16 UTC
Schick KellyChief People Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032512 · doc4.xml · derivative · entry 2

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:16 UTC
Schick KellyChief People Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-032512 · doc4.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:15 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032511 · doc4.xml · derivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:15 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-032511 · doc4.xml · nonDerivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
April 12, 2022 Filed Apr 12, 2022 20:05 UTC
Hirsch AndrewDirector · President & CEO
PurchaseCommon Stock 10,000 $8.40 $84,000.00
Disclosure

SEC source: 0001209191-22-024130 · doc4.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
April 12, 2022 Filed Apr 13, 2022 00:41 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,928 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001209191-22-024228 · doc4.xml · derivative · entry 4

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,152

Underlying: Common Stock · 25,928 shares

Expires 2030-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests and becomes exercisable in 20 equal quarterly installments, with the first installment vested on September 5, 2020.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 00:41 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,156 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001209191-22-024228 · doc4.xml · derivative · entry 3

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,572

Underlying: Common Stock · 2,156 shares

Expires 2028-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 20% of this option vested and became exercisable on May 1, 2019, with the remainder vesting in 16 equal quarterly installments thereafter.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 00:41 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionCommon Stock 25,928 $4.98 $129,121.44
Disclosure

SEC source: 0001209191-22-024228 · doc4.xml · nonDerivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 00:41 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionCommon Stock 2,156 $3.71 $7,998.76
Disclosure

SEC source: 0001209191-22-024228 · doc4.xml · nonDerivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 16:26 UTC GrantCommon Stock 388 $26.46 $10,266.48
Disclosure

SEC source: 0001209191-22-023018 · doc4.xml · nonDerivative · entry 1

COHEN ALAIN J · CIK 0001132946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 4, 2022.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 16:27 UTC
Dubin GlennDirector
GrantCommon Stock 379 $26.46 $10,028.34
Disclosure

SEC source: 0001209191-22-023021 · doc4.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 4, 2022.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 20:25 UTC GrantCommon Stock 341 $26.46 $9,022.86
Disclosure

SEC source: 0001209191-22-023016 · doc4.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,316

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 4, 2022.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:20 UTC GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $22.64 $0.00
Disclosure

SEC source: 0001209191-22-019573 · doc4.xml · derivative · entry 1

Koppikar Utpal · CIK 0001742696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2032-03-15

F1 · derivative.exercise_date: 33% of the shares underlying this option shall vest and become exercisable on March 16, 2023, with the remainder vesting in eight equal quarterly installments thereafter.

Read SEC document
February 23, 2022 Filed Feb 23, 2022 21:30 UTC
Hirsch AndrewDirector · President & CEO
GrantPerformance Restricted Stock Units · Derivative 87,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012216 · doc4.xml · derivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 72,500 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 72,500 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

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February 14, 2022 Filed Feb 16, 2022 21:30 UTC
White LaurenChief Financial Officer
GrantPerformance Restricted Stock Units · Derivative 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010206 · doc4.xml · derivative · entry 2

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2025-02-28

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 21,750 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 21,750 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

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February 14, 2022 Filed Feb 16, 2022 21:30 UTC
White LaurenChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001209191-22-010206 · doc4.xml · derivative · entry 1

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-02-13

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

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February 14, 2022 Filed Feb 16, 2022 21:30 UTC
Fisher StewartChief Scientific Officer
GrantPerformance Restricted Stock Units · Derivative 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010208 · doc4.xml · derivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2025-02-28

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 21,750 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 21,750 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

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February 14, 2022 Filed Feb 16, 2022 21:30 UTC
Fisher StewartChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 118,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001209191-22-010208 · doc4.xml · derivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,000

Underlying: Common Stock · 118,000 shares

Expires 2032-02-13

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

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February 14, 2022 Filed Feb 16, 2022 21:30 UTC
Crystal AdamChief Medical Officer
GrantPerformance Restricted Stock Units · Derivative 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010204 · doc4.xml · derivative · entry 2

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2025-02-28

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 21,750 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 21,750 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

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February 14, 2022 Filed Feb 16, 2022 21:30 UTC
Crystal AdamChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 118,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001209191-22-010204 · doc4.xml · derivative · entry 1

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,000

Underlying: Common Stock · 118,000 shares

Expires 2032-02-13

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

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February 14, 2022 Filed Feb 16, 2022 21:30 UTC
Siegel JolieChief Legal Officer
GrantPerformance Restricted Stock Units · Derivative 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010207 · doc4.xml · derivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2025-02-28

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 21,750 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining 21,750 PRSUs shall vest upon satisfaction of certain discovery and clinical milestones.

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February 14, 2022 Filed Feb 16, 2022 21:30 UTC
Siegel JolieChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001209191-22-010207 · doc4.xml · derivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-02-13

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 14, 2022.

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January 26, 2022 Filed Jan 26, 2022 22:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,334 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001209191-22-005107 · doc4.xml · derivative · entry 9

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668

Underlying: Common Stock · 1,334 shares

Expires 2030-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares underlying this option vest and become exercisable in 12 equal quarterly installments, with the first installment vested on October 1, 2020.

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January 26, 2022 Filed Jan 26, 2022 22:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 803 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-22-005107 · doc4.xml · derivative · entry 8

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137

Underlying: Common Stock · 803 shares

Expires 2026-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12.5% of the shares underlying this option vested and became exercisable on December 31, 2016, with the remainder vesting in 28 equal quarterly installments thereafter.

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January 26, 2022 Filed Jan 26, 2022 22:26 UTC Exercise / conversionCommon Stock 1,334 $4.98 $6,643.32
Disclosure

SEC source: 0001209191-22-005107 · doc4.xml · nonDerivative · entry 2

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 26, 2022 Filed Jan 26, 2022 22:26 UTC Exercise / conversionCommon Stock 803 $2.11 $1,694.33
Disclosure

SEC source: 0001209191-22-005107 · doc4.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 04, 2022 Filed Jan 5, 2022 21:30 UTC
Crystal AdamChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001209191-22-001700 · doc4.xml · derivative · entry 4

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,292

Underlying: Common Stock · 15,000 shares

Expires 2029-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on January 21, 2021.

F4 · derivative.exercise_date: 25% of this option vested and became exercisable on February 14, 2020, with the remainder vesting in 16 equal quarterly installments thereafter.

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January 04, 2022 Filed Jan 5, 2022 21:30 UTC
Crystal AdamChief Medical Officer
SaleCommon Stock 1,054 $32.66 $34,420.48
Disclosure

SEC source: 0001209191-22-001700 · doc4.xml · nonDerivative · entry 3

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on January 21, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.32 to $33.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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January 04, 2022 Filed Jan 5, 2022 21:30 UTC
Crystal AdamChief Medical Officer
SaleCommon Stock 13,946 $31.59 $440,547.17
Disclosure

SEC source: 0001209191-22-001700 · doc4.xml · nonDerivative · entry 2

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,054

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on January 21, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.00 to $31.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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January 04, 2022 Filed Jan 5, 2022 21:30 UTC
Crystal AdamChief Medical Officer
Exercise / conversionCommon Stock 15,000 $6.49 $97,350.00
Disclosure

SEC source: 0001209191-22-001700 · doc4.xml · nonDerivative · entry 1

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on January 21, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.