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Nasdaq · USD

CBSH

COMMERCE BANCSHARES INC /MO/

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Tapewire entity
3630
SEC CIK
0000022356
Parsed reports
1,389

Last 12 months

Inside the activity.

1 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202605
Mar 202612
Apr 202600
May 202600
Jun 202601
Jul 202604
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2020 Filed Jan 29, 2020 22:34 UTC
Callahan Daniel D.Exec. Vice President & CCO
Tax withholdingCommon Stock 1,496 $67.42 $100,860.32
Disclosure

SEC source: 0001127602-20-002676 · form4.xml · nonDerivative · entry 1

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,150

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:16 UTC Tax withholdingCommon Stock 4,973 $67.42 $335,279.66
Disclosure

SEC source: 0001127602-20-002672 · form4.xml · nonDerivative · entry 1

KEMPER JONATHAN M · CIK 0001184697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,257

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:10 UTC
Kemper John WDirector · President and CEO
Tax withholdingCommon Stock 4,934 $67.42 $332,650.28
Disclosure

SEC source: 0001127602-20-002670 · form4.xml · nonDerivative · entry 1

Kemper John W · CIK 0001505250 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,416

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Payable 12/03/2019, payable 12/18/2019.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:03 UTC Tax withholdingCommon Stock 16,563 $67.42 $1,116,677.46
Disclosure

SEC source: 0001127602-20-002669 · form4.xml · nonDerivative · entry 1

KEMPER DAVID W · CIK 0000924750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221,025

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:35 UTC
Holmes Robert SExecutive Vice President
Tax withholdingCommon Stock 1,452 $67.42 $97,893.84
Disclosure

SEC source: 0001127602-20-002636 · form4.xml · nonDerivative · entry 1

Holmes Robert S · CIK 0001639156 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,768

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/2019, payable 12/18/2019.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:27 UTC
FOSTER SARA EExecutive Vice President
Tax withholdingCommon Stock 1,714 $67.42 $115,557.88
Disclosure

SEC source: 0001127602-20-002624 · form4.xml · nonDerivative · entry 1

FOSTER SARA E · CIK 0001182106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,119

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/2019, payable 12/18/2019.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:22 UTC
BURIK JEFFREY M.Senior Vice President
Tax withholdingCommon Stock 1,395 $67.42 $94,050.90
Disclosure

SEC source: 0001127602-20-002620 · form4.xml · nonDerivative · entry 1

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,760

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/2019, payable 12/18/2019.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:00 UTC
BARTH KEVIN GExecutive Vice President
Tax withholdingCommon Stock 3,258 $67.42 $219,654.36
Disclosure

SEC source: 0001127602-20-002611 · form4.xml · nonDerivative · entry 1

BARTH KEVIN G · CIK 0001188575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,694

Read SEC document
January 24, 2020 Filed Mar 19, 2020 18:38 UTC GiftCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011420 · form4.xml · nonDerivative · entry 1

KEMPER DAVID W · CIK 0000924750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,761

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:08 UTC GrantCommon Stock 738 $67.94 $50,139.72
Disclosure

SEC source: 0001127602-20-000809 · form4.xml · nonDerivative · entry 1

GRANT W THOMAS II · CIK 0001184696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,919

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/19, payable 12/18/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:07 UTC GrantCommon Stock 739 $67.94 $50,207.66
Disclosure

SEC source: 0001127602-20-000806 · form4.xml · nonDerivative · entry 1

RASSIEUR BENJAMIN F III · CIK 0001182117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,922

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/19, payable 12/18/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:07 UTC GrantCommon Stock 738 $67.94 $50,139.72
Disclosure

SEC source: 0001127602-20-000805 · form4.xml · nonDerivative · entry 1

Schnuck Todd R · CIK 0001490102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,339

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/19, payable 12/18/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:05 UTC GrantCommon Stock 738 $67.94 $50,139.72
Disclosure

SEC source: 0001127602-20-000802 · form4.xml · nonDerivative · entry 1

BASSHAM TERRY D · CIK 0001189512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,974

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/19, payable 12/18/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:04 UTC GrantCommon Stock 738 $67.94 $50,139.72
Disclosure

SEC source: 0001127602-20-000796 · form4.xml · nonDerivative · entry 1

TAYLOR ANDREW C · CIK 0001180453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,911

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/19, payable 12/18/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:03 UTC GrantCommon Stock 739 $67.94 $50,207.66
Disclosure

SEC source: 0001127602-20-000794 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/19, payable 12/18/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:01 UTC GrantCommon Stock 739 $67.94 $50,207.66
Disclosure

SEC source: 0001127602-20-000791 · form4.xml · nonDerivative · entry 1

Walker Kimberly G · CIK 0001389135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,508

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/19, payable 12/18/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:02 UTC GrantCommon Stock 738 $67.94 $50,139.72
Disclosure

SEC source: 0001127602-20-000792 · form4.xml · nonDerivative · entry 1

DEVANNY EARL H III · CIK 0001094680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,061

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/19, payable 12/18/19.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:55 UTC
CAPPS JOHN RDirector
GrantCommon Stock 739 $67.94 $50,207.66
Disclosure

SEC source: 0001127602-20-000779 · form4.xml · nonDerivative · entry 1

CAPPS JOHN R · CIK 0001184683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,662

Read SEC document
December 18, 2019 Filed Dec 20, 2019 15:56 UTC GrantCommon Stock 63 $68.20 $4,296.75
Disclosure

SEC source: 0001127602-19-035591 · form4.xml · nonDerivative · entry 1

KEMPER DAVID W · CIK 0000924750 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Exec Comp Plan

Disclosed balance after: 17,556

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/2019 and payable 12/18/2019.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 15:53 UTC
BARTH KEVIN GExecutive Vice President
GrantCommon Stock 58 $68.20 $3,955.74
Disclosure

SEC source: 0001127602-19-035589 · form4.xml · nonDerivative · entry 1

BARTH KEVIN G · CIK 0001188575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Exec Comp Plan

Disclosed balance after: 16,108

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date of 12/3/2019 and payable 12/18/2019.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 15:45 UTC
Callahan Daniel D.Exec. Vice President & CCO
GrantCommon Stock 1 $68.20 $68.20
Disclosure

SEC source: 0001127602-19-035585 · form4.xml · nonDerivative · entry 1

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · Exec Comp Plan

Disclosed balance after: 354

Read SEC document
December 18, 2019 Filed Dec 20, 2019 15:50 UTC GrantCommon Stock 535 $68.20 $36,488.28
Disclosure

SEC source: 0001127602-19-035587 · form4.xml · nonDerivative · entry 1

KEMPER JONATHAN M · CIK 0001184697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Exec Comp Plan

Disclosed balance after: 147,627

Read SEC document
December 18, 2019 Filed Sep 17, 2020 19:10 UTC SaleCommon Stock 3,000 $67.62 $202,846.20
Disclosure

SEC source: 0001127602-20-025287 · form4.xml · nonDerivative · entry 1

KEMPER JONATHAN M · CIK 0001184697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charlotte Kemper Irrev Trust

Disclosed balance after: 17,716

F1 · price: Sale prices ranged from $67.50 to $67.65.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 20:37 UTC GiftCommon Stock 18,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034669 · form4.xml · nonDerivative · entry 2

KEMPER JONATHAN M · CIK 0001184697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,230

Read SEC document
December 06, 2019 Filed Dec 10, 2019 20:37 UTC SaleCommon Stock 77,000 $64.63 $4,976,717.90
Disclosure

SEC source: 0001127602-19-034669 · form4.xml · nonDerivative · entry 1

KEMPER JONATHAN M · CIK 0001184697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,780

F1 · price: Sale prices ranged from $64.51 to $64.93.

F2 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date of 12-3-2019 and payable 12-18-2019.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 19:23 UTC
Callahan Daniel D.Exec. Vice President & CCO
SaleCommon Stock 1,200 $63.29 $75,951.60
Disclosure

SEC source: 0001127602-19-034337 · form4.xml · nonDerivative · entry 1

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,646

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date of 12-3-2019 and payable 12-18-2019.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:38 UTC GrantCommon Stock 186 $67.03 $12,467.58
Disclosure

SEC source: 0001127602-19-034108 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:37 UTC GrantCommon Stock 186 $67.03 $12,467.58
Disclosure

SEC source: 0001127602-19-034107 · form4.xml · nonDerivative · entry 1

DEVANNY EARL H III · CIK 0001094680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,594

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:36 UTC GrantCommon Stock 186 $67.03 $12,467.58
Disclosure

SEC source: 0001127602-19-034106 · form4.xml · nonDerivative · entry 1

GRANT W THOMAS II · CIK 0001184696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,744

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:35 UTC GrantCommon Stock 187 $67.03 $12,534.61
Disclosure

SEC source: 0001127602-19-034105 · form4.xml · nonDerivative · entry 1

RASSIEUR BENJAMIN F III · CIK 0001182117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,460

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:34 UTC GrantCommon Stock 187 $67.03 $12,534.61
Disclosure

SEC source: 0001127602-19-034104 · form4.xml · nonDerivative · entry 1

Schnuck Todd R · CIK 0001490102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,954

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:31 UTC GrantCommon Stock 187 $67.03 $12,534.61
Disclosure

SEC source: 0001127602-19-034098 · form4.xml · nonDerivative · entry 1

BASSHAM TERRY D · CIK 0001189512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:33 UTC GrantCommon Stock 186 $67.03 $12,467.58
Disclosure

SEC source: 0001127602-19-034102 · form4.xml · nonDerivative · entry 1

TAYLOR ANDREW C · CIK 0001180453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,070

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:32 UTC GrantCommon Stock 187 $67.03 $12,534.61
Disclosure

SEC source: 0001127602-19-034100 · form4.xml · nonDerivative · entry 1

Walker Kimberly G · CIK 0001389135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,923

Read SEC document
November 30, 2019 Filed Dec 3, 2019 20:30 UTC
CAPPS JOHN RDirector
GrantCommon Stock 187 $67.03 $12,534.61
Disclosure

SEC source: 0001127602-19-034097 · form4.xml · nonDerivative · entry 1

CAPPS JOHN R · CIK 0001184683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,983

Read SEC document
November 27, 2019 Filed Dec 2, 2019 15:45 UTC
KIM CHARLES GExec. Vice President and CFO
Exercise / conversionStock Appreciation Rights · Derivative 14,288 $0.00 Strike: $29.12 $0.00
Disclosure

SEC source: 0001127602-19-033907 · form4.xml · derivative · entry 6

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,288 shares

Expires 2023-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock appreciation right vests in four equal annual installments beginning on April 17, 2014.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 15:45 UTC
KIM CHARLES GExec. Vice President and CFO
SaleCommon Stock 4,475 $67.34 $301,351.42
Disclosure

SEC source: 0001127602-19-033907 · form4.xml · nonDerivative · entry 4

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,099

F1 · price: Sale prices ranged from $67.21 to $67.56.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 15:45 UTC
KIM CHARLES GExec. Vice President and CFO
Disposition to issuerCommon Stock 6,189 $67.23 $416,086.47
Disclosure

SEC source: 0001127602-19-033907 · form4.xml · nonDerivative · entry 3

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,574

Read SEC document
November 27, 2019 Filed Dec 2, 2019 15:45 UTC
KIM CHARLES GExec. Vice President and CFO
Tax withholdingCommon Stock 3,624 $67.23 $243,641.52
Disclosure

SEC source: 0001127602-19-033907 · form4.xml · nonDerivative · entry 2

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,763

Read SEC document
November 27, 2019 Filed Dec 2, 2019 15:45 UTC
KIM CHARLES GExec. Vice President and CFO
Exercise / conversionCommon Stock 14,288 $29.12 $416,027.98
Disclosure

SEC source: 0001127602-19-033907 · form4.xml · nonDerivative · entry 1

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 17:47 UTC
Handy John KExecutive Vice President
SaleCommon Stock 1,646 $67.37 $110,893.82
Disclosure

SEC source: 0001127602-19-033735 · form4.xml · nonDerivative · entry 1

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,907

F1 · price: Sale prices ranged from $67.341 to $67.39.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:40 UTC
Handy John KExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 2,364 $0.00 Strike: $37.93 $0.00
Disclosure

SEC source: 0001127602-19-033529 · form4.xml · derivative · entry 11

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

Underlying: Common Stock · 2,364 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on March 1, 2017.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:40 UTC
Handy John KExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 847 $0.00 Strike: $34.49 $0.00
Disclosure

SEC source: 0001127602-19-033529 · form4.xml · derivative · entry 10

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 847 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on March 3, 2016.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:40 UTC
Handy John KExecutive Vice President
SaleCommon Stock 994 $66.21 $65,810.75
Disclosure

SEC source: 0001127602-19-033529 · form4.xml · nonDerivative · entry 6

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,553

F1 · price: Sale prices ranged from $66.20 to $66.21.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:40 UTC
Handy John KExecutive Vice President
Disposition to issuerCommon Stock 1,797 $66.21 $118,982.96
Disclosure

SEC source: 0001127602-19-033529 · form4.xml · nonDerivative · entry 5

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,547

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:40 UTC
Handy John KExecutive Vice President
Tax withholdingCommon Stock 420 $66.21 $27,809.04
Disclosure

SEC source: 0001127602-19-033529 · form4.xml · nonDerivative · entry 4

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,344

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:40 UTC
Handy John KExecutive Vice President
Exercise / conversionCommon Stock 2,364 $37.93 $89,668.88
Disclosure

SEC source: 0001127602-19-033529 · form4.xml · nonDerivative · entry 3

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:40 UTC
Handy John KExecutive Vice President
Exercise / conversionCommon Stock 847 $34.49 $29,211.08
Disclosure

SEC source: 0001127602-19-033529 · form4.xml · nonDerivative · entry 2

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:40 UTC
Handy John KExecutive Vice President
OtherCommon Stock 1,264 $66.08 $83,525.12
Disclosure

SEC source: 0001127602-19-033529 · form4.xml · nonDerivative · entry 1

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 0

Read SEC document
November 07, 2019 Filed Nov 12, 2019 19:14 UTC
STEINER PAUL AController
Exercise / conversionStock Appreciation Rights · Derivative 541 $0.00 Strike: $29.12 $0.00
Disclosure

SEC source: 0001127602-19-032460 · form4.xml · derivative · entry 5

STEINER PAUL A · CIK 0001774502 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 541 shares

Expires 2023-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock appreciation right vests in four equal annual installments beginning on April 17, 2014.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.