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CBOE · USD

CBOE

Cboe Global Markets, Inc.

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3134
SEC CIK
0001374310
Parsed reports
513

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2017 Filed Mar 3, 2017 02:11 UTC GrantRestricted Stock Units · Derivative 12,438 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013669 · a4.xml · derivative · entry 3

CONCANNON CHRISTOPHER R · CIK 0001251713 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,438

Underlying: Common Stock · 12,438 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings common stock

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments, beginning on February 28, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, beginning on February 28, 2018.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:11 UTC GrantRestricted Stock Units · Derivative 24,876 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013669 · a4.xml · derivative · entry 2

CONCANNON CHRISTOPHER R · CIK 0001251713 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,876

Underlying: Common Stock · 24,876 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings common stock

F4 · derivative.exercise_date: The restricted stock units vest on February 28, 2020.

F4 · derivative.expiration_date: The restricted stock units vest on February 28, 2020.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:11 UTC GrantCommon Stock 164,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-013669 · a4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,464

F1 · shares: Received upon conversion of 400,061 shares of Bats Global Markets, Inc. ("Bats") common stock, including 291,020 Bats unvested restricted shares pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016 (the "Merger Agreement"), by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.

F2 · shares: Includes 35,551 shares of unvested restricted stock, half of which vest on each of December 1, 2017 and December 1, 2018; 55,848 shares of unvested restricted stock, a third of which vest on each of December 1, 2017, December 1, 2018 and December 1, 2019; 31,493 shares of unvested restricted stock, which vest ratably over three years; and 6,668 shares of unvested restricted stock which vest ratably over three years.

F1 · price: Received upon conversion of 400,061 shares of Bats Global Markets, Inc. ("Bats") common stock, including 291,020 Bats unvested restricted shares pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016 (the "Merger Agreement"), by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC
Hemsley Mark SEVP, President Europe
GrantStock Option · Derivative 14,039 $0.00 Strike: $22.08 $0.00
Disclosure

SEC source: 0001104659-17-013671 · a4.xml · derivative · entry 4

Hemsley Mark S · CIK 0001537545 · EVP, President Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,039

Underlying: Common Stock · 14,039 shares

Expires 2020-01-31

F6 · security: Represents an option to purchase shares of Bats common stock that was converted to an option to purchase shares of CBOE Holdings common stock pursuant to the Merger Agreement.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC
Hemsley Mark SEVP, President Europe
GrantRestricted Stock Units · Derivative 3,707 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013671 · a4.xml · derivative · entry 3

Hemsley Mark S · CIK 0001537545 · EVP, President Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,707

Underlying: Common Stock · 3,707 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments, beginning on February 28, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, beginning on February 28, 2018.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC
Hemsley Mark SEVP, President Europe
GrantRestricted Stock Units · Derivative 7,413 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013671 · a4.xml · derivative · entry 2

Hemsley Mark S · CIK 0001537545 · EVP, President Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,413

Underlying: Common Stock · 7,413 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings common stock.

F4 · derivative.exercise_date: The restricted stock units vest on February 28, 2020.

F4 · derivative.expiration_date: The restricted stock units vest on February 28, 2020.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC
Hemsley Mark SEVP, President Europe
GrantCommon Stock 111,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-013671 · a4.xml · nonDerivative · entry 1

Hemsley Mark S · CIK 0001537545 · EVP, President Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,431

F1 · shares: Received upon conversion of 285,902 shares of Bats Global Markets, Inc. ("Bats") common stock, included 159,215 Bats unvested restricted shares pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016 (the "Merger Agreement"), by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.

F2 · shares: Includes 7,129 shares of unvested restricted stock, which vest on December 1, 2017; 13,906 shares of unvested restricted stock, half of which vest on each of December 1, 2017 and December 1, 2018; 17,288 shares of unvested restricted stock, a third of which vest on each of December 1, 2017, December 1, 2018 and December 1, 2019; 24,291 shares of unvested restricted stock, a third of which will vest on each of January 13, 2018, January 13, 2019 and January 13, 2020; 5,932 shares of unvested restricted stock, which vest ratably over three years; and 2,333 shares of unvested restricted stock, which vest ratably over three years.

F1 · price: Received upon conversion of 285,902 shares of Bats Global Markets, Inc. ("Bats") common stock, included 159,215 Bats unvested restricted shares pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016 (the "Merger Agreement"), by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC GrantStock Option · Derivative 56,159 $0.00 Strike: $22.08 $0.00
Disclosure

SEC source: 0001104659-17-013670 · a4.xml · derivative · entry 5

Isaacson Christopher A · CIK 0001538451 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,159

Underlying: Common Stock · 56,159 shares

Expires 2020-01-31

F6 · security: Represents an option to purchase shares of Bats common stock that was converted to an option to purchase shares of CBOE Holdings common stock pursuant to the Merger Agreement.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC GrantStock Option · Derivative 14,039 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001104659-17-013670 · a4.xml · derivative · entry 4

Isaacson Christopher A · CIK 0001538451 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,039

Underlying: Common Stock · 14,039 shares

Expires 2019-04-30

F6 · security: Represents an option to purchase shares of Bats common stock that was converted to an option to purchase shares of CBOE Holdings common stock pursuant to the Merger Agreement.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC GrantRestricted Stock Units · Derivative 3,110 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013670 · a4.xml · derivative · entry 3

Isaacson Christopher A · CIK 0001538451 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,110

Underlying: Common Stock · 3,110 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings common stock

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments, beginning on February 28, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, beginning on February 28, 2018.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC GrantRestricted Stock Units · Derivative 6,219 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013670 · a4.xml · derivative · entry 2

Isaacson Christopher A · CIK 0001538451 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,219

Underlying: Common Stock · 6,219 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings common stock

F4 · derivative.exercise_date: The restricted stock units vest on February 28, 2020.

F4 · derivative.expiration_date: The restricted stock units vest on February 28, 2020.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:12 UTC GrantCommon Stock 98,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-013670 · a4.xml · nonDerivative · entry 1

Isaacson Christopher A · CIK 0001538451 · EVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,191

F1 · shares: Received upon conversion of 232,794 shares of Bats Global Markets, Inc. ("Bats") common stock, including 120,086 Bats unvested restricted shares pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016 (the "Merger Agreement"), by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.

F2 · shares: Includes 1,378 shares of unvested restricted stock, which vest on December 1, 2017; 4,443 shares of unvested restricted stock, half of which vest on each of December 1, 2017 and December 1, 2018; 2,453 shares of unvested restricted stock, a third of which vest on each of December 1, 2017, December 1, 2018 and December 1, 2019; 34,007 shares of unvested restricted stock, a third of which will vest on each of January 13, 2018, January 13, 2019 and January 13, 2020; 3,158 shares of unvested restricted stock, which vest ratably over three years; and 3,334 shares of unvested restricted stock granted on January 13, 2017, which vest ratably over three years.

F1 · price: Received upon conversion of 232,794 shares of Bats Global Markets, Inc. ("Bats") common stock, including 120,086 Bats unvested restricted shares pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016 (the "Merger Agreement"), by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 01:14 UTC GrantCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013638 · a4.xml · nonDerivative · entry 2

Richter Michael L · CIK 0001538223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,997

F2 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 01:14 UTC GrantCommon Stock 20,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-013638 · a4.xml · nonDerivative · entry 1

Richter Michael L · CIK 0001538223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,727

F1 · shares: Received upon conversion of 64,752 shares of Bats Global Markets, Inc. ("Bats") common stock pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016, by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.

F1 · price: Received upon conversion of 64,752 shares of Bats Global Markets, Inc. ("Bats") common stock pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016, by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
GrantRestricted Stock Units · Derivative 6,095 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · derivative · entry 11

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,095

Underlying: Common Stock · 6,095 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
GrantRestricted Stock Units · Derivative 3,576 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · derivative · entry 10

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

Underlying: Common Stock · 3,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 1,321 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · derivative · entry 9

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644

Underlying: Common Stock · 1,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 1,318 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · derivative · entry 8

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Common Stock · 1,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2016.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 1,476 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · derivative · entry 7

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2015.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Tax withholdingCommon Stock 411 $80.94 $33,266.34
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · nonDerivative · entry 6

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,761

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Tax withholdingCommon Stock 410 $80.94 $33,185.40
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · nonDerivative · entry 5

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,172

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Tax withholdingCommon Stock 460 $80.94 $37,232.40
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · nonDerivative · entry 4

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,582

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Exercise / conversionCommon Stock 1,321 $80.94 $106,921.74
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · nonDerivative · entry 3

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Exercise / conversionCommon Stock 1,318 $80.94 $106,678.92
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · nonDerivative · entry 2

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
Moffic-Silver JoanneExecutive VP, GC, & Corp Sec
Exercise / conversionCommon Stock 1,476 $80.94 $119,467.44
Disclosure

SEC source: 0001179110-17-002983 · edgar.xml · nonDerivative · entry 1

Moffic-Silver Joanne · CIK 0001493855 · Executive VP, GC, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
GrantRestricted Stock Units · Derivative 4,229 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · derivative · entry 10

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,229

Underlying: Common Stock · 4,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Exercise / conversionRestricted Stock Units · Derivative 1,834 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · derivative · entry 9

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

Underlying: Common Stock · 1,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Exercise / conversionRestricted Stock Units · Derivative 1,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · derivative · entry 8

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

Underlying: Common Stock · 1,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2016.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Exercise / conversionRestricted Stock Units · Derivative 2,048 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · derivative · entry 7

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2015.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Tax withholdingCommon Stock 761 $80.94 $61,595.34
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 6

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,663

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Tax withholdingCommon Stock 569 $80.94 $46,054.86
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 5

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,424

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Tax withholdingCommon Stock 637 $80.94 $51,558.78
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 4

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,993

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Exercise / conversionCommon Stock 1,834 $80.94 $148,443.96
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 3

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Exercise / conversionCommon Stock 1,829 $80.94 $148,039.26
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 2

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:41 UTC
O'Connell Gerald TExecutive VP and CIO
Exercise / conversionCommon Stock 2,048 $80.94 $165,765.12
Disclosure

SEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 1

O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 10,448 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · derivative · entry 11

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,448

Underlying: Common Stock · 10,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

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February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 5,224 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · derivative · entry 10

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,224

Underlying: Common Stock · 5,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,265 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · derivative · entry 9

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532

Underlying: Common Stock · 2,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,088 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · derivative · entry 8

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088

Underlying: Common Stock · 2,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2016.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · derivative · entry 7

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2015.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Tax withholdingCommon Stock 1,036 $80.94 $83,853.84
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · nonDerivative · entry 6

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,150

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Tax withholdingCommon Stock 816 $80.94 $66,047.04
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · nonDerivative · entry 5

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,186

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Tax withholdingCommon Stock 727 $80.94 $58,843.38
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · nonDerivative · entry 4

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,002

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Exercise / conversionCommon Stock 2,265 $80.94 $183,329.10
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · nonDerivative · entry 3

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Exercise / conversionCommon Stock 2,088 $80.94 $169,002.72
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · nonDerivative · entry 2

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:39 UTC
Dean Alan JExecutive VP, CFO & Treasurer
Exercise / conversionCommon Stock 2,337 $80.94 $189,156.78
Disclosure

SEC source: 0001179110-17-002980 · edgar.xml · nonDerivative · entry 1

Dean Alan J · CIK 0001493857 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:40 UTC
Provost Edward LPresident and COO
GrantRestricted Stock Units · Derivative 9,795 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002981 · edgar.xml · derivative · entry 10

Provost Edward L · CIK 0001493853 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,795

Underlying: Common Stock · 9,795 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:40 UTC
Provost Edward LPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 4,247 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002981 · edgar.xml · derivative · entry 9

Provost Edward L · CIK 0001493853 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,496

Underlying: Common Stock · 4,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:40 UTC
Provost Edward LPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 3,564 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002981 · edgar.xml · derivative · entry 8

Provost Edward L · CIK 0001493853 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 3,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2016.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 18:40 UTC
Provost Edward LPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 3,324 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002981 · edgar.xml · derivative · entry 7

Provost Edward L · CIK 0001493853 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.