Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | Director | March 08, 2021 | March 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date March 08, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,171 |
Reported balance
After 2021-03-08 transaction · row 1
1 source rowRow 1 · 2021-03-08 · Sale · Disposed 1,236 · Balance 22,171 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bats Global Markets, Inc.
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 64,752 · Balance 0 F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2: Includes: 3,529 shares of restricted Common Stock that will immediately vest at the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio").
F2: Includes: 3,529 shares of restricted Common Stock that will immediately vest at the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 21:10 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 1,236 | $105.10 | $129,903.60 |
DisclosureSEC source: 0001179110-21-003218 · edgar.xml · nonDerivative · entry 1 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,171 Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:28 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005989 · edgar.xml · nonDerivative · entry 1 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,407 F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:28 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 2,600 | $120.50 | $313,300.00 |
DisclosureSEC source: 0001179110-19-009628 · edgar.xml · nonDerivative · entry 1 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,925 Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:17 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 1,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006401 · edgar.xml · nonDerivative · entry 1 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,525 F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:19 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007225 · edgar.xml · nonDerivative · entry 1 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,289 F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:49 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-007756 · edgar.xml · nonDerivative · entry 1 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,181 F1 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. F2 · balance_after: Reflects a one share adjustment to account for cash received in lieu of fractional shares that were inadvertently rounded and reported in the Form 4 filed March 2, 2017. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 01:14 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013638 · a4.xml · nonDerivative · entry 2 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,997 F2 · price: Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 01:14 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 20,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-013638 · a4.xml · nonDerivative · entry 1 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,727 F1 · shares: Received upon conversion of 64,752 shares of Bats Global Markets, Inc. ("Bats") common stock pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016, by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13. F1 · price: Received upon conversion of 64,752 shares of Bats Global Markets, Inc. ("Bats") common stock pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016, by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 10:20 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Disposition to issuerCommon Stock | 64,752 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003564 · edgar.xml · nonDerivative · entry 1 Richter Michael L · CIK 0001538223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2 · shares: Includes: 3,529 shares of restricted Common Stock that will immediately vest at the Effective Time. F1 · price: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.