Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cboe Global Markets, Inc.
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,443 |
Reported balance
After 2017-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-28 · Exercise / conversion · Acquired 1,830 · Balance 68,443 F1: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 67,606 |
Reported balance
After 2017-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-02-28 · Tax withholding · Disposed 837 · Balance 67,606 F2: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 71,274 |
Reported balance
After 2017-02-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-02-28 · Exercise / conversion · Acquired 3,668 · Balance 71,274 F1: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 69,597 |
Reported balance
After 2017-02-28 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-02-28 · Tax withholding · Disposed 1,677 · Balance 69,597 F2: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 73,826 |
Reported balance
After 2017-02-28 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2017-02-28 · Exercise / conversion · Acquired 4,229 · Balance 73,826 F1: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 71,893 |
Reported balance
After 2017-02-28 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2017-02-28 · Tax withholding · Disposed 1,933 · Balance 71,893 F2: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2017-02-28 | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-28 · Exercise / conversion · Disposed 1,830 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2017-02-28 | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-02-28 · Exercise / conversion · Disposed 3,668 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2017-02-28 | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-02-28 · Exercise / conversion · Disposed 4,229 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person.
F2: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock.
F3: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Unit · Derivative | 4,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · derivative · entry 9 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,229 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Unit · Derivative | 3,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · derivative · entry 8 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,668 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Unit · Derivative | 1,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · derivative · entry 7 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,830 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,933 | $78.05 | $150,870.65 |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · nonDerivative · entry 6 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,893 F2 · security: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 4,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · nonDerivative · entry 5 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. F1 · price: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,677 | $78.05 | $130,889.85 |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · nonDerivative · entry 4 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,597 F2 · security: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 3,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · nonDerivative · entry 3 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. F1 · price: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 837 | $78.05 | $65,327.85 |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · nonDerivative · entry 2 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,606 F2 · security: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligations upon the accelerated vesting of restricted stock unit awards and the issuance of underlying shares of the Issuer's common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:05 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-013631 · a4.xml · nonDerivative · entry 1 O'Connell Gerald T · CIK 0001493844 · Former Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. F1 · price: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the terms of the Reporting Person's retirement agreement with the Issuer which provided for the accelerated vesting of the restricted stock unit awards that were awarded to the Reporting Person. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 4,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · derivative · entry 10 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,229 Underlying: Common Stock · 4,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · derivative · entry 9 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,668 Underlying: Common Stock · 1,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · derivative · entry 8 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 Underlying: Common Stock · 1,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2016. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 2,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · derivative · entry 7 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2015. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 761 | $80.94 | $61,595.34 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 6 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,663 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 569 | $80.94 | $46,054.86 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 5 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,424 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 637 | $80.94 | $51,558.78 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 4 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,993 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,834 | $80.94 | $148,443.96 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 3 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,829 | $80.94 | $148,039.26 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 2 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 18:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 2,048 | $80.94 | $165,765.12 |
DisclosureSEC source: 0001179110-17-002982 · edgar.xml · nonDerivative · entry 1 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 18:27 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 2,641 | $80.16 | $211,702.56 |
DisclosureSEC source: 0001179110-17-002713 · edgar.xml · nonDerivative · entry 2 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,919 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock. Read SEC document |
| February 16, 2017 Filed Feb 27, 2017 19:15 UTC Amendment | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 2,691 | $80.16 | $215,710.56 |
DisclosureSEC source: 0001179110-17-003327 · edgar.xml · nonDerivative · entry 1 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,613 F1 · shares: On February 17, 2017, the reporting person filed a Form 4 reporting that 2,641 shares were withheld to satisfy tax withholding obligations that arose upon vesting. Due to administrative error, this number was incorrectly reported. The correct number of shares withheld to satisfy tax withholding obligations is 2,691. F2 · balance_after: Represents the correct amount of securities beneficially owned following all of the reporting person's transactions that occurred on February 15, February 16 and February 19, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:27 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 8,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002713 · edgar.xml · nonDerivative · entry 1 O'Connell Gerald T · CIK 0001493844 · Executive VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,560 F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSUs") that were awarded to the Reporting Person on February 19, 2014. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2014 to December 31, 2016 as certified by the Compensation Committee on February 15, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.