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CBL

CBL & ASSOCIATES PROPERTIES INC

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1483
SEC CIK
0000910612
Parsed reports
458

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202605
Jul 202600
Aug 202601
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2017 Filed May 18, 2017 14:29 UTC
Curry Jeffery V.Chief Legal Officer & Sec.
PurchaseCommon Stock 100 $7.37 $736.50
Disclosure

SEC source: 0001127602-17-018578 · form4.xml · nonDerivative · entry 2

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,774.6906

Read SEC document
May 17, 2017 Filed May 18, 2017 14:29 UTC
Curry Jeffery V.Chief Legal Officer & Sec.
PurchaseCommon Stock 2,300 $7.37 $16,951.00
Disclosure

SEC source: 0001127602-17-018578 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,674.6906

F1 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

F2 · ownership.direct: 6,702.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

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April 17, 2017 Filed Apr 26, 2017 19:44 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 528.385 $9.47 $5,005.55
Disclosure

SEC source: 0001127602-17-015519 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 19,255.993

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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April 17, 2017 Filed Apr 26, 2017 19:51 UTC OtherCommon Stock 111.8934 $9.47 $1,060.00
Disclosure

SEC source: 0001127602-17-015525 · form4.xml · nonDerivative · entry 1

Lieb Richard J · CIK 0001430075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111.8934

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

Read SEC document
April 17, 2017 Filed Apr 26, 2017 19:49 UTC OtherCommon Stock 267.0622 $9.47 $2,529.96
Disclosure

SEC source: 0001127602-17-015523 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,814.0745

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

Read SEC document
April 17, 2017 Filed Apr 26, 2017 19:47 UTC
LEBOVITZ STEPHEN DDirector · President and CEO
OtherCommon Stock 502.6211 $9.47 $4,761.48
Disclosure

SEC source: 0001127602-17-015521 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · UGMA/UTMA Cust for Son

Disclosed balance after: 34,467.3134

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 14:53 UTC
Curry Jeffery V.Chief Legal Officer & Sec.
Tax withholdingCommon Stock 137 $9.53 $1,305.61
Disclosure

SEC source: 0001127602-17-013709 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,374.6906

F1 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

F2 · ownership.direct: 4,302.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:28 UTC
Reinsmidt Kathryn A.Exec VP-Chief Invest. Officer
OtherCommon Stock, $.01 Par Value 3.84 $10.42 $40.00
Disclosure

SEC source: 0001127602-17-009720 · form4.xml · nonDerivative · entry 1

Reinsmidt Kathryn A. · CIK 0001698266 · Exec VP-Chief Invest. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,249.03

F1 · shares: The shares were acquired via the Company's Employee Stock Purchase Plan in an exempt transaction under Rule 16b-3(c).

Read SEC document
February 24, 2017 Filed Feb 27, 2017 18:19 UTC
STEPHAS AUGUSTUS NExec VP & COO
Tax withholdingCommon Stock 2,137 $10.75 $22,972.75
Disclosure

SEC source: 0001127602-17-008500 · form4.xml · nonDerivative · entry 1

STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,350.1277

F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

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February 24, 2017 Filed Feb 27, 2017 18:07 UTC
Curry Jeffery V.Chief Legal Officer & Sec.
Tax withholdingCommon Stock 3,342 $10.67 $35,659.14
Disclosure

SEC source: 0001127602-17-008496 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,511.6906

F1 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

F2 · ownership.direct: 4,302.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:05 UTC
STEPHAS AUGUSTUS NExec VP & COO
GrantCommon Stock 18,736 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005381 · form4.xml · nonDerivative · entry 1

STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,487.1277

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

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February 10, 2017 Filed Feb 13, 2017 20:58 UTC
LEBOVITZ MICHAEL IExec VP-Devel & Administration
GrantCommon Stock 18,736 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005376 · form4.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · Exec VP-Devel & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,591.9886

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 212,346 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 20:42 UTC
Curry Jeffery V.Chief Legal Officer & Sec.
GrantCommon Stock 15,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005365 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,853.6906

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

F3 · ownership.direct: 4,302.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:01 UTC
LEBOVITZ STEPHEN DDirector · President and CEO
GrantCommon Stock 57,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005378 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,086.91

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

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February 10, 2017 Filed Feb 13, 2017 20:55 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
GrantCommon Stock 46,839 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005371 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,919.387

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 20:48 UTC
LANDRESS BEN SExec VP - Management
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005367 · form4.xml · nonDerivative · entry 1

LANDRESS BEN S · CIK 0001220923 · Exec VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,557.31

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 120,480 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

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February 10, 2017 Filed Feb 14, 2017 14:25 UTC
MITCHELL FARZANA KExec VP - CFO
GrantCommon Stock 18,736 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005667 · form4.xml · nonDerivative · entry 1

MITCHELL FARZANA K · CIK 0001220926 · Exec VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,290

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 17, 2017 Filed Feb 3, 2017 21:12 UTC
LEBOVITZ STEPHEN DDirector · President and CEO
OtherCommon Stock 423.0545 $10.99 $4,649.37
Disclosure

SEC source: 0001127602-17-003871 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · UGMA/UTMA Cust for Sons

Disclosed balance after: 33,964.6923

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
January 17, 2017 Filed Feb 3, 2017 21:10 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 444.7397 $10.99 $4,887.69
Disclosure

SEC source: 0001127602-17-003864 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 18,727.608

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
January 17, 2017 Filed Feb 3, 2017 21:08 UTC OtherCommon Stock 130.605 $10.99 $1,435.35
Disclosure

SEC source: 0001127602-17-003860 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,547.0123

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

Read SEC document
January 10, 2017 Filed Mar 22, 2019 01:11 UTC Amendment
LEBOVITZ STEPHEN DDirector · CEO
OtherCommon Stock 3,129 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012748 · form5a.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,818

F1 · balance_after: The shares were transferred from one trust for the benefit of the Reporting Person's daughter, with the daughter's grandfather serving as Trustee, into a Trust for the benefit of the Reporting Person's daughter, with the Reporting Person serving as Trustee of such Trust.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
January 10, 2017 Filed Mar 22, 2019 01:04 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 3,129 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012745 · form4.xml · nonDerivative · entry 3

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,371

F1 · balance_after: The shares were transferred from trusts for the benefit of the Reporting Person's grandchildren, with the Reporting Person serving as Trustee, into Trusts for the benefit of the Reporting Person's grandchildren, with the Reporting Person's son serving as Trustee of such Trusts. In addition, the total number of current shares includes adjustments for the addition of shares received under the DRIP, to correctly reflect the number of shares remaining in Trusts for other grandchildren of the Reporting Person.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
January 10, 2017 Filed Mar 22, 2019 01:04 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 5,389 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012745 · form4.xml · nonDerivative · entry 2

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,500

F1 · balance_after: The shares were transferred from trusts for the benefit of the Reporting Person's grandchildren, with the Reporting Person serving as Trustee, into Trusts for the benefit of the Reporting Person's grandchildren, with the Reporting Person's son serving as Trustee of such Trusts. In addition, the total number of current shares includes adjustments for the addition of shares received under the DRIP, to correctly reflect the number of shares remaining in Trusts for other grandchildren of the Reporting Person.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:00 UTC GrantCommon Stock, $.01 Par Value 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000519 · form4.xml · nonDerivative · entry 1

NELSON KATHLEEN M. · CIK 0001463419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,534.3601

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 19:58 UTC
Nay Gary JDirector
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000513 · form4.xml · nonDerivative · entry 1

Nay Gary J · CIK 0001519776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Read SEC document
January 03, 2017 Filed Jan 4, 2017 19:55 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000508 · form4.xml · nonDerivative · entry 1

Lieb Richard J · CIK 0001430075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 19:45 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000501 · form4.xml · nonDerivative · entry 1

DOMINSKI MATTHEW · CIK 0001201056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,879

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 19:50 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000504 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,416.4073

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 19:38 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000495 · form4.xml · nonDerivative · entry 1

Chapman A. Larry · CIK 0001542647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 19:33 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000491 · form4.xml · nonDerivative · entry 1

BRYENTON GARY L · CIK 0001222386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,911

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
November 10, 2016 Filed Mar 22, 2019 01:04 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 4,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012745 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,889

F1 · balance_after: The shares were transferred from trusts for the benefit of the Reporting Person's grandchildren, with the Reporting Person serving as Trustee, into Trusts for the benefit of the Reporting Person's grandchildren, with the Reporting Person's son serving as Trustee of such Trusts. In addition, the total number of current shares includes adjustments for the addition of shares received under the DRIP, to correctly reflect the number of shares remaining in Trusts for other grandchildren of the Reporting Person.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 14, 2016 Filed Oct 27, 2016 15:30 UTC OtherCommon Stock 119.0173 $11.80 $1,403.81
Disclosure

SEC source: 0001127602-16-065336 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,416.4073

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

Read SEC document
October 14, 2016 Filed Oct 27, 2016 15:28 UTC
LEBOVITZ STEPHEN DDirector · President and CEO
OtherCommon Stock 385.5192 $11.80 $4,547.20
Disclosure

SEC source: 0001127602-16-065334 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · UGMA/UTMA Cust for Sons

Disclosed balance after: 33,541.6378

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 14, 2016 Filed Oct 27, 2016 15:27 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 405.281 $11.80 $4,780.29
Disclosure

SEC source: 0001127602-16-065332 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 18,282.8683

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 19:15 UTC
LANDRESS BEN SExec VP - Management
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062313 · form4.xml · nonDerivative · entry 1

LANDRESS BEN S · CIK 0001220923 · Exec VP - Management

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,536

F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F2 · ownership.nature: As the result of the death of the Reporting Person's spouse on January 7, 2014, these shares are now held in a Trust of which the Reporting Person and an unrelated attorney serve as Co-Trustees and in which the Reporting Person retains a beneficial interest during his lifetime with the remaining principal passing to unrelated third parties at his death.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.