Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBL & ASSOCIATES PROPERTIES INCCBL · Entity 1483 | Exec VP & COO | February 22, 2018 | February 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBL & ASSOCIATES PROPERTIES INC
Report date February 22, 2018 · Filed February 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,014.1277 |
Reported balance
After 2018-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-22 · Tax withholding · Disposed 2,385 · Balance 153,014.1277 F1: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. |
| Preferred Series D Depositary SharesSEC Table I · non-derivative | Direct | 2,162 |
Reported balance
Holding disclosure · report date 2018-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,162 |
| Preferred Series E Depositary SharesSEC Table I · non-derivative | Direct | 1,600 |
Reported balance
Holding disclosure · report date 2018-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,600 |
| Preferred Series E Depositary SharesSEC Table I · non-derivative | IndirectBy Spouse | 195 |
Reported balance
Holding disclosure · report date 2018-02-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 195 F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table II · derivative / convertible security · Expires 2043-11-03 | Direct | 55,340 |
Reported balance
Holding disclosure · report date 2018-02-22 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 55,340 F3: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price. F4: Immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
F4: Immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2018 Filed Feb 26, 2018 19:33 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Tax withholdingCommon Stock | 2,385 | $4.29 | $10,231.65 |
DisclosureSEC source: 0001127602-18-008344 · form4.xml · nonDerivative · entry 1 STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,014.1277 F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 20:46 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Tax withholdingCommon Stock | 913 | $5.34 | $4,870.86 |
DisclosureSEC source: 0001127602-18-007131 · form4.xml · nonDerivative · entry 2 STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,399.1277 F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 20:46 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Tax withholdingCommon Stock | 989 | $4.44 | $4,391.16 |
DisclosureSEC source: 0001127602-18-007131 · form4.xml · nonDerivative · entry 1 STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,312.1277 Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 21:02 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 48,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006342 · form4.xml · nonDerivative · entry 1 STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,301.1277 F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 18:19 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Tax withholdingCommon Stock | 2,137 | $10.75 | $22,972.75 |
DisclosureSEC source: 0001127602-17-008500 · form4.xml · nonDerivative · entry 1 STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,350.1277 F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:05 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 18,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005381 · form4.xml · nonDerivative · entry 1 STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,487.1277 F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.