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person · Reporting owner

STEPHAS AUGUSTUS N

Disclosed activity across 1 company

Tapewire entity
169012
SEC CIK
0001220930

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CBL & ASSOCIATES PROPERTIES INCCBL · Entity 1483Exec VP & COOFebruary 22, 2018February 26, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CBL & ASSOCIATES PROPERTIES INC

Report date February 22, 2018 · Filed February 26, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect153,014.1277 Reported balance After 2018-02-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-02-22 · Tax withholding · Disposed 2,385 · Balance 153,014.1277

F1: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Preferred Series D Depositary SharesSEC Table I · non-derivativeDirect2,162 Reported balance Holding disclosure · report date 2018-02-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,162

Preferred Series E Depositary SharesSEC Table I · non-derivativeDirect1,600 Reported balance Holding disclosure · report date 2018-02-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,600

Preferred Series E Depositary SharesSEC Table I · non-derivativeIndirectBy Spouse195 Reported balance Holding disclosure · report date 2018-02-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 195

F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Common UnitsSEC Table II · derivative / convertible security · Expires 2043-11-03Direct55,340 Reported balance Holding disclosure · report date 2018-02-22 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 55,340

F3: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F4: Immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

F2: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F4: Immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2018 Filed Feb 26, 2018 19:33 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 Tax withholdingCommon Stock 2,385 $4.29 $10,231.65
Disclosure

SEC source: 0001127602-18-008344 · form4.xml · nonDerivative · entry 1

STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,014.1277

F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 20:46 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 Tax withholdingCommon Stock 913 $5.34 $4,870.86
Disclosure

SEC source: 0001127602-18-007131 · form4.xml · nonDerivative · entry 2

STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,399.1277

F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 20:46 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 Tax withholdingCommon Stock 989 $4.44 $4,391.16
Disclosure

SEC source: 0001127602-18-007131 · form4.xml · nonDerivative · entry 1

STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,312.1277

Read SEC document
February 15, 2018 Filed Feb 15, 2018 21:02 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 GrantCommon Stock 48,951 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006342 · form4.xml · nonDerivative · entry 1

STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,301.1277

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 18:19 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 Tax withholdingCommon Stock 2,137 $10.75 $22,972.75
Disclosure

SEC source: 0001127602-17-008500 · form4.xml · nonDerivative · entry 1

STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,350.1277

F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:05 UTC CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 GrantCommon Stock 18,736 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005381 · form4.xml · nonDerivative · entry 1

STEPHAS AUGUSTUS N · CIK 0001220930 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,487.1277

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.