Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBL & ASSOCIATES PROPERTIES INCCBL · Entity 1483 | Exec VP - Management | February 14, 2019 | February 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBL & ASSOCIATES PROPERTIES INC
Report date February 14, 2019 · Filed February 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 268,760.31 |
Reported balance
After 2019-02-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-14 · Grant · Acquired 500 · Balance 268,760.31 F1: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. F2: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 120,480 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 73,536 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 73,536 F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F4: As the result of the death of the Reporting Person's spouse on January 7, 2014, these shares are now held in a Trust of which the Reporting Person and an unrelated attorney serve as Co-Trustees and in which the Reporting Person retains a beneficial interest during his lifetime with the remaining principal passing to unrelated third parties at his death. |
| Preferred Series D Depositary SharesSEC Table I · non-derivative | IndirectBy Revocable Living Trust | 1,000 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Preferred Series E Depositary SharesSEC Table I · non-derivative | IndirectBy Revocable Living Trust | 800 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 800 F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table II · derivative / convertible security · Expires 2043-11-03 | Direct | 120,480 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 120,480 F5: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price. F6: Immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.
F2: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 120,480 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: As the result of the death of the Reporting Person's spouse on January 7, 2014, these shares are now held in a Trust of which the Reporting Person and an unrelated attorney serve as Co-Trustees and in which the Reporting Person retains a beneficial interest during his lifetime with the remaining principal passing to unrelated third parties at his death.
F5: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
F6: Immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2019 Filed Feb 15, 2019 15:57 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006186 · form4.xml · nonDerivative · entry 1 LANDRESS BEN S · CIK 0001220923 · Exec VP - Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,760.31 F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 120,480 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 19:36 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Tax withholdingCommon Stock | 297 | $4.29 | $1,274.13 |
DisclosureSEC source: 0001127602-18-008346 · form4.xml · nonDerivative · entry 1 LANDRESS BEN S · CIK 0001220923 · Exec VP - Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,260.31 F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 120,480 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 18:18 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006554 · form4.xml · nonDerivative · entry 1 LANDRESS BEN S · CIK 0001220923 · Exec VP - Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,557.31 F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 120,480 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 20:48 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005367 · form4.xml · nonDerivative · entry 1 LANDRESS BEN S · CIK 0001220923 · Exec VP - Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,557.31 F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 120,480 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 19:15 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062313 · form4.xml · nonDerivative · entry 1 LANDRESS BEN S · CIK 0001220923 · Exec VP - Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 73,536 F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F2 · ownership.nature: As the result of the death of the Reporting Person's spouse on January 7, 2014, these shares are now held in a Trust of which the Reporting Person and an unrelated attorney serve as Co-Trustees and in which the Reporting Person retains a beneficial interest during his lifetime with the remaining principal passing to unrelated third parties at his death. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.