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CBL

CBL & ASSOCIATES PROPERTIES INC

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1483
SEC CIK
0000910612
Parsed reports
458

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202605
Jul 202600
Aug 202601
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2020 Filed Jan 9, 2020 16:33 UTC GrantCommon Stock, $.01 Par Value 96,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001350 · form4.xml · nonDerivative · entry 1

NELSON KATHLEEN M. · CIK 0001463419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,085.3601

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 06, 2020 Filed Jan 9, 2020 16:42 UTC GrantCommon Stock 16,026 $0.00 $0.00
Disclosure

SEC source: 0000931017-20-000002 · primary_doc.xml · nonDerivative · entry 1

ASHNER MICHAEL L · CIK 0001139233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 11,383,091

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · balance_after: 11,350,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,529,887 of the shares owned by Investors.

F2 · ownership.nature: 11,350,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,529,887 of the shares owned by Investors.

Read SEC document
January 06, 2020 Filed Jan 9, 2020 16:12 UTC GrantCommon Stock 96,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001344 · form4.xml · nonDerivative · entry 1

DOMINSKI MATTHEW · CIK 0001201056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,430

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 06, 2020 Filed Jan 9, 2020 16:18 UTC GrantCommon Stock 96,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001346 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,238.4792

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:51 UTC PurchaseCommon Stock 1,000,000 $1.04 $1,040,000.00
Disclosure

SEC source: 0000931017-19-000002 · primary_doc.xml · nonDerivative · entry 1

ASHNER MICHAEL L · CIK 0001139233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 11,350,000

F1 · balance_after: Shares are held by Exeter Capital Investors, L.P. ("Investors"). The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Michael L. Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,525,440 of the shares owned by Investors.

F1 · ownership.nature: Shares are held by Exeter Capital Investors, L.P. ("Investors"). The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Michael L. Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,525,440 of the shares owned by Investors.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 20:26 UTC GrantCommon Stock 17,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031622 · form4.xml · nonDerivative · entry 1

TIFFANY CAROLYN · CIK 0001139253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:42 UTC GrantCommon Stock 17,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031827 · form4.xml · nonDerivative · entry 1

ASHNER MICHAEL L · CIK 0001139233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
April 16, 2019 Filed May 21, 2019 17:26 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 1,426.699 $1.33 $1,897.51
Disclosure

SEC source: 0001127602-19-019318 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 26,565.518

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2019 Filed May 21, 2019 17:15 UTC OtherCommon Stock 4,702.015 $1.33 $6,253.68
Disclosure

SEC source: 0001127602-19-019314 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,084.4792

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

Read SEC document
March 21, 2019 Filed Apr 2, 2019 19:05 UTC
Curry Jeffery V.Chief Legal Officer & Sec.
Tax withholdingCommon Stock 609 $2.32 $1,412.88
Disclosure

SEC source: 0001127602-19-014035 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,772.6906

F1 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

F2 · ownership.direct: 7,458.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:38 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
Tax withholdingCommon Stock 5,739 $2.40 $13,744.91
Disclosure

SEC source: 0001127602-19-008611 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,382.387

F1 · ownership.direct: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:30 UTC
LEBOVITZ STEPHEN DDirector · CEO
Tax withholdingCommon Stock 11,090 $2.39 $26,505.10
Disclosure

SEC source: 0001127602-19-008046 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,592.91

F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:59 UTC
Reinsmidt Kathryn A.Exec VP-Chief Invest. Officer
Tax withholdingCommon Stock, $.01 Par Value 28 $2.40 $67.20
Disclosure

SEC source: 0001127602-19-007963 · form4.xml · nonDerivative · entry 1

Reinsmidt Kathryn A. · CIK 0001698266 · Exec VP-Chief Invest. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,579.84

F1 · balance_after: This total has been adjusted to correct for an error in the total number of shares originally reflected in the Reporting Person's Form 3 filed on February 16, 2017. The original Form 3 reflected total ownership of 25,245.19 Common shares. The initial total of shares owned by the Reporting Person on the date of the event requiring the Form 3 filing should have been 24,017 Common shares due to a tax withholding transaction that occurred prior to the Reporting Person becoming an executive officer of the Issuer.

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February 21, 2019 Filed May 15, 2019 19:09 UTC Amendment
LEBOVITZ STEPHEN DDirector · CEO
Tax withholdingCommon Stock 28,306 $2.39 $67,651.34
Disclosure

SEC source: 0001127602-19-018539 · form4a.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,376.91

F1 · shares: The filing made on February 25, 2019 incorrectly stated that 11,090 shares were withheld for payment of taxes upon the vesting of formerly restricted Common stock of the Issuer. The correct total amount of shares withheld was 28,306 shares of Common stock.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 21, 2019 Filed May 15, 2019 19:02 UTC Amendment
Reinsmidt Kathryn A.Exec VP-Chief Invest. Officer
Tax withholdingCommon Stock, $.01 Par Value 1,573 $2.40 $3,775.20
Disclosure

SEC source: 0001127602-19-018536 · form4a.xml · nonDerivative · entry 1

Reinsmidt Kathryn A. · CIK 0001698266 · Exec VP-Chief Invest. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,034.84

F1 · shares: The filing made on February 25, 2019 incorrectly stated that 28 shares were withheld for payment of taxes upon the vesting of formerly restricted Common stock of the Issuer. The correct total amount of shares withheld was 1,573 shares of Common Stock.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 16:08 UTC
Reinsmidt Kathryn A.Exec VP-Chief Invest. Officer
GrantCommon Stock, $.01 Par Value 3,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006192 · form4.xml · nonDerivative · entry 1

Reinsmidt Kathryn A. · CIK 0001698266 · Exec VP-Chief Invest. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,836.03

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 16:04 UTC
LEBOVITZ ALAN L.Executive VP - Management
GrantCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006190 · form4.xml · nonDerivative · entry 1

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,744

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Persons owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 155,847 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 16:00 UTC
Harrison Michael C. Jr.Executive VP - Operations
GrantCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006188 · form4.xml · nonDerivative · entry 1

Harrison Michael C. Jr. · CIK 0001731413 · Executive VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,123.877

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 15:57 UTC
LANDRESS BEN SExec VP - Management
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006186 · form4.xml · nonDerivative · entry 1

LANDRESS BEN S · CIK 0001220923 · Exec VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,760.31

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 120,480 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:44 UTC
Curry Jeffery V.Chief Legal Officer & Sec.
GrantCommon Stock 47,130 $2.40 $112,876.35
Disclosure

SEC source: 0001127602-19-005530 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,381.6906

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

F3 · ownership.direct: 7,458.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:41 UTC GrantCommon Stock 47,130 $2.40 $112,876.35
Disclosure

SEC source: 0001127602-19-005528 · form4.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,632.9886

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 212,346 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:39 UTC
MITCHELL FARZANA KExec VP - CFO
GrantCommon Stock 47,130 $2.40 $112,876.35
Disclosure

SEC source: 0001127602-19-005526 · form4.xml · nonDerivative · entry 1

MITCHELL FARZANA K · CIK 0001220926 · Exec VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,371

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:37 UTC
LEBOVITZ STEPHEN DDirector · CEO
GrantCommon Stock 148,458 $2.40 $355,556.91
Disclosure

SEC source: 0001127602-19-005524 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205,682.91

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:34 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
GrantCommon Stock 117,824 $2.40 $282,188.48
Disclosure

SEC source: 0001127602-19-005520 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,121.387

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
January 15, 2019 Filed Jan 22, 2019 21:50 UTC OtherCommon Stock 1,050.4925 $2.30 $2,415.40
Disclosure

SEC source: 0001127602-19-002479 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,382.4642

F1 · kind: The shares were acquired via the Company's Dividend Reinvestment Plan.

Read SEC document
January 15, 2019 Filed Jan 22, 2019 21:46 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 799.1693 $2.30 $1,837.53
Disclosure

SEC source: 0001127602-19-002476 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 25,138.819

F1 · kind: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
January 06, 2019 Filed Jan 9, 2020 15:54 UTC Amendment GrantCommon Stock 96,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001342 · form4a.xml · nonDerivative · entry 1

Chapman A. Larry · CIK 0001542647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,551

Read SEC document
January 03, 2019 Filed Jan 3, 2019 22:01 UTC GrantCommon Stock 50,126 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000797 · form4.xml · nonDerivative · entry 1

BRYENTON GARY L · CIK 0001222386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,308

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:32 UTC GrantCommon Stock, $.01 Par Value 50,126 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000899 · form4.xml · nonDerivative · entry 1

NELSON KATHLEEN M. · CIK 0001463419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,931.3601

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:29 UTC GrantCommon Stock 50,126 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000893 · form4.xml · nonDerivative · entry 1

DOMINSKI MATTHEW · CIK 0001201056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,276

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:22 UTC GrantCommon Stock 50,126 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000870 · form4.xml · nonDerivative · entry 1

Lieb Richard J · CIK 0001430075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,508.8934

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:14 UTC GrantCommon Stock 50,126 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000846 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,331.9717

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:05 UTC GrantCommon Stock 50,126 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000809 · form4.xml · nonDerivative · entry 1

Chapman A. Larry · CIK 0001542647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,397

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:55 UTC
Nay Gary JDirector
GrantCommon Stock 50,126 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000780 · form4.xml · nonDerivative · entry 1

Nay Gary J · CIK 0001519776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,897

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

Read SEC document
December 31, 2018 Filed Nov 24, 2020 19:52 UTC
LEBOVITZ ALAN L.Executive VP - Management
PurchasePreferred Series E Depositary Shares 196.4909 $8.10 $1,590.79
Disclosure

SEC source: 0001127602-20-029917 · form4.xml · nonDerivative · entry 4

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,628.0373

F1 · kind: Additional shares acquired through participation in broker's synthetic DRIP.

Read SEC document
December 31, 2018 Filed Nov 24, 2020 19:38 UTC
LEBOVITZ ALAN L.Executive VP - Management
PurchasePreferred Series D Depositary Shares 281.115 $9.10 $2,557.02
Disclosure

SEC source: 0001127602-20-029914 · form4.xml · nonDerivative · entry 4

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672.1047

F1 · kind: Additional shares acquired through participation in broker's synthetic DRIP.

Read SEC document
December 17, 2018 Filed Dec 28, 2018 21:12 UTC
LEBOVITZ STEPHEN DDirector · CEO
Tax withholdingCommon Stock 10,620 $2.40 $25,488.00
Disclosure

SEC source: 0001127602-18-037492 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,224.91

F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
December 17, 2018 Filed Jan 16, 2019 19:09 UTC Amendment
LEBOVITZ STEPHEN DDirector · CEO
Tax withholdingCommon Stock 10,620 $2.40 $25,488.00
Disclosure

SEC source: 0001127602-19-002096 · form4a.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,224.91

F1 · date: The Reporting Person's Form 4 filed on 12/28/2018 incorrectly contains an indirect ownership position for 36,303.2122 shares attributed to UGMA/UTMA as custodian for son. The Reporting Person no longer has any pecuniary interest in such shares, since his son has reached the age of majority and no longer shares the Reporting Person's household.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

Read SEC document
October 16, 2018 Filed Oct 25, 2018 16:13 UTC OtherCommon Stock 1,778.107 $3.42 $6,085.57
Disclosure

SEC source: 0001127602-18-030936 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,205.9717

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

Read SEC document
October 16, 2018 Filed Nov 13, 2018 15:32 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 1,352.707 $3.42 $4,629.64
Disclosure

SEC source: 0001127602-18-032746 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 24,339.6497

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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October 01, 2018 Filed Nov 24, 2020 19:52 UTC
LEBOVITZ ALAN L.Executive VP - Management
PurchasePreferred Series E Depositary Shares 120.8999 $13.52 $1,634.69
Disclosure

SEC source: 0001127602-20-029917 · form4.xml · nonDerivative · entry 3

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,431.5464

F1 · kind: Additional shares acquired through participation in broker's synthetic DRIP.

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October 01, 2018 Filed Nov 24, 2020 19:38 UTC
LEBOVITZ ALAN L.Executive VP - Management
PurchasePreferred Series D Depositary Shares 180.0581 $14.52 $2,613.90
Disclosure

SEC source: 0001127602-20-029914 · form4.xml · nonDerivative · entry 3

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390.9897

F1 · kind: Additional shares acquired through participation in broker's synthetic DRIP.

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July 16, 2018 Filed Jul 23, 2018 18:16 UTC OtherCommon Stock 1,075.665 $5.46 $5,870.44
Disclosure

SEC source: 0001127602-18-023683 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,427.8647

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

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July 16, 2018 Filed Jul 23, 2018 18:07 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 818.3197 $5.46 $4,465.98
Disclosure

SEC source: 0001127602-18-023680 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,986.9427

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 02, 2018 Filed Nov 24, 2020 19:52 UTC
LEBOVITZ ALAN L.Executive VP - Management
PurchasePreferred Series E Depositary Shares 99.9232 $16.21 $1,619.36
Disclosure

SEC source: 0001127602-20-029917 · form4.xml · nonDerivative · entry 2

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310.6465

F1 · kind: Additional shares acquired through participation in broker's synthetic DRIP.

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July 02, 2018 Filed Nov 24, 2020 19:38 UTC
LEBOVITZ ALAN L.Executive VP - Management
PurchasePreferred Series D Depositary Shares 144.9504 $17.91 $2,595.63
Disclosure

SEC source: 0001127602-20-029914 · form4.xml · nonDerivative · entry 2

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,210.9316

F1 · kind: Additional shares acquired through participation in broker's synthetic DRIP.

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April 18, 2018 Filed Feb 14, 2019 22:58 UTC
LEBOVITZ STEPHEN DDirector · CEO
OtherCommon Stock 16,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006071 · form5.xml · nonDerivative · entry 2

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,689.452

F1 · shares: The Reporting Person's adult son deposited shares which the son owned into a Trust for the benefit of himself (the adult son), with the Reporting Person serving as Trustee of such Trust.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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April 17, 2018 Filed Apr 24, 2018 14:34 UTC
LEBOVITZ CHARLES BDirector · Chairman of the Board · 10% owner
OtherCommon Stock 982.6235 $4.34 $4,269.40
Disclosure

SEC source: 0001127602-18-015149 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,168.623

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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April 17, 2018 Filed Apr 24, 2018 14:25 UTC OtherCommon Stock 1,291.64 $4.34 $5,612.05
Disclosure

SEC source: 0001127602-18-015147 · form4.xml · nonDerivative · entry 1

GRIFFITH JOHN D · CIK 0001201728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,352.1997

F1 · shares: The shares were acquired via the Company's Dividend Reinvestment Plan.

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April 12, 2018 Filed Feb 14, 2019 22:58 UTC
LEBOVITZ STEPHEN DDirector · CEO
OtherCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006071 · form5.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,689.452

F1 · shares: The Reporting Person's adult son deposited shares which the son owned into a Trust for the benefit of himself (the adult son), with the Reporting Person serving as Trustee of such Trust.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.