Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBL & ASSOCIATES PROPERTIES INCcbl · Entity 1483 | Director | March 19, 2020 | March 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBL & ASSOCIATES PROPERTIES INC
Report date March 19, 2020 · Filed March 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectsee note | 15,250,000 |
Reported balance
After 2020-03-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-19 · Purchase · Acquired 1,116,909 · Balance 15,250,000 F1: 15,216,909 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 2,045,153 of the shares owned by Investors. |
Filing footnotes · ownership attribution and instrument terms
F1: 15,216,909 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 2,045,153 of the shares owned by Investors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2020 Filed Mar 19, 2020 20:57 UTC | CBL & ASSOCIATES PROPERTIES INC cbl · Entity 1483 | PurchaseCommon Stock | 1,116,909 | $0.34 | $379,749.06 |
DisclosureSEC source: 0000931017-20-000005 · primary_doc.xml · nonDerivative · entry 1 ASHNER MICHAEL L · CIK 0001139233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see note Disclosed balance after: 15,250,000 F1 · balance_after: 15,216,909 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 2,045,153 of the shares owned by Investors. F1 · ownership.nature: 15,216,909 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 2,045,153 of the shares owned by Investors. Read SEC document |
| February 26, 2020 Filed Feb 26, 2020 22:31 UTC | CBL & ASSOCIATES PROPERTIES INC cbl · Entity 1483 | PurchaseCommon Stock | 900,000 | $0.51 | $459,000.00 |
DisclosureSEC source: 0000931017-20-000004 · primary_doc.xml · nonDerivative · entry 3 ASHNER MICHAEL L · CIK 0001139233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see note Disclosed balance after: 14,133,091 F1 · balance_after: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors F1 · ownership.nature: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 22:31 UTC | CBL & ASSOCIATES PROPERTIES INC cbl · Entity 1483 | PurchaseCommon Stock | 900,000 | $0.52 | $468,000.00 |
DisclosureSEC source: 0000931017-20-000004 · primary_doc.xml · nonDerivative · entry 2 ASHNER MICHAEL L · CIK 0001139233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see note Disclosed balance after: 13,233,091 F1 · balance_after: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors F1 · ownership.nature: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:31 UTC | CBL & ASSOCIATES PROPERTIES INC cbl · Entity 1483 | PurchaseCommon Stock | 950,000 | $0.54 | $513,000.00 |
DisclosureSEC source: 0000931017-20-000004 · primary_doc.xml · nonDerivative · entry 1 ASHNER MICHAEL L · CIK 0001139233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see note Disclosed balance after: 12,333,091 F1 · balance_after: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors F1 · ownership.nature: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors Read SEC document |
| January 10, 2020 Filed Jan 10, 2020 21:59 UTC | CBL & ASSOCIATES PROPERTIES INC CBL-PD · Entity 1483 | SaleSeries D Cumulative Redeemable Preferred Shares | 5,000 | $4.62 | $23,100.00 |
DisclosureSEC source: 0000931017-20-000003 · primary_doc.xml · nonDerivative · entry 1 ASHNER MICHAEL L · CIK 0001139233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 06, 2020 Filed Jan 9, 2020 16:42 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 16,026 | $0.00 | $0.00 |
DisclosureSEC source: 0000931017-20-000002 · primary_doc.xml · nonDerivative · entry 1 ASHNER MICHAEL L · CIK 0001139233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see note Disclosed balance after: 11,383,091 F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. F2 · balance_after: 11,350,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,529,887 of the shares owned by Investors. F2 · ownership.nature: 11,350,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,529,887 of the shares owned by Investors. Read SEC document |
| December 04, 2019 Filed Dec 4, 2019 21:51 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | PurchaseCommon Stock | 1,000,000 | $1.04 | $1,040,000.00 |
DisclosureSEC source: 0000931017-19-000002 · primary_doc.xml · nonDerivative · entry 1 ASHNER MICHAEL L · CIK 0001139233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see note Disclosed balance after: 11,350,000 F1 · balance_after: Shares are held by Exeter Capital Investors, L.P. ("Investors"). The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Michael L. Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,525,440 of the shares owned by Investors. F1 · ownership.nature: Shares are held by Exeter Capital Investors, L.P. ("Investors"). The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Michael L. Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,525,440 of the shares owned by Investors. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:42 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 17,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031827 · form4.xml · nonDerivative · entry 1 ASHNER MICHAEL L · CIK 0001139233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,065 F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.